ROYALTY PHARMA PLC RPRX
SHS CLASS A · Common Stock · CUSIP G7709Q104
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersNew York, NY
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($39.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.15. Options: 10 managers hold calls ($21.8m notional), 7 hold puts ($5.3m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 319 |
| Q4 2022 | 336 |
| Q1 2023 | 335 |
| Q2 2023 | 326 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 188 | 135 |
| Q1 2023 | 192 | 136 |
| Q2 2023 | 179 | 159 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $77.9m | $15.1m | 0.19 |
| Q4 2022 | $44.5m | $5.7m | 0.13 |
| Q1 2023 | $37.9m | $3.2m | 0.08 |
| Q2 2023 | $21.8m | $5.3m | 0.24 |
Biggest buyers
| Silicon Valley Community Foundation | Added | +15.7m |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Added | +1.4m |
| GOLDMAN SACHS GROUP INC | Added | +1.3m |
| MARSHALL WACE, LLP | Added | +1.1m |
| TWO SIGMA INVESTMENTS, LP | Added | +957.4k |
| VANGUARD GROUP INC | Added | +917.8k |
| BlackRock Inc. | Added | +892.7k |
| Swedbank AB | Added | +795.2k |
| Alyeska Investment Group, L.P. | Added | +782.7k |
| Qube Research & Technologies Ltd | Added | +750.6k |
Biggest sellers
| FMR LLC | Reduced | -46.1m |
| Capital International Investors | Sold out | -3.8m |
| VIKING GLOBAL INVESTORS LP | Reduced | -1.4m |
| ROBERT WOOD JOHNSON FOUNDATION | Sold out | -970.2k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -530.2k |
| CITADEL ADVISORS LLC | Reduced | -423.6k |
| BAILLIE GIFFORD & CO | Reduced | -418.2k |
| Vantage Consulting Group Inc | Reduced | -371.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -335.9k |
| Man Group plc | Sold out | -305.5k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $5.9m191.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $4.9m158.7k shares |
| Parallax Volatility Advisers, L.P. | New | $3.1m100.0k shares |
| GROUP ONE TRADING LLC | Reduced | $2.3m74.6k shares |
| CITADEL ADVISORS LLC | Reduced | $1.9m62.7k shares |
| UBS Group AG | New | $1.8m60.0k shares |
| JANE STREET GROUP, LLC | Reduced | $1.5m48.5k shares |
| PEAK6 Investments LLC | Reduced | $279.7k9.1k shares |
| Twin Tree Management, LP | Added | $175.2k5.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $2.4m76.6k shares |
| CITADEL ADVISORS LLC | Added | $1.8m57.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $820.8k26.7k shares |
| GROUP ONE TRADING LLC | Added | $325.8k10.6k shares |
| HighTower Advisors, LLC | New | $7.4k120 shares |
| Jefferies Financial Group Inc. | Unchanged | $045.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Legorreta Pablo G. 13D · may seek influence -1.0 pts · filed 2026-08-17 | 18.7% |
| MORGAN STANLEY 13G · institution filed 2025-08-05 | 9.2% |
| Capital International Investors 13G · institution +1.1 pts · filed 2026-05-14 | 8.8% |
| FMR LLC 13G · institution -2.6 pts · filed 2025-11-05 | 6.5% |
| BlackRock, Inc. 13G · institution new · filed 2025-02-04 | 5.7% |
Fell to 5% or below in the last year: Severgnini Achille G. (4.8%, 2026-06-16)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 2 | $27.1m | — |
| Q1 2022 | 1 | $1.2m | 1 | $9.0m | — |
| Q2 2022 | 0 | — | 4 | $27.4m | — |
| Q3 2022 | 0 | — | 6 | $100.6m | — |
| Q4 2022 | 0 | — | 4 | $30.8m | — |
| Q1 2023 | 0 | — | 3 | $11.1m | — |
| Q2 2023 | 1 | $19.3m | 2 | $63.9m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-28 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $3.8m130.0k shares |
| 2023-06-13 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $1.5m45.0k shares |
| 2023-06-12 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $1.5m45.0k shares |
| 2023-06-06 | Lloyd George W. EVP, Investments & CLO · By GWL 2020 G, LLC | Sold | $2.7m79.1k shares |
| 2023-06-05 | Lloyd George W. EVP, Investments & CLO · By GWL 2020 G, LLC | Sold | $644.5k19.2k shares |
| 2023-06-02 | Lloyd George W. EVP, Investments & CLO · By GWL 2014 G, LLC | Sold | $3.1m92.2k shares |
| 2023-06-02 | Lloyd George W. EVP, Investments & CLO · By GWL 2020 G, LLC | Sold | $56.5k1.7k shares |
| 2023-05-24 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $4.8m150.0k shares |
| 2023-05-22 | RIGGS RORY B Director | Sold | $57.4m1.8m shares |
| 2023-05-17 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $2.3m69.6k shares |
| 2023-05-16 | Legorreta Pablo G. CEO, Chairman of the Board, director · By Legorreta 2023 SR Trust | Bought | $5.4m160.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.14% of their portfolio | 47.4m $1.5bn | Added +79.4k |
| VANGUARD GROUP INC 0.03% of their portfolio | 38.8m $1.2bn | Added +917.8k |
| FMR LLC 0.09% of their portfolio | 33.9m $1.0bn | Reduced -46.1m |
| BlackRock Inc. 0.02% of their portfolio | 20.7m $637.6m | Added +892.7k |
| BAILLIE GIFFORD & CO 0.48% of their portfolio | 18.5m $568.7m | Reduced -418.2k |
| Silicon Valley Community Foundation 0.07% of their portfolio | 16.7m $544.1k | Added +15.7m |
| VIKING GLOBAL INVESTORS LP 1.24% of their portfolio | 9.9m $302.8m | Reduced -1.4m |
| JPMORGAN CHASE & CO 0.03% of their portfolio | 8.7m $268.5m | Added +64.6k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.58% of their portfolio | 8.7m $265.9m | Added +1.4m |
| STATE STREET CORP 0.01% of their portfolio | 8.2m $251.7m | Reduced -154.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 6.1m $188.6m | Added +153.7k |
| NORGES BANK 0.02% of their portfolio | 4.1m $125.9m | Reduced -270.6k |
| Aberdeen Group plc 0.28% of their portfolio | 3.9m $119.1m | Reduced -103.3k |
| Swedbank AB 0.21% of their portfolio | 3.9m $118.4m | Added +795.2k |
| GOLDMAN SACHS GROUP INC 0.03% of their portfolio | 3.6m $112.1m | Added +1.3m |
| Siguler Guff Advisers, LLC 46.16% of their portfolio | 3.4m $104.3m | Unchanged |
| MONTANOVA CAPITAL, LLC 5.01% of their portfolio | 3.0m $93.7m | Unchanged |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio | 2.5m $76.6m | Reduced -288.2k |
| Legal & General Group Plc 0.02% of their portfolio | 2.4m $74.2m | Added +161.2k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 2.4m $73.0m | Reduced -104.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 2.3m $70.5m | Reduced -181.5k |
| JANUS HENDERSON GROUP PLC 0.04% of their portfolio | 2.3m $69.9m | Reduced -289.9k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 2.2m $67.9m | Added +723.5k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio | 1.9m $58.8m | Reduced -41.9k |
| MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio | 1.9m $57.6m | Reduced -163.7k |
| MARSHALL WACE, LLP 0.12% of their portfolio | 1.8m $55.5m | Added +1.1m |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.6m $50.5m | Reduced -70.5k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 1.5m $47.5m | Reduced -335.9k |
| Mitsubishi UFJ Trust & Banking Corp 0.11% of their portfolio | 1.5m $46.9m | Reduced -61.6k |
| GENERAL ATLANTIC, L.P. 0.73% of their portfolio | 1.5m $46.1m | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 1.5m $45.4m | Added +68.1k |
| Alyeska Investment Group, L.P. 0.33% of their portfolio | 1.4m $43.7m | Added +782.7k |
| Amundi 0.02% of their portfolio | 1.4m $42.1m | Added +339.6k |
| Swiss National Bank 0.03% of their portfolio | 1.4m $41.8m | Reduced -40.1k |
| California Public Employees Retirement System 0.04% of their portfolio | 1.4m $41.8m | Added +65.3k |
| Rokos Capital Management LLP 0.82% of their portfolio | 1.3m $41.0m | Added +225.0k |
| Homestead Advisers Corp 1.08% of their portfolio | 1.3m $40.6m | Added +6.7k |
| Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio | 1.3m $40.1m | Added +18.1k |
| TimesSquare Capital Management, LLC 0.55% of their portfolio | 1.3m $38.6m | Reduced -10.6k |
| Qube Research & Technologies Ltd 0.14% of their portfolio | 1.2m $36.3m | Added +750.6k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.2m $41.7m | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.09% of their portfolio | 1.1m $34.8m | Added +957.4k |
| BARCLAYS PLC 0.02% of their portfolio | 1.1m $33.9m | Added +670.2k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 1.0m $32.0m | Added +35.9k |
| EVENTIDE ASSET MANAGEMENT, LLC 0.54% of their portfolio | 1.0m $32.0m | Reduced -9.4k |
| TWO SIGMA ADVISERS, LP 0.07% of their portfolio | 947.6k $29.1m | Added +631.0k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 846.2k $26.0m | Added +313.2k |
| Ensign Peak Advisors, Inc 0.05% of their portfolio | 842.5k $25.9m | Reduced -28.3k |
| Marathon Asset Management Ltd 0.69% of their portfolio | 803.2k $24.7m | Reduced -90.0k |
| Handelsbanken Fonder AB 0.13% of their portfolio | 791.3k $24.3m | Added +85.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio | 770.7k $23.7m | Reduced -530.2k |
| PICTET ASSET MANAGEMENT SA 0.03% of their portfolio | 707.0k $21.7m | Added +128.7k |
| Invesco Ltd. 0.01% of their portfolio | 689.9k $21.2m | Reduced -23.2k |
| UBS Group AG 0.01% of their portfolio | 689.7k $21.2m | Added +187.8k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 671.5k $20.6m | Added +171.0k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio | 660.2k $20.3m | Added +187.7k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 655.4k $20.1m | Reduced -423.6k |
| Vantage Consulting Group Inc 11.51% of their portfolio | 650.7k $20.0m | Reduced -371.5k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.32% of their portfolio | 620.3k $19.1m | Added +361.1k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio | 606.3k $18.6m | Added +13.9k |
| Man Group plc 0.06% of their portfolio | 578.1k $17.8m | New |
| Overbrook Management Corp 4.04% of their portfolio | 553.7k $17.0m | Reduced -25.1k |
| Compound Global Advisors, LLC 3.86% of their portfolio | 543.9k $16.7m | New |
| Point72 Asset Management, L.P. 0.06% of their portfolio | 530.2k $16.3m | Reduced -88.6k |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 529.0k $16.3m | Reduced -7.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 513.9k $15.8m | Added +142.3k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 486.0k $14.9m | Reduced -16.9k |
| ExodusPoint Capital Management, LP 0.17% of their portfolio | 485.2k $14.9m | Added +287.3k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 475.3k $14.6m | Added +57.0k |
| DekaBank Deutsche Girozentrale 0.03% of their portfolio | 474.0k $14.4m | Added +15.3k |
| Trexquant Investment LP 0.37% of their portfolio | 458.3k $14.1m | Added +430.4k |
| Jump Financial, LLC 0.52% of their portfolio | 456.3k $14.0m | New |
| Squarepoint Ops LLC 0.07% of their portfolio | 435.3k $13.4m | Reduced -79.4k |
| Indie Asset Partners, LLC 14.48% of their portfolio | 433.0k $13.3m | Unchanged |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 429.9k $13.8m | Added +55.0k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 426.6k $13.1m | Added +96.8k |
| Torray Investment Partners LLC 2.20% of their portfolio | 413.8k $12.7m | Added +276.6k |
| Alaska Permanent Fund Corp 0.25% of their portfolio | 412.7k $12.7m | First filing |
| TWINBEECH CAPITAL LP 0.25% of their portfolio | 409.7k $12.6m | New |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 402.5k $12.4m | Added +12.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio | 384.7k $11.8m | Added +139.7k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio | 382.7k $11.8m | Reduced -55.3k |
| HRT FINANCIAL LP 0.11% of their portfolio | 362.7k $11.2m | New |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.22% of their portfolio | 333.7k $10.3m | Reduced -39.5k |
| Cubist Systematic Strategies, LLC 0.11% of their portfolio | 330.1k $10.1m | Added +307.9k |
| CWA Asset Management Group, LLC 0.69% of their portfolio | 326.1k $10.0m | Reduced -9.6k |
| APG Asset Management N.V. 0.02% of their portfolio | 325.3k $9.2m | Added +9.7k |
| STOREBRAND ASSET MANAGEMENT AS 0.05% of their portfolio | 323.6k $9.9m | Reduced -50.2k |
| EASTERN BANK 0.47% of their portfolio | 320.2k $9.8m | Added +623 |
| VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio | 310.0k $9.5m | Added +24.0k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 308.6k $9.5m | Added +6.1k |
| Russell Investments Group, Ltd. 0.02% of their portfolio | 306.2k $9.4m | Reduced -120.4k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.04% of their portfolio | 305.4k $9.4m | Reduced -241.4k |
| ROYAL LONDON ASSET MANAGEMENT LTD 0.03% of their portfolio | 266.0k $8.2m | Added +123.6k |
| Schonfeld Strategic Advisors LLC 0.07% of their portfolio | 249.5k $7.7m | Added +198.5k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.32% of their portfolio | 249.0k $7.7m | Added +46.1k |
| CITIGROUP INC 0.01% of their portfolio | 246.6k $7.6m | Added +74.6k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 231.8k $7.1m | Added +2.9k |
| S&CO INC 0.56% of their portfolio | 224.2k $6.9m | Added +71.3k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 222.2k $6.8m | Reduced -69.3k |