Vault-13

NOBLE ROCK ACQUISITION CORP

*W EXP 01/31/202 · CUSIP G6546R119

12 institutional holders -38 vs Q4 2023
876,844876.8k shares reported held*
$564.0kreported value*
0 new 0 added 0 reduced 38 sold out net sold ≈ $103.7k (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.64. Options: 1 managers hold calls ($1.7k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 57Q4 22: 51Q1 23: 51Q2 23: 50Q3 23: 50Q4 23: 50Q1 24: 1212Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202257
Q4 202251
Q1 202351
Q2 202350
Q3 202350
Q4 202350
Q1 202412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 6 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 4 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 0 bought or addedQ1 24: 38 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022616
Q1 20231413
Q2 2023512
Q3 202397
Q4 2023410
Q1 2024038

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $611.8kQ2 23 puts: $5.0kQ2 23P/C 0.01Q3 23 calls: $717.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $639.8kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.7kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$611.8k$5.0k0.01
Q3 2023$717.6k$00.00
Q4 2023$639.8k$00.00
Q1 2024$1.7k$00.00

Biggest buyers

None

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -527,423-527.4k
Polar Asset Management Partners Inc. Sold out -458,471-458.5k
Periscope Capital Inc. Sold out -383,100-383.1k
ARISTEIA CAPITAL, L.L.C. Sold out -333,333-333.3k
NOMURA HOLDINGS INC Sold out -326,999-327.0k
Q Global Advisors, LLC Sold out -189,102-189.1k
COWEN AND COMPANY, LLC Sold out -183,556-183.6k
JPMORGAN CHASE & CO Sold out -150,000-150.0k
Meteora Capital, LLC Sold out -142,088-142.1k
Radcliffe Capital Management, L.P. Sold out -125,792-125.8k

Biggest calls

MARSHALL WACE, LLP Unchanged $1.7k57.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Exos Asset Management LLC 0.01% of their portfolio NEW YORK, NY 285,000285.0k $8.6k $8.6k 0.01% First filing
2 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 134,733134.7k $0 $0 0.00% Unchanged
3 EHP Funds Inc. 0.00% of their portfolio TORONTO, Z4 105,840105.8k $0 $0 0.00% Unchanged
4 Spartan Fund Management Inc. 0.00% of their portfolio TORONTO, ONTARIO, Z4 68,33368.3k $1.8k $1.8k 0.00% Unchanged
5 Segantii Capital Management Ltd 0.05% of their portfolio HONG KONG, K3 50,00050.0k $550.5k $550.5k 0.05% Unchanged
6 Phoenix Financial Ltd. 0.00% of their portfolio Givatayim, L3 50,00050.0k $0 $0 0.00% Unchanged
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 49,18449.2k $0 $0 0.00% Unchanged
8 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 48,80748.8k $1.5k $1.5k 0.00% Unchanged
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 48,33948.3k $967 $967 0.00% Unchanged
10 Context Capital Management, LLC 0.00% of their portfolio LAJOLLA, CA 18,16618.2k $182 $182 0.00% Unchanged
11 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 17,54217.5k $526 $526 0.00% Unchanged
12 Clear Street Derivatives LLC 0.00% of their portfolio NEW YORK, NY 900900 $0 $0 0.00% First filing