Vault-13

PORTAGE BIOTECH INC ALP

SHS NEW · Common Stock · CUSIP G7185A136

17 institutional holders -5 vs Q1 2026
2,625,4202.6m shares reported held*
$666.8kreported value*
5 new 2 added 3 reduced 10 sold out net sold ≈ $145.0k (-571.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.25.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 24: 15Q4 24: 15Q1 25: 16Q2 25: 15Q3 25: 12Q4 25: 13Q1 26: 22Q2 26: 1717Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q3 202415
Q4 202415
Q1 202516
Q2 202515
Q3 202512
Q4 202513
Q1 202622
Q2 202617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 24: 5 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 5 cut or sold outQ2 25: 4 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 7 cut or sold outQ4 25: 3 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 12 bought or addedQ1 26: 2 cut or sold outQ2 26: 7 bought or addedQ2 26: 13 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q4 202454
Q1 202545
Q2 202545
Q3 202537
Q4 202534
Q1 2026122
Q2 2026713

Biggest buyers

JANE STREET GROUP, LLC Added +1,221,337+1.2m
Cambridge Investment Research Advisors, Inc. New +741,614+741.6k
Virtu Financial LLC New +77,036+77.0k
CITADEL ADVISORS LLC New +55,182+55.2k
UBS Group AG Added +25,888+25.9k
StoneX Group Inc. New +12,451+12.5k
SBI Securities Co., Ltd. New +6,667+6.7k

Biggest sellers

SABBY MANAGEMENT, LLC Sold out -2,072,103-2.1m
Shay Capital LLC Reduced -253,262-253.3k
FNY Investment Advisers, LLC Sold out -178,711-178.7k
PRELUDE CAPITAL MANAGEMENT, LLC Sold out -85,000-85.0k
Warberg Asset Management LLC Sold out -42,133-42.1k
One68 Global Capital, LLC Reduced -35,000-35.0k
XTX Topco Ltd Sold out -23,241-23.2k
TWO SIGMA SECURITIES, LLC Sold out -21,275-21.3k
JONES FINANCIAL COMPANIES LLLP Sold out -300-300
MORGAN STANLEY Sold out -100-100

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Bailey Gregory 13D · may seek influence filed 2025-01-31
Stated purposeThe reporting person acquired 402,439 ordinary shares, in an exempt private offering, at $4.10 per share, by agreement dated January 23, 2025, as an investment, to provide operating capital to the issuer, Portage Biotech Inc. The securities currently held and that were acquired as reported herein, are being held for investment purposes. The Reporting Person intends to review his investment in the Issuer on a continuing basis and will routinely monitor a wide variety of investment considerations, including, without limitation, current and anticipated future trading prices for the Ordinary Shares, the Issuer's financial position, operations, assets, prospects, strategic direction and business and other developments affecting the Issuer. The Reporting Person may from time to time take such a… Full filing
30.7% 508.8k≈ $129.2k 2025-01-31
Mellon James 13D · may seek influence +2.9 pts · filed 2025-01-31
Stated purposeThe reporting person acquired 121,951 ordinary shares, in an exempt private offering, at $4.10 per share, by agreement dated January 23, 2025, as an investment, to provide operating capital to the issuer, Portage Biotech Inc. The securities currently held and that were acquired as reported herein, are being held for investment purposes. The Reporting Person intends to review his investment in the Issuer on a continuing basis and will routinely monitor a wide variety of investment considerations, including, without limitation, current and anticipated future trading prices for the Ordinary Shares, the Issuer's financial position, operations, assets, prospects, strategic direction and business and other developments affecting the Issuer. The Reporting Person may from time to time take such a… Full filing
16.7% +2.9 pts 276.6k≈ $70.3k 2025-01-31
JANE STREET GROUP, LLC 13G · passive investor new · filed 2026-06-16 5.6% new 1.4m 2026-06-16
Kendall Brazos Duncan 13G · passive investor new · filed 2026-07-10 5.3% new 1.2m 2026-07-10

Fell to 5% or below in the last year: Orca Capital AG (4.5%, 2026-02-03)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 3 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20263—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-22 Villani Fiorenzo Officer, director Bought 10,000 — —10.0k shares +26%
2026-09-16 Villani Fiorenzo Officer, director Bought 4,265 — —4.3k shares +12%
2026-09-15 Villani Fiorenzo Officer, director Bought 10,382 — —10.4k shares +43%
2026-09-15 Villani Fiorenzo Officer, director Bought 7,900 — —7.9k shares +197%
2026-09-14 Villani Fiorenzo Officer, director Bought 2,000 — —2.0k shares +9%
2026-09-14 Villani Fiorenzo Officer, director Bought 2,000 — —2.0k shares +99%
2026-09-09 Levitt Wesley Allen Chief Financial Officer Bought 1,000 — —1.0k shares new
2026-09-09 Kaiser Brittany Chief Executive Officer, director Bought 9,350 — —9.3k shares +126%
2026-09-09 Villani Fiorenzo Officer, director Bought 7,000 — —7.0k shares +46%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,232,7181.2m $313.1k $313.1k 0.00% Added +1.2m +1,221,337
2 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 741,614741.6k $188.0k $188.0k 0.00% New
3 Shay Capital LLC 0.01% of their portfolio NEW YORK, NY 359,038359.0k $91.2k $91.2k 0.01% Reduced -253.3k -253,262
4 Virtu Financial LLC 0.00% of their portfolio New York, NY 77,03677.0k $20.0k $20.0k 0.00% New
5 One68 Global Capital, LLC 0.04% of their portfolio NEW YORK, NY 77,00077.0k $19.6k $19.6k 0.04% Reduced -35.0k -35,000
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 55,18255.2k $14.0k $14.0k 0.00% New
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,43231.4k $8.0k $8.0k 0.00% Added +25.9k +25,888
8 QTR Family Wealth, LLC 0.00% of their portfolio LAKE MARY, FL 19,27219.3k $4.9k $4.9k 0.00% Unchanged
9 NORDEN GROUP LLC 0.00% of their portfolio PROVO, UT 12,50612.5k $3.2k $3.2k 0.00% Unchanged
10 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 12,45112.5k $3.0k $3.0k 0.00% New
11 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 6,6676.7k $1.7k $1.7k 0.00% New
12 BlackRock, Inc. 0.00% of their portfolio New York, NY 408408 $103 $103 0.00% Unchanged
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7575 $0 $0 0.00% Unchanged
14 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 88 $2 $2 0.00% Unchanged
15 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 77 $2 $2 0.00% Reduced -2 -2
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55 $1 $1 0.00% Unchanged
17 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 11 $0 $0 0.00% Unchanged