NU HLDGS LTD NU
ORD SHS CL A · Common Stock · CUSIP G6683N103 · ISIN KYG6683N1034
- SectorFinancials
- IndustryFinance Services
- HeadquartersCayman Islands
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($118.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.65. Options: 35 managers hold calls ($813.8m notional), 35 hold puts ($574.1m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 252 |
| Q4 2022 | 264 |
| Q1 2023 | 301 |
| Q2 2023 | 352 |
| Q3 2023 | 405 |
| Q4 2023 | 497 |
| Q1 2024 | 574 |
| Q2 2024 | 609 |
| Q3 2024 | 652 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 141 | 107 |
| Q1 2023 | 182 | 94 |
| Q2 2023 | 187 | 136 |
| Q3 2023 | 268 | 121 |
| Q4 2023 | 297 | 158 |
| Q1 2024 | 352 | 222 |
| Q2 2024 | 351 | 238 |
| Q3 2024 | 335 | 313 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $374.0m | $293.7m | 0.79 |
| Q1 2024 | $592.3m | $301.6m | 0.51 |
| Q2 2024 | $624.5m | $439.4m | 0.70 |
| Q3 2024 | $813.8m | $574.1m | 0.71 |
Biggest buyers
| JPMORGAN CHASE & CO | Added | +43.7m |
| STATE STREET CORP | Added | +40.6m |
| BANK OF AMERICA CORP /DE/ | Added | +32.8m |
| Capital Research Global Investors | Added | +30.5m |
| BAILLIE GIFFORD & CO | Added | +24.1m |
| Legal & General Group Plc | Added | +17.9m |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +16.6m |
| MORGAN STANLEY | Added | +15.3m |
| GOLDMAN SACHS GROUP INC | Added | +13.7m |
| CITIGROUP INC | Added | +13.6m |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -38.8m |
| JANE STREET GROUP, LLC | Reduced | -29.8m |
| SOFTBANK GROUP CORP. | Reduced | -23.3m |
| Berkshire Hathaway Inc | Reduced | -20.7m |
| D. E. Shaw & Co., Inc. | Reduced | -17.8m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -17.4m |
| Artisan Partners Limited Partnership | Reduced | -15.7m |
| SANDS CAPITAL MANAGEMENT, LLC | Reduced | -15.5m |
| D1 Capital Partners L.P. | Sold out | -14.6m |
| Invesco Ltd. | Reduced | -12.0m |
Biggest calls
| CITADEL ADVISORS LLC | Added | $216.7m15.9m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $123.3m9.0m shares |
| JANE STREET GROUP, LLC | Added | $90.8m6.7m shares |
| Parallax Volatility Advisers, L.P. | Added | $79.5m5.8m shares |
| SIMPLEX TRADING, LLC | Added | $44.1m3.2m shares |
| Absoluto Partners Gestao de Recursos Ltda | New | $29.4m2.2m shares |
| JPMORGAN CHASE & CO | Added | $27.7m2.0m shares |
| BANK OF AMERICA CORP /DE/ | Added | $27.3m2.0m shares |
| D. E. Shaw & Co., Inc. | Added | $24.2m1.8m shares |
| WOLVERINE TRADING, LLC | Added | $19.2m1.4m shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $155.4m11.4m shares |
| JPMORGAN CHASE & CO | Added | $84.1m6.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $61.3m4.5m shares |
| Parallax Volatility Advisers, L.P. | Added | $36.3m2.7m shares |
| SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA. | New | $29.3m2.1m shares |
| BANK OF AMERICA CORP /DE/ | Added | $28.8m2.1m shares |
| CAPITAL FUND MANAGEMENT S.A. | Reduced | $20.4m1.5m shares |
| SIMPLEX TRADING, LLC | Reduced | $16.3m1.2m shares |
| Squarepoint Ops LLC | Reduced | $14.0m1.0m shares |
| WOLVERINE TRADING, LLC | Added | $13.6m978.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Rua California Ltd. 13G · exempt (held before listing) filed 2025-10-17 | 19.2% |
| BlackRock, Inc. 13G · institution filed 2026-04-24 | 8.4% |
| BAILLIE GIFFORD & CO 13G · institution -1.0 pts · filed 2026-08-03 | 6.0% |
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.08% of their portfolio | 265.9m $3.6bn | First filing |
| JPMORGAN CHASE & CO 0.14% of their portfolio | 253.8m $3.5bn | Added +43.7m |
| SC US (TTGP), LTD. 25.00% of their portfolio | 250.9m $3.4bn | Reduced -375.7k |
| Capital Research Global Investors 0.70% of their portfolio | 248.0m $3.4bn | Added +30.5m |
| BAILLIE GIFFORD & CO 2.15% of their portfolio | 210.1m $2.9bn | Added +24.1m |
| WCM INVESTMENT MANAGEMENT, LLC 3.14% of their portfolio | 100.0m $1.4bn | Reduced -470.5k |
| JENNISON ASSOCIATES LLC 0.82% of their portfolio | 96.8m $1.3bn | Added +6.4m |
| Berkshire Hathaway Inc 0.44% of their portfolio | 86.4m $1.2bn | Reduced -20.7m |
| STATE STREET CORP 0.04% of their portfolio | 78.9m $1.1bn | Added +40.6m |
| MORGAN STANLEY 0.07% of their portfolio | 75.5m $1.0bn | Added +15.3m |
| Technology Crossover Management X, Ltd. 86.92% of their portfolio | 69.7m $951.8m | Unchanged |
| SANDS CAPITAL MANAGEMENT, LLC 2.64% of their portfolio | 63.8m $871.0m | Reduced -15.5m |
| COATUE MANAGEMENT LLC 3.18% of their portfolio | 62.8m $857.2m | Added +3.7m |
| FMR LLC 0.05% of their portfolio | 61.8m $843.6m | Added +8.7m |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.07% of their portfolio | 47.6m $650.0m | Added +11.3m |
| NORGES BANK 0.07% of their portfolio | 38.6m $527.0m | Added +3.1m |
| BANK OF AMERICA CORP /DE/ 0.04% of their portfolio | 37.6m $513.1m | Added +32.8m |
| Artisan Partners Limited Partnership 0.74% of their portfolio | 36.0m $491.0m | Reduced -15.7m |
| FIL Ltd 0.45% of their portfolio | 36.0m $490.8m | Reduced -3.5m |
| SCGE MANAGEMENT, L.P. 9.87% of their portfolio | 33.2m $453.1m | Reduced -3.5m |
| GEODE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio | 32.6m $442.9m | Added +16.6m |
| a16z Perennial Management, L.P. 24.22% of their portfolio | 28.7m $392.0m | Reduced -2.0m |
| Capital International Investors 0.07% of their portfolio | 26.6m $363.2m | Added +654.6k |
| Legal & General Group Plc 0.09% of their portfolio | 25.7m $351.0m | Added +17.9m |
| GOLDMAN SACHS GROUP INC 0.07% of their portfolio | 25.7m $350.7m | Added +13.7m |
| SOFTBANK GROUP CORP. 1.45% of their portfolio | 23.3m $318.6m | Reduced -23.3m |
| Nuveen Asset Management, LLC 0.09% of their portfolio | 23.0m $313.4m | Added +4.9m |
| Whale Rock Capital Management LLC 4.31% of their portfolio | 22.5m $307.4m | Reduced -1.9m |
| Ribbit Management Company, LLC 18.90% of their portfolio | 20.7m $282.1m | Unchanged |
| WASATCH ADVISORS LP 1.34% of their portfolio | 20.1m $274.2m | Reduced -1.5m |
| Robeco Institutional Asset Management B.V. 0.54% of their portfolio | 20.0m $272.7m | Added +1.8m |
| VANGUARD GROUP INC 0.00% of their portfolio | 19.4m $265.1m | Added +5.4m |
| Invesco Ltd. 0.05% of their portfolio | 18.6m $254.0m | Reduced -12.0m |
| TIGER GLOBAL MANAGEMENT LLC 1.07% of their portfolio | 18.4m $251.6m | Unchanged |
| Kontiki Capital Management (HK) Ltd. 19.82% of their portfolio | 18.4m $250.7m | Reduced -1.3m |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 59.09% of their portfolio | 18.0m $246.2m | Reduced -7.8m |
| NORTHERN TRUST CORP 0.04% of their portfolio | 17.6m $239.8m | Added +4.1m |
| SEI INVESTMENTS CO 0.30% of their portfolio | 16.9m $230.1m | Reduced -2.1m |
| ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio | 16.4m $223.3m | Reduced -508.1k |
| CITIGROUP INC 0.19% of their portfolio | 14.7m $200.6m | Added +13.6m |
| AMERICAN CENTURY COMPANIES INC 0.11% of their portfolio | 14.2m $193.8m | Reduced -3.0m |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.05% of their portfolio | 14.1m $193.1m | Added +11.6m |
| Advent International, L.P. 4.03% of their portfolio | 13.9m $190.3m | Reduced -7.6m |
| Sumitomo Mitsui Trust Group, Inc. 0.13% of their portfolio | 13.8m $188.9m | Added +6.3m |
| MAVERICK CAPITAL LTD 3.23% of their portfolio | 12.1m $165.4m | Added +213.7k |
| TWO SIGMA ADVISERS, LP 0.38% of their portfolio | 12.0m $164.1m | Reduced -4.2m |
| D. E. Shaw & Co., Inc. 0.21% of their portfolio | 12.0m $163.4m | Reduced -17.8m |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. 23.13% of their portfolio | 11.9m $162.0m | Reduced -8.1m |
| Aberdeen Group plc 0.28% of their portfolio | 11.3m $154.9m | Added +582.6k |
| RENAISSANCE TECHNOLOGIES LLC 0.22% of their portfolio | 10.9m $149.1m | Reduced -676.4k |
| REDPOINT MANAGEMENT, LLC 27.03% of their portfolio | 10.6m $144.7m | Reduced -10.6m |
| WASHINGTON UNIVERSITY 92.12% of their portfolio | 10.4m $142.1m | Reduced -4.0m |
| Capital World Investors 0.02% of their portfolio | 10.0m $136.5m | Reduced -11.6k |
| Dragoneer Investment Group, LLC 2.35% of their portfolio | 9.9m $135.3m | Reduced -3.3m |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.49% of their portfolio | 9.3m $127.4m | Added +2.3m |
| CANADA PENSION PLAN INVESTMENT BOARD 0.11% of their portfolio | 8.8m $120.5m | Added +2.1m |
| TWO SIGMA INVESTMENTS, LP 0.27% of their portfolio | 8.8m $120.3m | Reduced -473.7k |
| Bank of New York Mellon Corp 0.02% of their portfolio | 8.7m $118.5m | Added +2.8m |
| Perpetual Ltd 1.09% of their portfolio | 7.4m $100.5m | Reduced -1.5m |
| Fisher Asset Management, LLC 0.04% of their portfolio | 7.2m $98.7m | New |
| Assenagon Asset Management S.A. 0.20% of their portfolio | 7.2m $98.3m | Added +5.0m |
| SurgoCap Partners LP 5.10% of their portfolio | 7.0m $95.6m | Reduced -576.1k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 7.0m $95.2m | Added +1.9m |
| Swiss National Bank 0.06% of their portfolio | 6.7m $91.9m | New |
| Amundi 0.03% of their portfolio | 6.5m $86.9m | Added +5.0m |
| Amova Asset Management Americas, Inc. 0.95% of their portfolio | 6.2m $84.1m | Reduced -408.9k |
| 1832 Asset Management L.P. 0.14% of their portfolio | 6.0m $81.8m | Reduced -2.9m |
| Kora Management LP 11.84% of their portfolio | 6.0m $81.4m | Reduced -2.8m |
| WESTFIELD CAPITAL MANAGEMENT CO LP 0.36% of their portfolio | 5.9m $80.1m | Added +1.7m |
| ACADIAN ASSET MANAGEMENT LLC 0.24% of their portfolio | 5.7m $77.2m | Added +4.8m |
| Sands Capital Alternatives, LLC 21.10% of their portfolio | 5.5m $75.1m | Reduced -1.8m |
| California Public Employees Retirement System 0.05% of their portfolio | 5.5m $74.9m | Added +116.8k |
| Caisse de depot et placement du Quebec 0.14% of their portfolio | 5.3m $72.1m | Added +3.3m |
| FRANKLIN RESOURCES INC 0.02% of their portfolio | 5.1m $74.3m | Added +271.9k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.30% of their portfolio | 5.1m $69.0m | New |
| Adero Partners, LLC 4.37% of their portfolio | 4.8m $65.8m | Added +259.3k |
| AXIOM INVESTORS LLC /DE 0.56% of their portfolio | 4.6m $63.2m | Reduced -3.5m |
| BIT Capital GmbH 6.00% of their portfolio | 4.6m $62.4m | Reduced -7.1m |
| Russell Investments Group, Ltd. 0.09% of their portfolio | 4.5m $62.1m | Added +190.0k |
| Coronation Fund Managers Ltd. 3.40% of their portfolio | 4.5m $61.3m | Reduced -3.0m |
| Comprehensive Financial Management LLC 1.67% of their portfolio | 4.4m $60.1m | Reduced -800.0k |
| IEQ CAPITAL, LLC 0.73% of their portfolio | 4.3m $59.1m | Added +184.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 4.2m $57.7m | Added +9.3k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.14% of their portfolio | 4.2m $57.6m | Reduced -997.2k |
| Alta Park Capital, LP 8.02% of their portfolio | 4.2m $57.2m | Reduced -622.5k |
| LAZARD ASSET MANAGEMENT LLC 0.08% of their portfolio | 4.2m $56.9m | Added +2.4m |
| Avala Global LP 3.74% of their portfolio | 4.2m $56.8m | Reduced -2.3m |
| RHUMBLINE ADVISERS 0.05% of their portfolio | 4.1m $56.0m | Added +409.8k |
| Candriam S.C.A. 0.31% of their portfolio | 4.0m $54.6m | Reduced -2.7m |
| JUPITER ASSET MANAGEMENT LTD 0.46% of their portfolio | 3.9m $52.6m | Added +1.9m |
| Polar Capital Holdings Plc 0.29% of their portfolio | 3.8m $52.0m | Reduced -335.2k |
| PUBLIC INVESTMENT FUND 0.27% of their portfolio | 3.8m $51.9m | Unchanged |
| BAMCO INC /NY/ 0.13% of their portfolio | 3.7m $50.6m | Reduced -1.6m |
| Constellation Investimentos e Participacoes Ltda 28.01% of their portfolio | 3.7m $50.6m | Reduced -540.8k |
| SYLEBRA CAPITAL LLC 1.61% of their portfolio | 3.6m $48.6m | Unchanged |
| APG Asset Management N.V. 0.27% of their portfolio | 3.3m $40.5m | New |
| UBS Group AG 0.01% of their portfolio | 3.2m $44.0m | Added +543.5k |
| USS Investment Management Ltd 0.31% of their portfolio | 3.1m $41.7m | Added +979.2k |
| ThornTree Capital Partners LP 8.65% of their portfolio | 3.0m $41.5m | Reduced -529.9k |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 2.8m $37.6m | Added +219.6k |