Vault-13

SMART GLOBAL HLDGS INC

SHS · CUSIP G8232Y101

183 institutional holders -1 vs Q3 2023
56,283,24956.3m shares reported held*
$1.1bnreported value*
28 new 69 added 64 reduced 33 sold out net bought ≈ $38.6m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($535.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.93. Options: 13 managers hold calls ($14.7m notional), 9 hold puts ($4.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 189Q4 22: 182Q1 23: 175Q2 23: 195Q3 23: 184Q4 23: 183183Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022189
Q4 2022182
Q1 2023175
Q2 2023195
Q3 2023184
Q4 2023183

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 87 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 114 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 107 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 97 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228799
Q1 20238589
Q2 202311484
Q3 202384107
Q4 20239797

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ1 23 calls: $2.4mQ1 23 puts: $2.1mQ1 23P/C 0.91Q2 23 calls: $20.6mQ2 23 puts: $4.2mQ2 23P/C 0.21Q3 23 calls: $32.7mQ3 23 puts: $2.6mQ3 23P/C 0.08Q4 23 calls: $14.7mQ4 23 puts: $4.3mQ4 23P/C 0.30
Numbers
QuarterCallsPutsP/C
Q1 2023$2.4m$2.1m0.91
Q2 2023$20.6m$4.2m0.21
Q3 2023$32.7m$2.6m0.08
Q4 2023$14.7m$4.3m0.30

Biggest buyers

MORGAN STANLEY Added +1,828,043+1.8m
ALLIANCEBERNSTEIN L.P. Added +970,790+970.8k
UBS Group AG Added +850,764+850.8k
BANK OF AMERICA CORP /DE/ Added +823,897+823.9k
VANGUARD GROUP INC Added +810,022+810.0k
DEUTSCHE BANK AG\ Added +538,498+538.5k
JPMORGAN CHASE & CO Added +504,876+504.9k
BlackRock Inc. Added +486,841+486.8k
PUTNAM INVESTMENTS LLC New +230,113+230.1k
1492 Capital Management LLC New +219,400+219.4k

Biggest sellers

Yiheng Capital Management, L.P. Sold out -2,079,047-2.1m
AMERIPRISE FINANCIAL INC Reduced -1,660,572-1.7m
Driehaus Capital Management LLC Sold out -825,662-825.7k
Nuveen Asset Management, LLC Reduced -298,091-298.1k
MILLENNIUM MANAGEMENT LLC Reduced -243,598-243.6k
MARSHALL WACE, LLP Reduced -242,956-243.0k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -216,037-216.0k
CASTLEARK MANAGEMENT LLC Sold out -214,930-214.9k
CastleKnight Management LP Reduced -170,972-171.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -149,900-149.9k

Biggest calls

JANE STREET GROUP, LLC Added $3.9m206.1k shares
CastleKnight Management LP Reduced $3.8m200.0k shares
CITADEL ADVISORS LLC Added $2.1m108.8k shares
Yiheng Capital Management, L.P. Unchanged $1.5m79.3k shares
SIMPLEX TRADING, LLC Added $1.0m53.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $885.9k46.8k shares
WOLVERINE TRADING, LLC Added $637.9k33.7k shares
PEAK6 Investments LLC Reduced $405.1k21.4k shares
Walleye Trading LLC Added $219.6k11.6k shares
GROUP ONE TRADING LLC Unchanged $195.0k10.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m138.6k shares
WOLVERINE ASSET MANAGEMENT LLC New $473.2k25.0k shares
CITADEL ADVISORS LLC Reduced $338.8k17.9k shares
GROUP ONE TRADING LLC Added $280.2k14.8k shares
Walleye Trading LLC Added $177.9k9.4k shares
SIMPLEX TRADING, LLC Added $174.0k9.2k shares
Walleye Capital LLC Reduced $170.4k9.0k shares
PEAK6 Investments LLC Reduced $92.8k4.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2025-03-07 12.1% 6.5m 2025-03-07
SK TELECOM CO LTD 13D · may seek influence no change · filed 2026-07-28
Stated purposeItem 4 of the Original Schedule 13D is hereby amended and supplemented by the information contained in Item 6 of this Amendment No. 1, which is incorporated herein by reference. Full filing
 10.3% no change 6.1m 2026-07-28
CROSSLINK CAPITAL INC 13G · institution new · filed 2025-02-14 5.9% new 3.1m 2025-02-14
STATE STREET CORP 13G · institution new · filed 2025-05-13 5.5% new 2.9m 2025-05-13

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 8,277,1248.3m $156.7m $156.7m 0.00% Added +486.8k +486,841
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,835,0086.8m $129.4m $129.4m 0.00% Added +810.0k +810,022
3 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 4,772,4214.8m $90.3m $90.3m 0.03% Reduced -1.7m -1,660,572
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,394,1013.4m $64.3m $64.3m 0.00% Reduced -26.2k -26,174
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,673,3042.7m $50.6m $50.6m 0.00% Added +1.8m +1,828,043
6 FMR LLC 0.00% of their portfolio BOSTON, MA 2,382,1022.4m $45.1m $45.1m 0.00% Added +172.5k +172,455
7 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 2,227,1722.2m $42.2m $42.2m 0.02% Added +970.8k +970,790
8 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 1,612,7851.6m $30.5m $30.5m 0.03% Reduced -26.8k -26,764
9 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,483,5181.5m $28.1m $28.1m 0.01% Added +37.3k +37,256
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,104,4271.1m $20.9m $20.9m 0.00% Added +65.2k +65,185
11 CROSSLINK CAPITAL INC 3.06% of their portfolio MENLO PARK, CA 1,088,6431.1m $20.6m $20.6m 3.06% Reduced -82.7k -82,680
12 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 1,021,4651.0m $19.3m $19.3m 0.01% Added +538.5k +538,498
13 JACOBS LEVY EQUITY MANAGEMENT, INC 0.10% of their portfolio FLORHAM PARK, NJ 1,014,9061.0m $19.2m $19.2m 0.10% Added +182.1k +182,111
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 940,572940.6k $17.8m $17.8m 0.00% Added +823.9k +823,897
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 862,786862.8k $16.3m $16.3m 0.01% Added +850.8k +850,764
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 843,578843.6k $16.0m $16.0m 0.00% Added +504.9k +504,876
17 ArrowMark Colorado Holdings LLC 0.17% of their portfolio Denver, CO 809,000809.0k $15.3m $15.3m 0.17% Added +181.0k +181,000
18 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 692,100692.1k $13.1m $13.1m 0.03% Reduced -53.4k -53,400
19 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 682,982683.0k $12.9m $12.9m 0.02% Reduced -243.0k -242,956
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 655,702655.7k $12.4m $12.4m 0.00% Added +30.3k +30,344
21 Portolan Capital Management, LLC 1.01% of their portfolio BOSTON, MA 608,408608.4k $11.5m $11.5m 1.01% Added +8.3k +8,322
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 545,435545.4k $10.3m $10.3m 0.00% Reduced -4.6k -4,607
23 PEREGRINE CAPITAL MANAGEMENT LLC 0.30% of their portfolio MINNEAPOLIS, MN 520,719520.7k $9.9m $9.9m 0.30% Reduced -85.8k -85,763
24 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 504,439504.4k $9.5m $9.5m 0.02% Reduced -116.8k -116,786
25 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 430,050430.1k $8.1m $8.1m 0.00% Added +15.1k +15,060
26 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 423,700423.7k $8.0m $8.0m 0.02% Added +5.3k +5,300
27 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 395,198395.2k $7.5m $7.5m 0.00% Added +127.6k +127,559
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 382,674382.7k $7.2m $7.2m 0.00% Added +2.7k +2,721
29 CastleKnight Management LP 1.12% of their portfolio New York, NY 368,200368.2k $7.0m $7.0m 1.12% Reduced -171.0k -170,972
30 KENNEDY CAPITAL MANAGEMENT LLC 0.15% of their portfolio ST LOUIS, MO 360,004360.0k $6.8m $6.8m 0.15% Added +93.0k +92,982
31 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 355,129355.1k $6.7m $6.7m 0.00% Reduced -298.1k -298,091
32 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.04% of their portfolio NEW YORK, NY 333,922333.9k $6.3m $6.3m 0.04% Added +65.2k +65,224
33 Foundry Partners, LLC 0.37% of their portfolio MINNEAPOLIS, MN 328,458328.5k $6.2m $6.2m 0.37% Added +27.5k +27,507
34 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 306,584306.6k $5.8m $5.8m 0.02% Added +126.9k +126,859
35 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 303,194303.2k $5.7m $5.7m 0.01% Reduced -33.3k -33,335
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 294,886294.9k $5.7m $5.7m 0.00% Reduced -9.7k -9,731
37 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 270,169270.2k $5.1m $5.1m 0.00% Added +838 +838
38 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 246,015246.0k $4.7m $4.7m 0.00% Reduced -46.9k -46,901
39 SG Americas Securities, LLC 0.05% of their portfolio NEW YORK, NY 234,927234.9k $4.4m $4.4m 0.05% Added +101.2k +101,159
40 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 234,662234.7k $4.4m $4.4m 0.04% Added +68.3k +68,315
41 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 230,113230.1k $4.4m $4.4m 0.01% New
42 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 221,340221.3k $4.2m $4.2m 0.01% Added +105.5k +105,514
43 1492 Capital Management LLC 2.36% of their portfolio MILWAUKEE, WI 219,400219.4k $4.2m $4.2m 2.36% New
44 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 205,179205.2k $3.9m $3.9m 0.01% Reduced -40.0k -39,977
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 202,538202.5k $3.8m $3.8m 0.00% Added +132.0k +132,044
46 Cubist Systematic Strategies, LLC 0.05% of their portfolio STAMFORD, CT 195,761195.8k $3.7m $3.7m 0.05% Reduced -23.9k -23,886
47 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 188,482188.5k $3.6m $3.6m 0.01% Added +930 +930
48 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 172,372172.4k $3.3m $3.3m 0.01% Reduced -149.9k -149,900
49 P.A.W. CAPITAL CORP 6.89% of their portfolio GREENWICH, CT 150,000150.0k $2.8m $2.8m 6.89% Reduced -5.0k -5,000
50 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 148,991149.0k $2.8m $2.8m 0.00% Reduced -3.0k -2,973
51 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 144,002144.0k $2.7m $2.7m 0.01% Added +51.9k +51,897
52 Legal & General Group Plc 0.00% of their portfolio London, X0 137,772137.8k $2.6m $2.6m 0.00% Added +796 +796
53 TWINBEECH CAPITAL LP 0.04% of their portfolio PURCHASE, NY 137,562137.6k $2.6m $2.6m 0.04% Added +124.7k +124,698
54 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 113,552113.6k $2.1m $2.1m 0.00% New
55 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 107,739107.7k $2.0m $2.0m 0.02% Added +45.9k +45,855
56 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 105,461105.5k $2.0m $2.0m 0.00% Reduced -243.6k -243,598
57 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 101,412101.4k $1.9m $1.9m 0.00% Reduced -38.9k -38,920
58 Swiss National Bank 0.00% of their portfolio ZURICH, V8 98,60098.6k $1.9m $1.9m 0.00% Reduced -11.4k -11,400
59 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 98,30298.3k $1.9m $1.9m 0.02% New
60 NATIXIS 0.01% of their portfolio PARIS, I0 93,25093.2k $1.8m $1.8m 0.01% New
61 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 88,50188.5k $1.7m $1.7m 0.00% Added +81.7k +81,690
62 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 75,72175.7k $1.4m $1.4m 0.00% Added +64.2k +64,186
63 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 72,70072.7k $1.3m $1.3m 0.00% New
64 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 68,79368.8k $1.3m $1.3m 0.00% New
65 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 66,90066.9k $1.3m $1.3m 0.00% New
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,73662.7k $1.2m $1.2m 0.00% Added +13.7k +13,705
67 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 62,28762.3k $1.2m $1.2m 0.02% New
68 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 61,66461.7k $1.2m $1.2m 0.00% Added +14.1k +14,121
69 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 60,12660.1k $1.1m $1.1m 0.00% Reduced -123.7k -123,701
70 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 57,28157.3k $1.1m $1.1m 0.00% Reduced -1.7k -1,678
71 WEDGE CAPITAL MANAGEMENT L L P/NC 0.02% of their portfolio CHARLOTTE, NC 56,65756.7k $1.1m $1.1m 0.02% New
72 TOWLE & CO 0.12% of their portfolio DENVER, CO 56,02056.0k $1.1m $1.1m 0.12% Reduced -9.7k -9,700
73 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 55,99256.0k $1.1m $1.1m 0.00% Reduced -98.9k -98,889
74 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 54,38154.4k $1.0m $1.0m 0.00% Added +6.4k +6,439
75 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 53,87853.9k $1.0m $1.0m 0.02% Reduced -4.7k -4,700
76 Quantbot Technologies LP 0.06% of their portfolio NEW YORK, NY 53,48453.5k $1.0m $1.0m 0.06% Added +22.4k +22,359
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 52,55752.6k $994.9k $994.9k 0.00% Reduced -2.3k -2,347
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 48,59948.6k $920.0k $920.0k 0.00% Added +7.0k +7,018
79 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 46,26446.3k $876.0k $876.0k 0.00% Added +462 +462
80 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 44,60044.6k $844.3k $844.3k 0.01% Added +2.1k +2,096
81 Man Group plc 0.00% of their portfolio LONDON, X0 44,04244.0k $833.7k $833.7k 0.00% New
82 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 43,54743.5k $824.3k $824.3k 0.00% Added +42.6k +42,615
83 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 41,90041.9k $793.2k $793.2k 0.00% Reduced -40.0k -40,000
84 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 39,01039.0k $738.5k $738.5k 0.00% Added +1.4k +1,362
85 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 36,99437.0k $700.3k $700.3k 0.02% Reduced -33.3k -33,268
86 Graham Capital Management, L.P. 0.02% of their portfolio ROWAYTON, CT 32,68432.7k $618.7k $618.7k 0.02% Added +21.0k +21,032
87 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 31,94031.9k $604.0k $604.0k 0.01% Added +767 +767
88 CORNERCAP INVESTMENT COUNSEL INC 0.10% of their portfolio Atlanta, GA 31,13531.1k $589.4k $589.4k 0.10% New
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,11331.1k $589.0k $589.0k 0.00% Reduced -58.0k -58,010
90 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 30,80030.8k $583.0k $583.0k 0.00% Unchanged
91 SummerHaven Investment Management, LLC 0.32% of their portfolio STAMFORD, CT 26,62426.6k $504.0k $504.0k 0.32% Added +588 +588
92 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 26,47126.5k $501.1k $501.1k 0.00% Reduced -138 -138
93 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 26,14626.1k $494.9k $494.9k 0.01% New
94 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 26,00026.0k $492.2k $492.2k 0.01% Added +500 +500
95 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 25,98726.0k $491.9k $491.9k 0.00% Unchanged
96 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 25,49925.5k $482.7k $482.7k 0.01% Added +695 +695
97 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 24,88824.9k $471.1k $471.1k 0.00% Added +179 +179
98 Pacific Ridge Capital Partners, LLC 0.09% of their portfolio LAKE OSWEGO, OR 24,57324.6k $465.2k $465.2k 0.09% New
99 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 24,49424.5k $463.9k $463.9k 0.00% Reduced -27 -27
100 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 23,64723.6k $447.6k $447.6k 0.00% Added +4.6k +4,647