OXUS ACQUISITION CORP BRLSW
*W EXP 99/99/999 · Equity WRT · CUSIP G6859L121
- SectorConsumer staples
- IndustryFood and Kindred Products
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.17. Options: 4 managers hold calls ($1.2m notional), 0 hold puts (—).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 36 |
| Q4 2022 | 37 |
| Q1 2023 | 35 |
| Q2 2023 | 33 |
| Q3 2023 | 32 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 4 | 7 |
| Q1 2023 | 8 | 8 |
| Q2 2023 | 3 | 6 |
| Q3 2023 | 5 | 8 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $1.3m | $0 | 0.00 |
| Q1 2023 | $1.1m | $0 | 0.00 |
| Q2 2023 | $1.1m | $24.0k | 0.02 |
| Q3 2023 | $1.2m | $0 | 0.00 |
Biggest buyers
| Shaolin Capital Management LLC | New | +474.0k |
| COWEN AND COMPANY, LLC | Added | +146.7k |
| SONA ASSET MANAGEMENT (US) LLC | Added | +18.0k |
| GTS SECURITIES LLC | Added | +477 |
| UBS Group AG | New | +119 |
Biggest sellers
| Spartan Fund Management Inc. | Reduced | -400.0k |
| Kepos Capital LP | Sold out | -376.2k |
| Castle Creek Arbitrage, LLC | Sold out | -250.0k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Reduced | -183.3k |
| K2 PRINCIPAL FUND, L.P. | Reduced | -65.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -14.1k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Reduced | -12.7k |
| CLEAR STREET LLC | Reduced | -11.3k |
Biggest calls
| MARSHALL WACE, LLP | Unchanged | $1.1m100.0k shares |
| DeepCurrents Investment Group LLC | New | $55.2k5.0k shares |
| TUDOR INVESTMENT CORP ET AL | Unchanged | $30.6k175.0k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $15.0k85.8k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 1.1m $195.3k | Reduced -183.3k |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 855.1k $149.6k | Unchanged |
| EHP Funds Inc. 0.04% of their portfolio | 561.2k $84.2k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 474.0k $83.0k | New |
| Periscope Capital Inc. 0.01% of their portfolio | 449.9k $68.5k | Unchanged |
| COWEN AND COMPANY, LLC 0.01% of their portfolio | 411.9k $72.0k | Added +146.7k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 300.0k $48.0k | Unchanged |
| Yakira Capital Management, Inc. 0.01% of their portfolio | 231.5k $34.7k | Unchanged |
| Q Global Advisors, LLC 0.03% of their portfolio | 224.7k $39.0k | Unchanged |
| 683 Capital Management, LLC 0.00% of their portfolio | 200.0k $35.0k | Unchanged |
| Saba Capital Management, L.P. 0.00% of their portfolio | 166.9k $25.0k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 160.0k $28.0k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 143.6k $25.1k | Unchanged |
| Spartan Fund Management Inc. 0.01% of their portfolio | 129.1k $19.4k | Reduced -400.0k |
| Sculptor Capital LP 0.00% of their portfolio | 115.9k $17.4k | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 107.9k $19.0k | Unchanged |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 100.0k $13.0k | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 79.6k $13.9k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 75.0k $10.0k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 73.2k $12.8k | Unchanged |
| Ayrton Capital LLC 0.07% of their portfolio | 60.0k $10.5k | Unchanged |
| SONA ASSET MANAGEMENT (US) LLC 0.00% of their portfolio | 45.1k $6.8k | Added +18.0k |
| K2 PRINCIPAL FUND, L.P. 0.00% of their portfolio | 35.0k $4.4k | Reduced -65.0k |
| Crystalline Management Inc. 0.00% of their portfolio | 23.0k $3.4k | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 22.7k $4.0k | Reduced -11.3k |
| EQUITEC PROPRIETARY MARKETS, LLC 0.00% of their portfolio | 15.0k $1.9k | Unchanged |
| Meteora Capital, LLC 0.00% of their portfolio | 15.0k $1.9k | Unchanged |
| GTS SECURITIES LLC 0.00% of their portfolio | 10.6k $1.9k | Added +477 |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 3.3k $429 | Reduced -12.7k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 1.0k $174 | Unchanged |
| UBS Group AG 0.00% of their portfolio | 119 $15 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |