Vault-13

GOLDEN OCEAN GROUP LTD 2663476D

SHS NEW · Common Stock · CUSIP G39637205 · ISIN BMG396372051

157 institutional holders +6 vs Q3 2023
44,754,70244.8m shares reported held*
$436.6mreported value*
28 new 59 added 37 reduced 24 sold out net bought ≈ $73.9m (+7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.75. Options: 8 managers hold calls ($3.6m notional), 7 hold puts ($8.0m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 168Q4 22: 166Q1 23: 158Q2 23: 163Q3 23: 151Q4 23: 157157Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022168
Q4 2022166
Q1 2023158
Q2 2023163
Q3 2023151
Q4 2023157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 81 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 71 bought or addedQ3 23: 78 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 61 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227081
Q1 20237675
Q2 20236482
Q3 20237178
Q4 20238761

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ1 23 calls: $6.0mQ1 23 puts: $3.0mQ1 23P/C 0.50Q2 23 calls: $2.5mQ2 23 puts: $3.4mQ2 23P/C 1.33Q3 23 calls: $3.0mQ3 23 puts: $9.6mQ3 23P/C 3.16Q4 23 calls: $3.6mQ4 23 puts: $8.0mQ4 23P/C 2.24
Numbers
QuarterCallsPutsP/C
Q1 2023$6.0m$3.0m0.50
Q2 2023$2.5m$3.4m1.33
Q3 2023$3.0m$9.6m3.16
Q4 2023$3.6m$8.0m2.24

Biggest buyers

MORGAN STANLEY Added +1,368,447+1.4m
Encompass Capital Advisors LLC Added +1,315,982+1.3m
JPMORGAN CHASE & CO Added +882,360+882.4k
TWO SIGMA INVESTMENTS, LP Added +868,553+868.6k
BlackRock Inc. Added +780,704+780.7k
Hosking Partners LLP Added +695,859+695.9k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +550,343+550.3k
TWO SIGMA ADVISERS, LP Added +526,100+526.1k
FOLKETRYGDFONDET Added +500,000+500.0k
HSBC HOLDINGS PLC Added +370,918+370.9k

Biggest sellers

MARSHALL WACE, LLP Reduced -747,139-747.1k
CAUSEWAY CAPITAL MANAGEMENT LLC Sold out -392,847-392.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -311,415-311.4k
JUPITER ASSET MANAGEMENT LTD Sold out -284,405-284.4k
JANE STREET GROUP, LLC Reduced -244,153-244.2k
CITIGROUP INC Reduced -239,430-239.4k
DENALI ADVISORS LLC Reduced -127,242-127.2k
VICTORY CAPITAL MANAGEMENT INC Reduced -126,359-126.4k
Capricorn Fund Managers Ltd Sold out -108,567-108.6k
Allspring Global Investments Holdings, LLC Reduced -106,866-106.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m211.4k shares
SIMPLEX TRADING, LLC Added $458.0k47.0k shares
GROUP ONE TRADING LLC Reduced $388.4k39.8k shares
WOLVERINE TRADING, LLC Added $246.0k25.2k shares
JANE STREET GROUP, LLC Reduced $229.4k23.5k shares
CITADEL ADVISORS LLC Reduced $176.7k18.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0600 shares

Biggest puts

GROUP ONE TRADING LLC Added $2.6m271.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m199.8k shares
SIMPLEX TRADING, LLC Added $1.7m171.3k shares
JANE STREET GROUP, LLC Reduced $825.7k84.6k shares
CITADEL ADVISORS LLC Reduced $570.0k58.4k shares
WOLVERINE TRADING, LLC Added $322.1k33.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FOLKETRYGDFONDET 1.87% of their portfolio OSLO, Q8 9,402,3189.4m $91.8m $91.8m 1.87% Added +500.0k +500,000
2 BlackRock Inc. 0.00% of their portfolio New York, NY 6,980,6247.0m $68.1m $68.1m 0.00% Added +780.7k +780,704
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,033,5802.0m $19.8m $19.8m 0.00% Added +113.0k +112,975
4 Encompass Capital Advisors LLC 0.99% of their portfolio New York, NY 1,738,3241.7m $17.0m $17.0m 0.99% Added +1.3m +1,315,982
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,677,2761.7m $16.4m $16.4m 0.00% Added +1.4m +1,368,447
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,527,3621.5m $14.9m $14.9m 0.00% Added +65.9k +65,933
7 Hosking Partners LLP 0.58% of their portfolio LONDON, X0 1,403,1801.4m $13.7m $13.7m 0.58% Added +695.9k +695,859
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,388,2331.4m $13.5m $13.5m 0.00% Added +53.0k +52,985
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.28% of their portfolio HOUSTON, TX 1,345,6931.3m $13.1m $13.1m 0.28% Added +54.9k +54,909
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,151,2741.2m $11.2m $11.2m 0.00% Added +155.4k +155,425
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,077,0881.1m $10.5m $10.5m 0.00% Added +882.4k +882,360
12 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 978,003978.0k $9.5m $9.5m 0.02% Added +868.6k +868,553
13 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 902,869902.9k $8.8m $8.8m 0.02% Reduced -747.1k -747,139
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 890,615890.6k $8.7m $8.7m 0.00% Added +22.8k +22,752
15 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 882,477882.5k $8.6m $8.6m 0.02% Added +526.1k +526,100
16 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 854,195854.2k $8.3m $8.3m 0.00% Added +307.8k +307,763
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 814,353814.4k $7.9m $7.9m 0.00% Added +119.1k +119,147
18 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 712,829712.8k $6.9m $6.9m 0.01% Added +370.9k +370,918
19 Empowered Funds, LLC 0.15% of their portfolio NEWTOWN SQUARE, PA 607,293607.3k $5.9m $5.9m 0.15% Added +54.9k +54,909
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 550,343550.3k $5.4m $5.4m 0.01% New
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 476,111476.1k $4.6m $4.6m 0.00% Added +235 +235
22 DENALI ADVISORS LLC 1.41% of their portfolio SAN DIEGO, CA 472,858472.9k $4.6m $4.6m 1.41% Reduced -127.2k -127,242
23 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 458,894458.9k $4.4m $4.4m 0.01% Reduced -239.4k -239,430
24 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 439,386439.4k $4.3m $4.3m 0.00% Added +113.3k +113,269
25 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 389,099389.1k $3.8m $3.8m 0.00% Added +36.1k +36,104
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 360,986361.0k $3.5m $3.5m 0.00% Added +183.5k +183,529
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 329,448329.4k $3.2m $3.2m 0.00% Added +313.9k +313,944
28 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 293,571293.6k $2.9m $2.9m 0.00% Added +195.9k +195,929
29 Swiss National Bank 0.00% of their portfolio ZURICH, V8 257,034257.0k $2.5m $2.5m 0.00% Reduced -31.4k -31,425
30 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 253,618253.6k $2.5m $2.5m 0.00% Added +230.4k +230,392
31 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 220,456220.5k $2.2m $2.2m 0.00% Reduced -29.1k -29,067
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 204,820204.8k $2.0m $2.0m 0.00% Added +203.8k +203,820
33 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 189,519189.5k $1.8m $1.8m 0.00% Added +2.0k +1,981
34 PDT Partners, LLC 0.19% of their portfolio New York, NY 172,110172.1k $1.7m $1.7m 0.19% Reduced -584 -584
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 159,386159.4k $1.6m $1.6m 0.00% Reduced -66.6k -66,578
36 GSA CAPITAL PARTNERS LLP 0.13% of their portfolio LONDON, X0 157,545157.5k $1.5m $1.5m 0.13% Added +25.3k +25,265
37 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 153,117153.1k $1.5m $1.5m 0.02% New
38 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 152,521152.5k $1.5m $1.5m 0.00% Added +2.8k +2,801
39 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 138,747138.7k $1.4m $1.4m 0.00% Reduced -23.4k -23,377
40 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 129,988130.0k $1.3m $1.3m 0.00% Unchanged
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 125,242125.2k $1.2m $1.2m 0.00% Reduced -244.2k -244,153
42 SIMPLEX TRADING, LLC 0.04% of their portfolio CHICAGO, IL 119,125119.1k $1.2m $1.2m 0.04% Added +44.8k +44,753
43 Vident Advisory, LLC 0.03% of their portfolio Alpharetta, GA 116,179116.2k $1.1m $1.1m 0.03% Added +35.3k +35,307
44 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 112,854112.9k $1.1m $1.1m 0.00% Reduced -311.4k -311,415
45 Legal & General Group Plc 0.00% of their portfolio London, X0 109,131109.1k $1.1m $1.1m 0.00% Added +7.5k +7,519
46 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 108,374108.4k $1.1m $1.1m 0.00% Added +70.3k +70,341
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,997102.0k $995.0k $995.0k 0.00% Added +17.5k +17,487
48 BDL CAPITAL MANAGEMENT 0.60% of their portfolio PARIS, I0 95,29395.3k $718.6k $718.6k 0.60% First filing
49 SummerHaven Investment Management, LLC 0.59% of their portfolio STAMFORD, CT 93,66293.7k $914.1k $914.1k 0.59% Added +1.2k +1,192
50 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 88,86188.9k $867.3k $867.3k 0.03% Added +38.3k +38,283
51 OCCUDO QUANTITATIVE STRATEGIES LP 0.11% of their portfolio FORT LAUDERDALE, FL 79,83579.8k $779.2k $779.2k 0.11% New
52 Invst, LLC 0.11% of their portfolio INDIANAPOLIS, IN 76,58676.6k $832.5k $832.5k 0.11% Reduced -11.4k -11,365
53 WINTON GROUP Ltd 0.05% of their portfolio LONDON, X0 75,43975.4k $736.3k $736.3k 0.05% Added +30.4k +30,386
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 74,00674.0k $722.3k $722.3k 0.00% Added +16.6k +16,636
55 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 70,05770.1k $683.8k $683.8k 0.00% Reduced -106.9k -106,866
56 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 64,50064.5k $629.5k $629.5k 0.00% Added +33.1k +33,100
57 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 63,91663.9k $623.8k $623.8k 0.00% Unchanged
58 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 62,00062.0k $605.1k $605.1k 0.02% New
59 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 61,21761.2k $597.5k $597.5k 0.00% Reduced -248 -248
60 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 60,10060.1k $587.0k $587.0k 0.01% Added +55.3k +55,300
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 59,83759.8k $584.0k $584.0k 0.00% Reduced -12.7k -12,686
62 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 55,67655.7k $543.4k $543.4k 0.00% Unchanged
63 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 55,40955.4k $540.8k $540.8k 0.00% Added +4.6k +4,649
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 50,20050.2k $490.0k $490.0k 0.01% Reduced -3.0k -3,000
65 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 50,00050.0k $488.0k $488.0k 0.02% New
66 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 49,69849.7k $485.1k $485.1k 0.00% Added +490 +490
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,86548.9k $476.9k $476.9k 0.00% Added +5.7k +5,718
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 47,16747.2k $459.0k $459.0k 0.00% Added +7.5k +7,513
69 Man Group plc 0.00% of their portfolio LONDON, X0 46,41346.4k $453.0k $453.0k 0.00% New
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 44,25544.3k $431.9k $431.9k 0.00% Reduced -827 -827
71 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 39,40339.4k $384.6k $384.6k 0.08% Added +1.7k +1,701
72 Teza Capital Management LLC 0.06% of their portfolio CHICAGO, IL 36,91336.9k $360.3k $360.3k 0.06% Added +26.2k +26,152
73 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 36,79336.8k $359.1k $359.1k 0.03% Added +17.1k +17,110
74 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 35,64935.6k $347.9k $347.9k 0.01% New
75 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 35,15035.1k $343.1k $343.1k 0.00% Unchanged
76 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 34,88034.9k $340.4k $340.4k 0.00% Added +5.4k +5,420
77 Edgestream Partners, L.P. 0.02% of their portfolio Princeton, NJ 33,92733.9k $331.1k $331.1k 0.02% New
78 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 32,07932.1k $313.1k $313.1k 0.00% New
79 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 30,90830.9k $301.7k $301.7k 0.00% Reduced -3.7k -3,723
80 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 30,28630.3k $296.0k $296.0k 0.00% Added +2.6k +2,648
81 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 29,70229.7k $289.9k $289.9k 0.00% Added +25.9k +25,869
82 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 26,82026.8k $261.8k $261.8k 0.00% New
83 BFSG, LLC 0.04% of their portfolio IRVINE, CA 25,00025.0k $244.0k $244.0k 0.04% Unchanged
84 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 24,86524.9k $243.0k $243.0k 0.00% New
85 S.E.E.D. Planning Group LLC 0.09% of their portfolio BINGHAMTON, NY 22,00022.0k $214.7k $214.7k 0.09% Unchanged
86 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 20,38620.4k $199.0k $199.0k 0.00% Added +4.4k +4,387
87 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 20,27220.3k $197.9k $197.9k 0.00% Reduced -6.9k -6,903
88 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,64717.6k $172.0k $172.0k 0.00% Added +21 +21
89 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 17,46617.5k $170.6k $170.6k 0.00% New
90 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 16,60016.6k $162.0k $162.0k 0.00% Reduced -12.6k -12,574
91 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 15,62715.6k $152.5k $152.5k 0.00% Reduced -2.6k -2,592
92 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,11715.1k $147.5k $147.5k 0.00% Reduced -38 -38
93 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,74514.7k $143.9k $143.9k 0.00% Unchanged
94 Numerai GP LLC 0.05% of their portfolio SAN FRANCISCO, CA 14,09614.1k $137.6k $137.6k 0.05% New
95 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 13,69713.7k $133.7k $133.7k 0.00% Reduced -126.4k -126,359
96 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 13,68713.7k $133.6k $133.6k 0.00% Unchanged
97 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 13,42913.4k $131.1k $131.1k 0.00% Reduced -13.7k -13,722
98 WealthTrust Axiom LLC 0.04% of their portfolio WAYNE, PA 13,41613.4k $130.9k $130.9k 0.04% Reduced -4.0k -4,000
99 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 13,13213.1k $128.2k $128.2k 0.02% Reduced -1.9k -1,885
100 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 12,44112.4k $121.4k $121.4k 0.00% Reduced -4.0k -3,964