Vault-13

SEMPER PARATUS ACQUISITION C LGST

CLASS A ORD · Common Stock · CUSIP G8028L107

65 institutional holders +3 vs Q3 2022
34,034,64434.0m shares reported held*
$351.4mreported value*
10 new 11 added 12 reduced 8 sold out net bought ≈ $18.9m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.32. Options: 1 managers hold calls ($51.6k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 6565Q3 22Q4 22
Numbers
QuarterHolders
Q3 202262
Q4 202265

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 22 calls: $51.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $51.6kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$51.0k$00.00
Q4 2022$51.6k$00.00

Biggest buyers

Calamos Advisors LLC New +2,000,000+2.0m
Westchester Capital Management, LLC Added +926,129+926.1k
Radcliffe Capital Management, L.P. Added +500,826+500.8k
Weiss Asset Management LP Added +404,300+404.3k
Castle Creek Arbitrage, LLC New +400,000+400.0k
LMR Partners LLP New +400,000+400.0k
WOLVERINE ASSET MANAGEMENT LLC Added +381,676+381.7k
First Trust Capital Management L.P. Added +199,912+199.9k
Bulldog Investors, LLP New +179,896+179.9k
GLAZER CAPITAL, LLC Added +136,903+136.9k

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -889,594-889.6k
Verition Fund Management LLC Reduced -881,218-881.2k
Parallax Volatility Advisers, L.P. Sold out -498,280-498.3k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -477,246-477.2k
CITIGROUP INC Sold out -404,300-404.3k
MARSHALL WACE, LLP Reduced -374,371-374.4k
DEUTSCHE BANK AG\ Sold out -250,000-250.0k
Shaolin Capital Management LLC Reduced -212,356-212.4k
Spartan Fund Management Inc. Sold out -175,000-175.0k
BANK OF MONTREAL /CAN/ Reduced -138,516-138.5k

Biggest calls

Paloma Partners Management Co Unchanged $51.6k5.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.56% of their portfolio NEW YORK, NY 3,244,9453.2m $33.5m $33.5m 0.56% Added +88.3k +88,323
2 Corbin Capital Partners, L.P. 7.29% of their portfolio NEW YORK, NY 2,320,0002.3m $24.0m $24.0m 7.29% Unchanged
3 FourWorld Capital Management LLC 34.38% of their portfolio NEW YORK, NY 2,320,0002.3m $23.8m $23.8m 34.38% Unchanged
4 Calamos Advisors LLC 0.10% of their portfolio NAPERVILLE, IL 2,000,0002.0m $20.7m $20.7m 0.10% New
5 Polar Asset Management Partners Inc. 0.27% of their portfolio TORONTO, A6 1,815,7221.8m $18.8m $18.8m 0.27% Added +45.0k +44,997
6 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,725,5991.7m $17.8m $17.8m 0.02% Unchanged
7 Weiss Asset Management LP 0.73% of their portfolio BOSTON, MA 1,487,5781.5m $15.4m $15.4m 0.73% Added +404.3k +404,300
8 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 1,341,2001.3m $13.8m $13.8m 0.02% Added +124.6k +124,645
9 Radcliffe Capital Management, L.P. 0.44% of their portfolio BALA CYNWYD, PA 1,274,6461.3m $13.2m $13.2m 0.44% Added +500.8k +500,826
10 Westchester Capital Management, LLC 0.34% of their portfolio VALHALLA, NY 1,131,4921.1m $11.7m $11.7m 0.34% Added +926.1k +926,129
11 ARISTEIA CAPITAL, L.L.C. 0.22% of their portfolio GREENWICH, CT 1,050,0001.1m $10.8m $10.8m 0.22% Unchanged
12 Taconic Capital Advisors LP 0.38% of their portfolio NEW YORK, NY 1,001,7831.0m $10.3m $10.3m 0.38% Unchanged
13 Shaolin Capital Management LLC 0.28% of their portfolio Miami, FL 912,932912.9k $9.4m $9.4m 0.28% Reduced -212.4k -212,356
14 GLAZER CAPITAL, LLC 0.24% of their portfolio New York, NY 882,592882.6k $9.1m $9.1m 0.24% Added +136.9k +136,903
15 MMCAP International Inc. SPC 0.84% of their portfolio GRAND CAYMAN, E9 800,000800.0k $8.3m $8.3m 0.84% Unchanged
16 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 796,144796.1k $8.2m $8.2m 0.01% Unchanged
17 Sculptor Capital LP 0.12% of their portfolio New York, NY 632,245632.2k $6.5m $6.5m 0.12% Added +134.4k +134,424
18 Periscope Capital Inc. 0.26% of their portfolio Toronto, A6 574,600574.6k $5.9m $5.9m 0.26% Reduced -500 -500
19 Hudson Bay Capital Management LP 0.06% of their portfolio STAMFORD, CT 500,000500.0k $5.2m $5.2m 0.06% Unchanged
20 Apollo Management Holdings, L.P. 0.04% of their portfolio New York, NY 500,000500.0k $5.2m $5.2m 0.04% Unchanged
21 Davidson Kempner Capital Management LP 0.11% of their portfolio New York, NY 500,000500.0k $5.2m $5.2m 0.11% Unchanged
22 AQR Arbitrage LLC 0.13% of their portfolio Greenwich, CT 495,230495.2k $5.1m $5.1m 0.13% Unchanged
23 Magnetar Financial LLC 0.07% of their portfolio EVANSTON, IL 426,300426.3k $4.4m $4.4m 0.07% Unchanged
24 BERKLEY W R CORP 0.24% of their portfolio Greenwich, CT 424,457424.5k $4.4m $4.4m 0.24% Added +73.5k +73,500
25 Starboard Value LP 0.08% of their portfolio New York, NY 420,500420.5k $4.3m $4.3m 0.08% Unchanged
26 Castle Creek Arbitrage, LLC 0.36% of their portfolio AVON, CO 400,000400.0k $4.1m $4.1m 0.36% New
27 LMR Partners LLP 0.08% of their portfolio LONDON, X0 400,000400.0k $4.1m $4.1m 0.08% New
28 Atalaya Capital Management LP 0.74% of their portfolio NEW YORK, NY 400,000400.0k $4.1m $4.1m 0.74% Unchanged
29 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 383,820383.8k $4.0m $4.0m 0.06% Added +381.7k +381,676
30 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 360,215360.2k $3.7m $3.7m 0.12% Reduced -889.6k -889,594
31 KIM, LLC 0.17% of their portfolio WICHITA, KS 300,000300.0k $3.1m $3.1m 0.17% Unchanged
32 First Trust Capital Management L.P. 0.17% of their portfolio CHICAGO, IL 299,912299.9k $3.1m $3.1m 0.17% Added +199.9k +199,912
33 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 250,000250.0k $2.6m $2.6m 0.01% Unchanged
34 TENOR CAPITAL MANAGEMENT Co., L.P. 0.06% of their portfolio NEW YORK, NY 250,000250.0k $2.6m $2.6m 0.06% Unchanged
35 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 230,527230.5k $2.4m $2.4m 0.01% Reduced -374.4k -374,371
36 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 200,000200.0k $2.1m $2.1m 0.04% Reduced -881.2k -881,218
37 Context Capital Management, LLC 0.15% of their portfolio LAJOLLA, CA 199,900199.9k $2.1m $2.1m 0.15% Unchanged
38 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 190,240190.2k $2.0m $2.0m 0.02% Reduced -5.5k -5,532
39 WHITEBOX ADVISORS LLC 0.07% of their portfolio MINNEAPOLIS, MN 185,575185.6k $1.9m $1.9m 0.07% Unchanged
40 Cohanzick Management, LLC 0.55% of their portfolio Pleasantville, NY 182,865182.9k $1.9m $1.9m 0.55% Reduced -363 -363
41 Bulldog Investors, LLP 0.56% of their portfolio SADDLE BROOK, NJ 179,896179.9k $1.9m $1.9m 0.56% New
42 RiverPark Advisors, LLC 0.86% of their portfolio NEW YORK, NY 175,000175.0k $1.8m $1.8m 0.86% Unchanged
43 PICTON MAHONEY ASSET MANAGEMENT 0.08% of their portfolio Toronto, A6 150,000150.0k $1.6m $1.6m 0.08% Unchanged
44 Centiva Capital, LP 0.10% of their portfolio New York, NY 110,727110.7k $1.1m $1.1m 0.10% Unchanged
45 HGC Investment Management Inc. 0.11% of their portfolio TORONTO, A6 104,993105.0k $1.1m $1.1m 0.11% New
46 DIFESA CAPITAL MANAGEMENT, LP 0.80% of their portfolio New York, NY 100,000100.0k $1.0m $1.0m 0.80% New
47 CVI Holdings, LLC 0.12% of their portfolio WILMINGTON, DE 92,89492.9k $959.6k $959.6k 0.12% Reduced -39.2k -39,162
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 85,70085.7k $885.3k $885.3k 0.00% Reduced -138.5k -138,516
49 Linden Advisors LP 0.01% of their portfolio New York, NY 83,44583.4k $862.0k $862.0k 0.01% Unchanged
50 MIZUHO SECURITIES USA LLC 0.05% of their portfolio NEW YORK, NY 47,48347.5k $490.5k $490.5k 0.05% New
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,72135.7k $369.0k $369.0k 0.00% First filing
52 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 29,22529.2k $301.9k $301.9k 0.00% Unchanged
53 Sea Otter Advisors LLC 0.40% of their portfolio Miami, FL 26,20026.2k $270.6k $270.6k 0.40% New
54 Lynwood Capital Management Inc. 0.32% of their portfolio TORONTO, A6 25,91425.9k $268.0k $268.0k 0.32% Unchanged
55 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 25,29825.3k $261.3k $261.3k 0.03% New
56 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 25,23725.2k $261.0k $261.0k 0.01% New
57 DUPONT CAPITAL MANAGEMENT CORP 0.01% of their portfolio Wilmington, DE 25,00025.0k $258.2k $258.2k 0.01% Unchanged
58 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 25,00025.0k $258.2k $258.2k 0.01% Unchanged
59 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 15,59715.6k $161.1k $161.1k 0.00% Unchanged
60 SONA ASSET MANAGEMENT (US) LLC 0.04% of their portfolio NEW YORK, NY 15,00015.0k $154.9k $154.9k 0.04% Unchanged
61 Virtu Financial LLC 0.02% of their portfolio New York, NY 12,80812.8k $132.0k $132.0k 0.02% Reduced -1.9k -1,875
62 Paloma Partners Management Co 0.02% of their portfolio GREENWICH, CT 10,00010.0k $103.3k $103.3k 0.02% Unchanged
63 Elequin Capital, LP 0.02% of their portfolio NEW YORK, NY 7,3877.4k $76.3k $76.3k 0.02% Reduced -18.1k -18,113
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 100100 $1.0k $1.0k 0.00% Reduced -100 -100
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged