Vault-13

ESGL HLDGS LTD OIO

SHS · Common Stock · CUSIP G3R95P108

6 institutional holders -1 vs Q4 2023
2,361,0092.4m shares reported held*
$941.7kreported value*
2 new 0 added 1 reduced 3 sold out net bought ≈ $528.9k (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.40.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0258Q3 23: 4Q4 23: 7Q1 24: 66Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q3 20234
Q4 20237
Q1 20246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q4 23: 5 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 2 bought or addedQ1 24: 4 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202351
Q1 202424

Biggest buyers

CANTOR FITZGERALD, L. P. New +1,268,085+1.3m
CITADEL ADVISORS LLC New +13,543+13.5k

Biggest sellers

TWO SIGMA SECURITIES, LLC Sold out -18,511-18.5k
XTX Topco Ltd Sold out -16,099-16.1k
McAdam, LLC Sold out -12,000-12.0k
UBS Group AG Reduced -2,781-2.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
WU SAMUEL 13D · may seek influence filed 2025-01-24
Stated purposeSamuel Wu currently owns 16.50% outstanding shares of the Issuer, and, in such capacity, may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Full filing
 16.5% 6.6m 2025-01-24
Quek Leng Chuang 13D · may seek influence filed 2025-06-25
Stated purposeQuek Leng Chuang serves as Chief Executive Officer and Chairman of the Issuer, and, in such capacity, may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Except as described in this Statement, the Reporting Person does not have any present plans or proposals that relate to or would result in any of the actions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D, although, subject to the agreements described herein, the Reporting Person, at any time, and from time to time, may review, reconsider and change his position and/or change his purpose and/or develop such plans and may seek to influence management of the Issuer or the Board of Directors … Full filing
 7.5% 3.1m 2025-06-25

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CANTOR FITZGERALD, L. P. 0.12% of their portfolio NEW YORK, NY 1,268,0851.3m $507.2k $507.2k 0.12% New
2 Atalaya Capital Management LP 0.49% of their portfolio NEW YORK, NY 1,046,0051.0m $414.3k $414.3k 0.49% Unchanged
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 33,15733.2k $14.3k $14.3k 0.00% Unchanged
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,54313.5k $5.8k $5.8k 0.00% New
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 219219 $94 $94 0.00% Reduced -2.8k -2,781
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged