Vault-13

ESGL HLDGS LTD OIOWW

*W EXP 10/19/202 · Equity WRT · CUSIP G3R95P116

16 institutional holders +2 vs Q2 2025
4,703,4304.7m shares reported held*
$2.9mreported value*
3 new 1 added 2 reduced 0 sold out net bought ≈ $2.6k (+23.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.61.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 23: 27Q4 23: 21Q1 24: 21Q2 24: 19Q3 24: 19Q4 24: 16Q1 25: 15Q2 25: 14Q3 25: 1616Q3 23Q1 24Q3 24Q1 25Q3 25
Numbers
QuarterHolders
Q3 202327
Q4 202321
Q1 202421
Q2 202419
Q3 202419
Q4 202416
Q1 202515
Q2 202514
Q3 202516

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 23: 4 bought or addedQ4 23: 10 cut or sold outQ1 24: 3 bought or addedQ1 24: 5 cut or sold outQ1 24Q2 24: 1 bought or addedQ2 24: 7 cut or sold outQ3 24: 2 bought or addedQ3 24: 6 cut or sold outQ3 24Q4 24: 1 bought or addedQ4 24: 7 cut or sold outQ1 25: 1 bought or addedQ1 25: 5 cut or sold outQ1 25Q2 25: 2 bought or addedQ2 25: 5 cut or sold outQ3 25: 4 bought or addedQ3 25: 2 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 2023410
Q1 202435
Q2 202417
Q3 202426
Q4 202417
Q1 202515
Q2 202525
Q3 202542

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +35,446+35.4k
TWO SIGMA SECURITIES, LLC New +20,067+20.1k
TORONTO DOMINION BANK Added +2,945+2.9k
BANK OF AMERICA CORP /DE/ New +100+100

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Reduced -33,771-33.8k
UBS Group AG Reduced -1,371-1.4k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 1,809,0111.8m $199.0k $199.0k 0.00% Added +2.9k +2,945
2 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 620,000620.0k $2.4m $2.4m 0.06% Unchanged
3 ATW SPAC MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 620,000620.0k $72.1k $72.1k 0.09% Unchanged
4 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 354,359354.4k $39.0k $39.0k 0.00% First filing
5 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 310,000310.0k $34.1k $34.1k 0.00% Unchanged
6 Yakira Capital Management, Inc. 0.01% of their portfolio Westport, CT 300,000300.0k $33.0k $33.0k 0.01% Unchanged
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 215,000215.0k $23.6k $23.6k 0.00% Unchanged
8 Periscope Capital Inc. 0.01% of their portfolio Toronto, A6 200,800200.8k $23.0k $23.0k 0.01% Unchanged
9 MMCAP International Inc. SPC 0.00% of their portfolio GRAND CAYMAN, E9 154,750154.8k $17.0k $17.0k 0.00% Unchanged
10 Aristides Capital LLC 0.00% of their portfolio LOUISVILLE, KY 42,00042.0k $4.6k $4.6k 0.00% Unchanged
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,44635.4k $3.9k $3.9k 0.00% New
12 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 20,06720.1k $2.2k $2.2k 0.00% New
13 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 20,00020.0k $2.2k $2.2k 0.00% Unchanged
14 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 1,3631.4k $150 $150 0.00% Reduced -33.8k -33,771
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 534534 $59 $59 0.00% Reduced -1.4k -1,371
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $11 $11 0.00% New