NU HLDGS LTD NU
ORD SHS CL A · Common Stock · CUSIP G6683N103 · ISIN KYG6683N1034
- SectorFinancials
- IndustryFinance Services
- HeadquartersCayman Islands
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.33. Options: 35 managers hold calls ($374.0m notional), 32 hold puts ($293.7m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 252 |
| Q4 2022 | 264 |
| Q1 2023 | 301 |
| Q2 2023 | 352 |
| Q3 2023 | 405 |
| Q4 2023 | 497 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 141 | 107 |
| Q1 2023 | 182 | 94 |
| Q2 2023 | 187 | 136 |
| Q3 2023 | 268 | 121 |
| Q4 2023 | 297 | 158 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $167.9m | $77.6m | 0.46 |
| Q2 2023 | $393.2m | $364.3m | 0.93 |
| Q3 2023 | $359.8m | $431.1m | 1.20 |
| Q4 2023 | $374.0m | $293.7m | 0.79 |
Biggest buyers
| JPMORGAN CHASE & CO | Added | +113.7m |
| MORGAN STANLEY | Added | +57.9m |
| SANDS CAPITAL MANAGEMENT, LLC | Added | +41.0m |
| JENNISON ASSOCIATES LLC | Added | +40.6m |
| Capital Research Global Investors | Added | +30.0m |
| Perpetual Ltd | New | +13.1m |
| Sharp Capital Gestora de Recursos Ltda. | New | +10.9m |
| FMR LLC | Added | +9.2m |
| WCM INVESTMENT MANAGEMENT, LLC | New | +7.9m |
| COATUE MANAGEMENT LLC | Added | +7.9m |
Biggest sellers
| Galileo (PTC) Ltd | Reduced | -144.4m |
| SOFTBANK GROUP CORP. | Reduced | -22.0m |
| Artisan Partners Limited Partnership | Reduced | -21.6m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | -13.7m |
| Kontiki Capital Management (HK) Ltd. | Reduced | -13.0m |
| Invesco Ltd. | Reduced | -12.8m |
| D1 Capital Partners L.P. | Reduced | -6.0m |
| Invus Financial Advisors, LLC | Sold out | -5.6m |
| Genesis Investment Management, LLP | Reduced | -4.5m |
| Dragoneer Investment Group, LLC | Reduced | -4.3m |
Biggest calls
| CITADEL ADVISORS LLC | Added | $77.0m9.2m shares |
| Absoluto Partners Gestao de Recursos Ltda | Reduced | $52.2m6.3m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $40.3m4.8m shares |
| JANE STREET GROUP, LLC | Reduced | $23.9m2.9m shares |
| VONTOBEL ASSET MANAGEMENT INC | New | $22.3m2.7m shares |
| CAPITAL FUND MANAGEMENT S.A. | Reduced | $19.3m2.3m shares |
| SIMPLEX TRADING, LLC | Added | $18.8m2.3m shares |
| GROUP ONE TRADING LLC | Reduced | $17.7m2.1m shares |
| JPMORGAN CHASE & CO | Added | $17.5m2.1m shares |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. | Unchanged | $12.9m1.6m shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $70.5m8.5m shares |
| BANK OF AMERICA CORP /DE/ | Reduced | $52.4m6.3m shares |
| JPMORGAN CHASE & CO | New | $46.9m5.6m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $30.3m3.6m shares |
| Walleye Trading LLC | Added | $10.9m1.3m shares |
| BARCLAYS PLC | New | $9.2m1.1m shares |
| GROUP ONE TRADING LLC | Added | $8.8m1.1m shares |
| Walleye Capital LLC | Added | $8.4m1.0m shares |
| CAPITAL FUND MANAGEMENT S.A. | Reduced | $7.2m870.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $7.1m854.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Rua California Ltd. 13G · exempt (held before listing) filed 2025-10-17 | 19.2% |
| BlackRock, Inc. 13G · institution filed 2026-04-24 | 8.4% |
| BAILLIE GIFFORD & CO 13G · institution -1.0 pts · filed 2026-08-03 | 6.0% |
Fell to 5% or below in the last year: Capital Research Global Investors (4.9%, 2025-11-13)
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2023.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| SC US (TTGP), LTD. 17.34% of their portfolio | 252.3m $2.1bn | Unchanged |
| JPMORGAN CHASE & CO 0.09% of their portfolio | 199.6m $1.7bn | Added +113.7m |
| Capital Research Global Investors 0.36% of their portfolio | 175.2m $1.5bn | Added +30.0m |
| MORGAN STANLEY 0.04% of their portfolio | 119.2m $992.7m | Added +57.9m |
| BAILLIE GIFFORD & CO 0.76% of their portfolio | 114.8m $956.0m | Reduced -3.4m |
| Berkshire Hathaway Inc 0.25% of their portfolio | 107.1m $892.3m | Unchanged |
| Galileo (PTC) Ltd 33.94% of their portfolio | 94.8m $789.5m | Reduced -144.4m |
| Technology Crossover Management X, Ltd. 85.53% of their portfolio | 87.2m $726.0m | Unchanged |
| SANDS CAPITAL MANAGEMENT, LLC 2.16% of their portfolio | 85.2m $709.9m | Added +41.0m |
| BlackRock Inc. 0.01% of their portfolio | 65.9m $548.7m | Added +3.9m |
| JENNISON ASSOCIATES LLC 0.41% of their portfolio | 65.8m $548.2m | Added +40.6m |
| COATUE MANAGEMENT LLC 2.20% of their portfolio | 63.0m $525.0m | Added +7.9m |
| Artisan Partners Limited Partnership 0.71% of their portfolio | 54.1m $450.9m | Reduced -21.6m |
| D. E. Shaw & Co., Inc. 0.60% of their portfolio | 50.3m $419.2m | Added +1.7m |
| Ribbit Management Company, LLC 30.72% of their portfolio | 43.6m $363.4m | First filing |
| REDPOINT MANAGEMENT, LLC 39.69% of their portfolio | 42.4m $353.1m | Unchanged |
| FIL Ltd 0.37% of their portfolio | 41.8m $348.1m | Added +253.9k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.05% of their portfolio | 41.2m $343.4m | Reduced -13.7m |
| FMR LLC 0.02% of their portfolio | 36.2m $301.4m | Added +9.2m |
| Kontiki Capital Management (HK) Ltd. 35.06% of their portfolio | 35.7m $297.0m | Reduced -13.0m |
| Invesco Ltd. 0.07% of their portfolio | 34.1m $284.1m | Reduced -12.8m |
| D1 Capital Partners L.P. 4.92% of their portfolio | 33.6m $280.0m | Reduced -6.0m |
| SCGE MANAGEMENT, L.P. 6.23% of their portfolio | 33.5m $279.1m | Added +2.5m |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. 30.22% of their portfolio | 31.6m $263.2m | Reduced -691.6k |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 42.28% of their portfolio | 28.5m $237.0m | Added +1.2m |
| STATE STREET CORP 0.01% of their portfolio | 28.2m $235.3m | Added +2.1m |
| NORGES BANK 0.04% of their portfolio | 25.2m $209.5m | Added +3.6m |
| Whale Rock Capital Management LLC 3.69% of their portfolio | 24.8m $206.6m | Reduced -257.7k |
| Capital International Investors 0.05% of their portfolio | 24.1m $200.9m | Unchanged |
| WASATCH ADVISORS LP 1.10% of their portfolio | 23.9m $199.5m | Added +3.9m |
| Advent International, L.P. 2.65% of their portfolio | 23.8m $198.0m | Unchanged |
| SOFTBANK GROUP CORP. 0.99% of their portfolio | 22.0m $183.3m | Reduced -22.0m |
| BIT Capital GmbH 19.30% of their portfolio | 21.4m $178.3m | Added +1.4m |
| TIGER GLOBAL MANAGEMENT LLC 1.22% of their portfolio | 20.6m $171.6m | Added +235.5k |
| RENAISSANCE TECHNOLOGIES LLC 0.25% of their portfolio | 19.6m $163.2m | Added +3.4m |
| TWO SIGMA INVESTMENTS, LP 0.33% of their portfolio | 16.6m $137.9m | Reduced -3.2m |
| Robeco Institutional Asset Management B.V. 0.33% of their portfolio | 16.4m $136.6m | Added +202.4k |
| MARSHALL WACE, LLP 0.26% of their portfolio | 16.4m $136.4m | Added +850.1k |
| SEI INVESTMENTS CO 0.20% of their portfolio | 15.1m $126.0m | Reduced -2.8m |
| MAVERICK CAPITAL LTD 2.46% of their portfolio | 14.3m $119.4m | Reduced -234.1k |
| Nuveen Asset Management, LLC 0.04% of their portfolio | 13.9m $115.6m | Added +123.0k |
| WASHINGTON UNIVERSITY 56.80% of their portfolio | 13.8m $115.1m | Reduced -2.0m |
| Dragoneer Investment Group, LLC 2.46% of their portfolio | 13.6m $113.1m | Reduced -4.3m |
| Perpetual Ltd 1.13% of their portfolio | 13.1m $109.3m | New |
| Coronation Fund Managers Ltd. 3.03% of their portfolio | 13.0m $108.6m | Added +3.1m |
| AXIOM INVESTORS LLC /DE 1.02% of their portfolio | 12.5m $104.2m | Added +624.2k |
| TWO SIGMA ADVISERS, LP 0.23% of their portfolio | 11.6m $96.4m | Reduced -96.4k |
| Sharp Capital Gestora de Recursos Ltda. 46.49% of their portfolio | 10.9m $90.6m | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 10.4m $86.2m | Added +563.3k |
| Truxt Investmentos Ltda. 31.33% of their portfolio | 10.3m $86.1m | Added +3.5m |
| Capital World Investors 0.01% of their portfolio | 10.1m $83.7m | Reduced -11.5k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 10.0m $83.4m | Added +7.8m |
| SurgoCap Partners LP 5.86% of their portfolio | 10.0m $82.9m | First filing |
| Genesis Investment Management, LLP 16.03% of their portfolio | 9.8m $81.8m | Reduced -4.5m |
| Kora Management LP 19.14% of their portfolio | 9.3m $77.7m | Reduced -789.0k |
| VANGUARD GROUP INC 0.00% of their portfolio | 9.3m $77.1m | Added +565.3k |
| Sands Capital Alternatives, LLC 21.22% of their portfolio | 9.2m $76.3m | Added +3.1k |
| CITADEL ADVISORS LLC 0.07% of their portfolio | 8.4m $70.1m | Added +4.9m |
| Partners Group Holding AG 3.47% of their portfolio | 8.4m $69.6m | Unchanged |
| Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio | 8.3m $69.2m | Reduced -1.9m |
| WCM INVESTMENT MANAGEMENT, LLC 0.18% of their portfolio | 7.9m $66.5m | New |
| AlpInvest Partners B.V. 14.83% of their portfolio | 7.8m $64.9m | Reduced -1.9m |
| Amova Asset Management Americas, Inc. 0.61% of their portfolio | 7.6m $63.5m | Reduced -1.9m |
| Constellation Investimentos e Participacoes Ltda 22.09% of their portfolio | 7.5m $62.7m | New |
| CANADA PENSION PLAN INVESTMENT BOARD 0.08% of their portfolio | 7.5m $62.2m | Added +2.9m |
| BAMCO INC /NY/ 0.16% of their portfolio | 7.3m $60.9m | Added +3.0m |
| NORTHERN TRUST CORP 0.01% of their portfolio | 7.2m $60.0m | Added +649.0k |
| MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio | 7.1m $58.7m | Added +677.5k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 6.9m $57.5m | Reduced -2.2m |
| Absoluto Partners Gestao de Recursos Ltda 27.47% of their portfolio | 6.0m $49.8m | Reduced -3.8m |
| Legal & General Group Plc 0.02% of their portfolio | 5.9m $49.3m | Added +162.1k |
| Avala Global LP 3.71% of their portfolio | 5.8m $48.1m | New |
| Alta Park Capital, LP 4.87% of their portfolio | 5.7m $47.3m | Reduced -1.7m |
| Atreides Management, LP 1.70% of their portfolio | 5.7m $47.2m | New |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.05% of their portfolio | 5.7m $47.1m | Added +4.7m |
| Comprehensive Financial Management LLC 1.60% of their portfolio | 5.4m $45.3m | Added +492.8k |
| Dynamo Administracao de Recursos Ltda. 54.11% of their portfolio | 5.4m $44.6m | Added +1.1m |
| Adero Partners, LLC 3.64% of their portfolio | 5.1m $42.9m | Added +45.8k |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 4.9m $40.6m | Added +297.1k |
| SYLEBRA CAPITAL LLC 1.49% of their portfolio | 4.7m $39.2m | New |
| Candriam S.C.A. 0.27% of their portfolio | 4.7m $39.1m | New |
| Bank of New York Mellon Corp 0.01% of their portfolio | 4.4m $36.6m | Added +227.0k |
| California Public Employees Retirement System 0.03% of their portfolio | 4.4m $36.3m | Added +75.1k |
| FRANKLIN RESOURCES INC 0.02% of their portfolio | 4.3m $35.9m | Added +10.9k |
| ThornTree Capital Partners LP 7.16% of their portfolio | 4.3m $35.5m | Reduced -105.0k |
| Itau Unibanco Holding S.A. 1.15% of their portfolio | 4.2m $34.9m | Added +3.0m |
| Russell Investments Group, Ltd. 0.06% of their portfolio | 4.2m $34.9m | Added +667.8k |
| Driehaus Capital Management LLC 0.35% of their portfolio | 3.5m $29.4m | Added +3.4m |
| ARK Investment Management LLC 0.17% of their portfolio | 3.5m $28.9m | Reduced -338.9k |
| GLYNN CAPITAL MANAGEMENT LLC 5.04% of their portfolio | 3.2m $26.9m | Reduced -621.5k |
| Gemsstock Ltd. 9.74% of their portfolio | 3.1m $26.2m | Reduced -349.4k |
| BESSEMER GROUP INC 0.05% of their portfolio | 3.1m $26.2m | Reduced -265.0k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio | 3.0m $25.3m | New |
| JGP Global Gestao de Recursos Ltda. 14.88% of their portfolio | 3.0m $24.8m | Added +1.4m |
| Tidal Investments LLC 0.59% of their portfolio | 3.0m $24.6m | Added +1.1m |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 2.9m $23.8m | Added +16.5k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio | 2.6m $21.9m | Reduced -620.0k |
| 1832 Asset Management L.P. 0.04% of their portfolio | 2.5m $21.1m | New |
| Caisse de depot et placement du Quebec 0.05% of their portfolio | 2.5m $21.1m | Reduced -198.2k |
| IEQ CAPITAL, LLC 0.33% of their portfolio | 2.3m $19.6m | Added +692.3k |