Vault-13

RECON TECHNOLOGY LTD RCON

CL A SHS · Common Stock · CUSIP G7415M124

10 institutional holders -4 vs Q2 2023
4,234,6144.2m shares reported held*
$1.3mreported value*
1 new 1 added 4 reduced 5 sold out net sold ≈ $209.6k (-679.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.31. Options: 1 managers hold calls ($13.4k notional), 2 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 11Q4 22: 8Q1 23: 11Q2 23: 14Q3 23: 1010Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202211
Q4 20228
Q1 202311
Q2 202314
Q3 202310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 9 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202226
Q1 202373
Q2 202344
Q3 202329

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 22 calls: $113.3kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $20.4kQ1 23 puts: $583Q1 23P/C 0.03Q2 23 calls: $14.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $13.4kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$113.3k$00.00
Q1 2023$20.4k$5830.03
Q2 2023$14.8k$00.00
Q3 2023$13.4k$00.00

Biggest buyers

TWO SIGMA SECURITIES, LLC Added +21,949+21.9k
JPMORGAN CHASE & CO New +700+700

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -312,900-312.9k
SABBY MANAGEMENT, LLC Reduced -189,010-189.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -108,583-108.6k
Virtu Financial LLC Sold out -25,646-25.6k
HRT FINANCIAL LP Sold out -20,180-20.2k
TWO SIGMA INVESTMENTS, LP Reduced -19,901-19.9k
Integrated Wealth Concepts LLC Sold out -13,800-13.8k
MGO ONE SEVEN LLC Sold out -10,709-10.7k
UBS Group AG Reduced -939-939

Biggest calls

CITADEL ADVISORS LLC Unchanged $13.4k43.2k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Unchanged $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SABBY MANAGEMENT, LLC 2.91% of their portfolio MIAMI BEACH, FL 2,965,2683.0m $919.2k $919.2k 2.91% Reduced -189.0k -189,010
2 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 633,700633.7k $196.0k $196.0k 0.00% Reduced -312.9k -312,900
3 Ayrton Capital LLC 1.20% of their portfolio Westport, CT 568,546568.5k $176.2k $176.2k 1.20% Unchanged
4 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 35,07435.1k $10.9k $10.9k 0.00% Added +21.9k +21,949
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 15,12215.1k $4.7k $4.7k 0.00% Unchanged
6 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 15,08715.1k $4.7k $4.7k 0.00% Reduced -19.9k -19,901
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 700700 $217 $217 0.00% New
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 600600 $186 $186 0.00% Unchanged
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 517517 $160 $160 0.00% Reduced -939 -939
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged