Vault-13

SEMPER PARATUS ACQUISITION C

UNIT 11/04/2026 · CUSIP G8028L123

3 institutional holders -12 vs Q4 2022
1,512,6791.5m shares reported held*
$3.1mreported value*
0 new 0 added 0 reduced 12 sold out net sold ≈ $10.2m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.07.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 15Q1 23: 33Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202222
Q4 202215
Q1 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 2 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 12 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022211
Q1 2023012

Biggest buyers

None

Biggest sellers

HGC Investment Management Inc. Sold out -1,150,780-1.2m
Westchester Capital Management, LLC Sold out -200,000-200.0k
Schechter Investment Advisors, LLC Sold out -92,830-92.8k
Walleye Capital LLC Sold out -63,997-64.0k
Walleye Trading LLC Sold out -35,998-36.0k
SkyView Investment Advisors, LLC Sold out -25,000-25.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -25,000-25.0k
Bracebridge Capital, LLC Sold out -25,000-25.0k
Terrapin Asset Management, LLC Sold out -5,000-5.0k
UBS Group AG Sold out -1,326-1.3k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FourWorld Capital Management LLC 1.98% of their portfolio NEW YORK, NY 1,500,0001.5m $3.0m $3.0m 1.98% Unchanged
2 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,67912.7k $134.1k $134.1k 0.00% Unchanged
3 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged