Vault-13

L CATTERTON ASIA ACQUISITION LCAA

CLASS A ORD SHS · Common Stock · CUSIP G5346G125

44 institutional holders +3 vs Q1 2023
18,850,19918.9m shares reported held*
$197.6mreported value*
7 new 11 added 9 reduced 5 sold out net bought ≈ $10.4m (+998.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.48. Options: 1 managers hold calls ($154.5k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 72Q4 22: 65Q1 23: 41Q2 23: 4444Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202272
Q4 202265
Q1 202341
Q2 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 14 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 14 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221417
Q1 20232150
Q2 20231814

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $158.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $161.2kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $163.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $154.5kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$158.0k$00.00
Q4 2022$161.2k$00.00
Q1 2023$163.2k$00.00
Q2 2023$154.5k$00.00

Biggest buyers

Periscope Capital Inc. Added +776,338+776.3k
Hudson Bay Capital Management LP New +642,034+642.0k
Castle Creek Arbitrage, LLC Added +338,931+338.9k
MIZUHO SECURITIES USA LLC Added +326,271+326.3k
BERKLEY W R CORP Added +297,713+297.7k
Centiva Capital, LP Added +267,210+267.2k
Cowen Investment Management LLC Added +200,000+200.0k
KIM, LLC New +174,900+174.9k
Crystalline Management Inc. New +150,000+150.0k
Spartan Fund Management Inc. New +113,279+113.3k

Biggest sellers

FIFTH LANE CAPITAL, LP Sold out -900,000-900.0k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -614,698-614.7k
Meteora Capital, LLC Reduced -485,188-485.2k
JPMORGAN CHASE & CO Reduced -400,000-400.0k
Westchester Capital Management, LLC Sold out -105,232-105.2k
GLAZER CAPITAL, LLC Reduced -104,744-104.7k
Saba Capital Management, L.P. Reduced -43,774-43.8k
Alpine Global Management, LLC Sold out -40,000-40.0k
HRT FINANCIAL LP Reduced -35,200-35.2k
Virtu Financial LLC Sold out -33,688-33.7k

Biggest calls

Paloma Partners Management Co Reduced $154.5k14.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GLAZER CAPITAL, LLC 1.43% of their portfolio New York, NY 2,058,4182.1m $21.5m $21.5m 1.43% Reduced -104.7k -104,744
2 Centiva Capital, LP 0.94% of their portfolio New York, NY 1,767,2101.8m $18.5m $18.5m 0.94% Added +267.2k +267,210
3 Meteora Capital, LLC 2.82% of their portfolio Boca Raton, FL 1,461,3501.5m $15.3m $15.3m 2.82% Reduced -485.2k -485,188
4 Periscope Capital Inc. 0.88% of their portfolio Toronto, A6 1,076,3381.1m $11.3m $11.3m 0.88% Added +776.3k +776,338
5 Shay Capital LLC 3.72% of their portfolio NEW YORK, NY 1,010,5151.0m $10.6m $10.6m 3.72% Unchanged
6 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 1,000,0001.0m $10.5m $10.5m 0.02% Unchanged
7 BOOTHBAY FUND MANAGEMENT, LLC 0.29% of their portfolio NEW YORK, NY 883,370883.4k $9.2m $9.2m 0.29% Reduced -614.7k -614,698
8 COWEN AND COMPANY, LLC 0.76% of their portfolio NEW YORK, NY 875,915875.9k $9.2m $9.2m 0.76% Added +86.5k +86,482
9 Cowen Investment Management LLC 4.72% of their portfolio NEW YORK, NY 750,000750.0k $7.8m $7.8m 4.72% Added +200.0k +200,000
10 Hudson Bay Capital Management LP 0.07% of their portfolio STAMFORD, CT 642,034642.0k $6.7m $6.7m 0.07% New
11 Castle Creek Arbitrage, LLC 0.81% of their portfolio AVON, CO 625,839625.8k $6.5m $6.5m 0.81% Added +338.9k +338,931
12 First Trust Capital Management L.P. 0.35% of their portfolio CHICAGO, IL 554,822554.8k $5.8m $5.8m 0.35% Added +100.0k +100,000
13 MIZUHO SECURITIES USA LLC 0.18% of their portfolio NEW YORK, NY 526,271526.3k $5.5m $5.5m 0.18% Added +326.3k +326,271
14 Walleye Capital LLC 0.09% of their portfolio NEW YORK, NY 505,961506.0k $5.3m $5.3m 0.09% Added +57.6k +57,600
15 Magnetar Financial LLC 0.11% of their portfolio EVANSTON, IL 492,072492.1k $5.2m $5.2m 0.11% Unchanged
16 Mint Tower Capital Management B.V. 0.66% of their portfolio AMSTERDAM, P7 483,793483.8k $5.1m $5.1m 0.66% Unchanged
17 Sculptor Capital LP 0.12% of their portfolio New York, NY 433,742433.7k $4.5m $4.5m 0.12% Unchanged
18 BERKLEY W R CORP 0.24% of their portfolio Greenwich, CT 386,843386.8k $4.1m $4.1m 0.24% Added +297.7k +297,713
19 Boussard & Gavaudan Investment Management LLP 0.35% of their portfolio London, X0 350,000350.0k $3.7m $3.7m 0.35% Unchanged
20 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 303,384303.4k $3.2m $3.2m 0.03% Reduced -35.2k -35,200
21 Walleye Trading LLC 0.16% of their portfolio NEW YORK, NY 284,603284.6k $3.0m $3.0m 0.16% Added +32.4k +32,400
22 Radcliffe Capital Management, L.P. 0.25% of their portfolio BALA CYNWYD, PA 279,703279.7k $2.9m $2.9m 0.25% Reduced -3.6k -3,595
23 Kepos Capital LP 0.36% of their portfolio NEW YORK, NY 190,471190.5k $2.0m $2.0m 0.36% First filing
24 KIM, LLC 0.16% of their portfolio WICHITA, KS 174,900174.9k $1.8m $1.8m 0.16% New
25 Owl Creek Asset Management, L.P. 0.13% of their portfolio New York, NY 150,000150.0k $1.6m $1.6m 0.13% Unchanged
26 Crystalline Management Inc. 1.11% of their portfolio Montreal, Quebec, Z4 150,000150.0k $1.6m $1.6m 1.11% New
27 Spartan Fund Management Inc. 0.38% of their portfolio TORONTO, ONTARIO, Z4 113,279113.3k $1.6m $1.6m 0.38% New
28 Saba Capital Management, L.P. 0.04% of their portfolio NEW YORK, NY 111,291111.3k $1.2m $1.2m 0.04% Reduced -43.8k -43,774
29 FNY Investment Advisers, LLC 1.34% of their portfolio NEW YORK, NY 101,000101.0k $1.1m $1.1m 1.34% Unchanged
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.00% Reduced -400.0k -400,000
31 FIR TREE CAPITAL MANAGEMENT LP 0.10% of their portfolio New York, NY 100,000100.0k $1.0m $1.0m 0.10% Unchanged
32 TENOR CAPITAL MANAGEMENT Co., L.P. 0.02% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.02% Unchanged
33 MOORE CAPITAL MANAGEMENT, LP 0.03% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.03% Unchanged
34 PICTON MAHONEY ASSET MANAGEMENT 0.05% of their portfolio Toronto, A6 100,000100.0k $1.0m $1.0m 0.05% New
35 Tyrus Capital S.A.M. 7.35% of their portfolio MONACO, O9 100,000100.0k $1.0m $1.0m 7.35% Unchanged
36 LMR Partners LLP 0.02% of their portfolio LONDON, X0 100,000100.0k $1.0m $1.0m 0.02% Unchanged
37 Maven Securities LTD 0.15% of their portfolio ST HELIER, Y9 100,000100.0k $1.0m $1.0m 0.15% Reduced -10.0k -10,000
38 Sage Rock Capital Management LP 1.27% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 1.27% Unchanged
39 Atlas Merchant Capital LLC 0.22% of their portfolio New York, NY 100,000100.0k $1.0m $1.0m 0.22% New
40 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 47,27947.3k $494.5k $494.5k 0.01% New
41 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 28,72128.7k $300.7k $300.7k 0.00% Added +1.3k +1,311
42 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 18,00018.0k $188.3k $188.3k 0.00% Reduced -11.0k -11,000
43 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 13,07513.1k $136.9k $136.9k 0.00% Unchanged
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged