Vault-13

LIV CAPITAL ACQUISITN CORP I

CLASS A ORD SHS · CUSIP G5510R105

27 institutional holders -24 vs Q1 2023
5,176,6005.2m shares reported held*
$55.6mreported value*
6 new 6 added 6 reduced 30 sold out net sold ≈ $67.0m (-6.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.74. Options: 0 managers hold calls (— notional), 1 hold puts ($4.3m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 49Q1 23: 51Q2 23: 2727Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202247
Q4 202249
Q1 202351
Q2 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 13 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221310
Q1 2023148
Q2 20231236

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $4.3mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$4.3m—

Biggest buyers

FIR TREE CAPITAL MANAGEMENT LP New +500,000+500.0k
BERKLEY W R CORP New +259,023+259.0k
Spartan Fund Management Inc. Added +105,961+106.0k
MIZUHO SECURITIES USA LLC Added +88,200+88.2k
JPMORGAN CHASE & CO New +80,000+80.0k
Periscope Capital Inc. Added +50,044+50.0k
Tuttle Capital Management, LLC New +33,750+33.8k
GLAZER CAPITAL, LLC Added +20,342+20.3k
WOLVERINE ASSET MANAGEMENT LLC Added +6,492+6.5k
STATE STREET CORP Added +1,600+1.6k

Biggest sellers

Linden Advisors LP Sold out -680,000-680.0k
Saba Capital Management, L.P. Reduced -636,200-636.2k
Shaolin Capital Management LLC Sold out -532,500-532.5k
Hudson Bay Capital Management LP Reduced -506,608-506.6k
AQR Arbitrage LLC Reduced -503,442-503.4k
Calamos Advisors LLC Sold out -500,000-500.0k
ARISTEIA CAPITAL, L.L.C. Sold out -467,338-467.3k
683 Capital Management, LLC Sold out -405,000-405.0k
Starboard Value LP Sold out -400,000-400.0k
D. E. Shaw & Co., Inc. Sold out -375,000-375.0k

Biggest calls

None

Biggest puts

Shaolin Capital Management LLC New $4.3m408.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GLAZER CAPITAL, LLC 0.36% of their portfolio New York, NY 516,952517.0k $5.5m $5.5m 0.36% Added +20.3k +20,342
2 Castle Creek Arbitrage, LLC 0.66% of their portfolio AVON, CO 504,110504.1k $5.3m $5.3m 0.66% Unchanged
3 FIR TREE CAPITAL MANAGEMENT LP 0.52% of their portfolio New York, NY 500,000500.0k $5.3m $5.3m 0.52% New
4 Radcliffe Capital Management, L.P. 0.38% of their portfolio BALA CYNWYD, PA 416,307416.3k $4.4m $4.4m 0.38% Unchanged
5 MIZUHO SECURITIES USA LLC 0.14% of their portfolio NEW YORK, NY 400,000400.0k $4.2m $4.2m 0.14% Added +88.2k +88,200
6 Centiva Capital, LP 0.20% of their portfolio New York, NY 375,075375.1k $4.0m $4.0m 0.20% Unchanged
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.14% of their portfolio WEST PALM BEACH, FL 265,152265.2k $2.8m $2.8m 0.14% Reduced -134.8k -134,844
8 BERKLEY W R CORP 0.17% of their portfolio Greenwich, CT 259,023259.0k $2.7m $2.7m 0.17% New
9 Westchester Capital Management, LLC 0.09% of their portfolio VALHALLA, NY 244,900244.9k $2.6m $2.6m 0.09% Unchanged
10 First Trust Capital Management L.P. 0.15% of their portfolio CHICAGO, IL 244,047244.0k $2.6m $2.6m 0.15% Unchanged
11 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 225,000225.0k $2.4m $2.4m 0.02% Reduced -506.6k -506,608
12 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 199,454199.5k $2.1m $2.1m 0.09% Reduced -503.4k -503,442
13 Spartan Fund Management Inc. 0.73% of their portfolio TORONTO, ONTARIO, Z4 180,961181.0k $3.0m $3.0m 0.73% Added +106.0k +105,961
14 Periscope Capital Inc. 0.15% of their portfolio Toronto, A6 180,844180.8k $1.9m $1.9m 0.15% Added +50.0k +50,044
15 Polar Asset Management Partners Inc. 0.03% of their portfolio TORONTO, A6 150,000150.0k $1.6m $1.6m 0.03% Unchanged
16 KIM, LLC 0.14% of their portfolio WICHITA, KS 150,000150.0k $1.6m $1.6m 0.14% Unchanged
17 Meteora Capital, LLC 0.18% of their portfolio Boca Raton, FL 93,69993.7k $993.2k $993.2k 0.18% Reduced -1 -1
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,00080.0k $848.8k $848.8k 0.00% New
19 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 62,69562.7k $664.6k $664.6k 0.01% Added +6.5k +6,492
20 OAKTREE CAPITAL MANAGEMENT LP 0.01% of their portfolio LOS ANGELES, CA 60,00060.0k $636.0k $636.0k 0.01% Unchanged
21 Tuttle Capital Management, LLC 0.00% of their portfolio RIVERSIDE, CT 33,75033.8k $928 $928 0.00% New
22 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 18,60118.6k $197.2k $197.2k 0.01% Reduced -636.2k -636,200
23 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,80013.8k $146.4k $146.4k 0.00% Added +1.6k +1,600
24 SkyView Investment Advisors, LLC 0.00% of their portfolio SHREWSBURY, NJ 1,4001.4k $15.0k $15.0k 0.00% New
25 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 754754 $8.0k $8.0k 0.00% Reduced -1.3k -1,346
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7676 $806 $806 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged