L CATTERTON ASIA ACQUISITION
*W EXP 03/08/202 · CUSIP G5346G117
49
institutional holders
+0 vs Q3 2022
4.9m
shares reported held*
$1.8mreported value*
3 new
4 added
4 reduced
4 sold out
net bought ≈ $6.4k (+274.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.37. Options: 2 managers hold calls ($2.5m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 49 |
| Q4 2022 | 49 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $2.5m | $0 | 0.00 |
| Q4 2022 | $2.5m | $0 | 0.00 |
Biggest buyers
| Periscope Capital Inc. | Added | +357.6k |
| BNP PARIBAS FINANCIAL MARKETS | New | +250.0k |
| JANE STREET GROUP, LLC | New | +121.9k |
| HGC Investment Management Inc. | New | +83.3k |
| CLEAR STREET LLC | Added | +7.1k |
| Exos TFP Holdings LLC | Added | +2.6k |
| CITADEL ADVISORS LLC | Added | +100 |
Biggest sellers
| Whitefort Capital Management, LP | Sold out | -205.3k |
| FIR TREE CAPITAL MANAGEMENT LP | Sold out | -137.7k |
| Magnetar Financial LLC | Sold out | -103.3k |
| Alpine Global Management, LLC | Reduced | -50.0k |
| Brookfield Corp /ON/ | Sold out | -50.0k |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Reduced | -5.9k |
| UBS Group AG | Reduced | -1.2k |
| CVI Holdings, LLC | Reduced | -800 |
Biggest calls
| MARSHALL WACE, LLP | Unchanged | $2.5m250.0k shares |
| MILLENNIUM MANAGEMENT LLC | Added | $10.0k228.3k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 594.0k $6.0k | Reduced -5.9k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 500.0k $22.1k | Unchanged |
| RP Investment Advisors LP 0.01% of their portfolio | 476.4k $21.0k | Unchanged |
| Periscope Capital Inc. 0.00% of their portfolio | 463.2k $20.5k | Added +357.6k |
| Sage Rock Capital Management LP 0.01% of their portfolio | 452.0k $20.0k | Unchanged |
| Sculptor Capital LP 0.00% of their portfolio | 401.0k $9.6k | Unchanged |
| CANYON CAPITAL ADVISORS LLC 0.00% of their portfolio | 299.8k $13.3k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 250.0k $6.0k | New |
| Castle Creek Arbitrage, LLC 0.00% of their portfolio | 209.2k $5.0k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 169.5k $8.0k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 166.9k $7.4k | Added +100 |
| TD Asset Management Inc 0.00% of their portfolio | 166.7k $7.4k | Unchanged |
| RAMIUS ADVISORS LLC 0.01% of their portfolio | 160.4k $7.1k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 121.9k $5.4k | New |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 117.8k $5.2k | Unchanged |
| Boussard & Gavaudan Investment Management LLP 0.00% of their portfolio | 116.7k $5.2k | Unchanged |
| Radcliffe Capital Management, L.P. 0.03% of their portfolio | 100.0k $1.0m | Unchanged |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio | 94.1k $4.2k | Unchanged |
| HGC Investment Management Inc. 0.00% of their portfolio | 83.3k $4.0k | New |
| Vestcor Inc 0.00% of their portfolio | 75.0k $3.0k | Unchanged |
| Mint Tower Capital Management B.V. 0.00% of their portfolio | 58.5k $3.0k | Unchanged |
| Owl Creek Asset Management, L.P. 0.00% of their portfolio | 50.0k $2.2k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 35.0k $1.0k | Unchanged |
| Flow State Investments, L.P. 0.00% of their portfolio | 33.8k $1.5k | First filing |
| Calamos Advisors LLC 0.00% of their portfolio | 33.3k $1.5k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 33.3k $1.5k | Unchanged |
| Tyrus Capital S.A.M. 0.00% of their portfolio | 33.3k $1.5k | First filing |
| LMR Partners LLP 0.01% of their portfolio | 33.3k $336.7k | Unchanged |
| Atalaya Capital Management LP 0.00% of their portfolio | 33.3k $1.3k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 33.3k $1.5k | Unchanged |
| Evolution Capital Management LLC 0.00% of their portfolio | 30.0k $1.3k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 27.4k $1.2k | Unchanged |
| CAAS CAPITAL MANAGEMENT LP 0.00% of their portfolio | 27.4k $1.2k | Unchanged |
| CVI Holdings, LLC 0.00% of their portfolio | 27.3k $1.2k | Reduced -800 |
| Saba Capital Management, L.P. 0.00% of their portfolio | 26.9k $647 | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 26.6k $1.0k | Added +7.1k |
| ANGELO GORDON & CO., L.P. 0.05% of their portfolio | 25.0k $252.5k | Unchanged |
| DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio | 25.0k $1.1k | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 24.8k $1.1k | Unchanged |
| SONA ASSET MANAGEMENT (US) LLC 0.00% of their portfolio | 23.9k $1.1k | Unchanged |
| Exos TFP Holdings LLC 0.00% of their portfolio | 22.6k $1.0k | Added +2.6k |
| Alpine Global Management, LLC 0.00% of their portfolio | 20.2k $1.0k | Reduced -50.0k |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 16.7k $1.0k | Unchanged |
| KIM, LLC 0.00% of their portfolio | 16.7k $1.0k | Unchanged |
| Dryden Capital, LLC 0.00% of their portfolio | 14.0k $620 | Unchanged |
| DG Capital Management, LLC 0.00% of their portfolio | 13.1k $579 | Unchanged |
| UBS Group AG 0.00% of their portfolio | 400 $16 | Reduced -1.2k |
| Ancora Advisors LLC 0.00% of their portfolio | 66 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |