Vault-13

GOLDEN OCEAN GROUP LTD 2663476D

SHS NEW · Common Stock · CUSIP G39637205 · ISIN BMG396372051

151 institutional holders -12 vs Q2 2023
37,039,83237.0m shares reported held*
$316.9mreported value*
14 new 57 added 52 reduced 26 sold out net sold ≈ $15.9m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.54. Options: 8 managers hold calls ($3.0m notional), 7 hold puts ($9.6m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 168Q4 22: 166Q1 23: 158Q2 23: 163Q3 23: 151151Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022168
Q4 2022166
Q1 2023158
Q2 2023163
Q3 2023151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 81 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 71 bought or addedQ3 23: 78 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227081
Q1 20237675
Q2 20236482
Q3 20237178

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $4.4mQ4 22 puts: $6.7mQ4 22P/C 1.52Q1 23 calls: $6.0mQ1 23 puts: $3.0mQ1 23P/C 0.50Q2 23 calls: $2.5mQ2 23 puts: $3.4mQ2 23P/C 1.33Q3 23 calls: $3.0mQ3 23 puts: $9.6mQ3 23P/C 3.16
Numbers
QuarterCallsPutsP/C
Q4 2022$4.4m$6.7m1.52
Q1 2023$6.0m$3.0m0.50
Q2 2023$2.5m$3.4m1.33
Q3 2023$3.0m$9.6m3.16

Biggest buyers

DENALI ADVISORS LLC New +600,100+600.1k
MARSHALL WACE, LLP Added +499,294+499.3k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +385,918+385.9k
TWO SIGMA ADVISERS, LP Added +227,099+227.1k
NEW YORK STATE COMMON RETIREMENT FUND Added +211,567+211.6k
JANE STREET GROUP, LLC Added +200,497+200.5k
BARCLAYS PLC Added +170,193+170.2k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +163,735+163.7k
GSA CAPITAL PARTNERS LLP New +132,280+132.3k
Empowered Funds, LLC Added +118,918+118.9k

Biggest sellers

MIRABELLA FINANCIAL SERVICES LLP Sold out -1,571,901-1.6m
CITIGROUP INC Reduced -685,518-685.5k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Sold out -540,127-540.1k
GOLDMAN SACHS GROUP INC Reduced -526,430-526.4k
DEUTSCHE BANK AG\ Reduced -335,395-335.4k
Legal & General Group Plc Reduced -260,466-260.5k
BANK OF AMERICA CORP /DE/ Reduced -225,951-226.0k
ALLIANCEBERNSTEIN L.P. Reduced -213,566-213.6k
Encompass Capital Advisors LLC Reduced -190,573-190.6k
CITADEL ADVISORS LLC Reduced -134,251-134.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m213.4k shares
GROUP ONE TRADING LLC Reduced $540.6k68.6k shares
JANE STREET GROUP, LLC Added $295.5k37.5k shares
CITADEL ADVISORS LLC Added $200.9k25.5k shares
WOLVERINE TRADING, LLC Added $188.3k23.9k shares
SIMPLEX TRADING, LLC Reduced $117.0k14.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.4m437.8k shares
JANE STREET GROUP, LLC New $3.0m381.7k shares
SIMPLEX TRADING, LLC Added $1.2m150.3k shares
CITADEL ADVISORS LLC Added $930.6k118.1k shares
GROUP ONE TRADING LLC Added $767.5k97.4k shares
WOLVERINE TRADING, LLC Unchanged $226.2k28.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FOLKETRYGDFONDET 1.45% of their portfolio OSLO, Q8 8,902,3188.9m $70.2m $70.2m 1.45% Added +45.6k +45,626
2 BlackRock Inc. 0.00% of their portfolio New York, NY 6,199,9206.2m $48.9m $48.9m 0.00% Added +16.6k +16,589
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,920,6051.9m $15.1m $15.1m 0.00% Reduced -10.1k -10,136
4 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,650,0081.7m $13.0m $13.0m 0.03% Added +499.3k +499,294
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,461,4291.5m $11.5m $11.5m 0.00% Added +66.0k +66,029
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,335,2481.3m $10.5m $10.5m 0.00% Added +69.0k +68,959
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.25% of their portfolio HOUSTON, TX 1,290,7841.3m $10.2m $10.2m 0.25% Added +385.9k +385,918
8 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 995,849995.8k $7.8m $7.8m 0.00% Added +163.7k +163,735
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 867,863867.9k $6.8m $6.8m 0.00% Reduced -19.1k -19,141
10 Hosking Partners LLP 0.25% of their portfolio LONDON, X0 707,321707.3k $5.6m $5.6m 0.25% Added +118.2k +118,173
11 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 698,324698.3k $5.5m $5.5m 0.01% Reduced -685.5k -685,518
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 695,206695.2k $5.5m $5.5m 0.00% Reduced -526.4k -526,430
13 DENALI ADVISORS LLC 1.66% of their portfolio SAN DIEGO, CA 600,100600.1k $4.7m $4.7m 1.66% New
14 Empowered Funds, LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 552,384552.4k $4.4m $4.4m 0.13% Added +118.9k +118,918
15 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 546,432546.4k $4.3m $4.3m 0.00% Added +170.2k +170,193
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 475,876475.9k $3.7m $3.7m 0.00% Added +86.6k +86,628
17 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 424,269424.3k $3.3m $3.3m 0.01% Reduced -44.4k -44,400
18 Encompass Capital Advisors LLC 0.21% of their portfolio New York, NY 422,342422.3k $3.3m $3.3m 0.21% Reduced -190.6k -190,573
19 CAUSEWAY CAPITAL MANAGEMENT LLC 0.08% of their portfolio LOS ANGELES, CA 392,847392.8k $3.1m $3.1m 0.08% Reduced -113.1k -113,057
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 369,395369.4k $2.9m $2.9m 0.00% Added +200.5k +200,497
21 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 356,377356.4k $2.8m $2.8m 0.01% Added +227.1k +227,099
22 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 352,995353.0k $2.8m $2.8m 0.00% Added +3.4k +3,444
23 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 341,911341.9k $2.7m $2.7m 0.00% Added +105.9k +105,879
24 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 326,117326.1k $27.5m $27.5m 0.01% Reduced -4.2k -4,179
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 308,829308.8k $2.4m $2.4m 0.00% Added +58.6k +58,557
26 Swiss National Bank 0.00% of their portfolio ZURICH, V8 288,459288.5k $2.3m $2.3m 0.00% Added +3.9k +3,939
27 JUPITER ASSET MANAGEMENT LTD 0.02% of their portfolio London, X0 284,405284.4k $2.3m $2.3m 0.02% Reduced -55.4k -55,383
28 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 249,523249.5k $2.0m $2.0m 0.00% Added +211.6k +211,567
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 225,964226.0k $1.8m $1.8m 0.00% Added +89.8k +89,786
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194,728194.7k $1.5m $1.5m 0.00% Reduced -70.8k -70,783
31 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 187,538187.5k $1.5m $1.5m 0.00% Reduced -16.9k -16,891
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 177,457177.5k $1.4m $1.4m 0.00% Reduced -226.0k -225,951
33 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 176,923176.9k $1.4m $1.4m 0.00% Reduced -96.2k -96,191
34 PDT Partners, LLC 0.17% of their portfolio New York, NY 172,694172.7k $1.4m $1.4m 0.17% Added +18.7k +18,672
35 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 162,124162.1k $1.3m $1.3m 0.00% Added +6.9k +6,853
36 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 149,720149.7k $1.2m $1.2m 0.00% Reduced -335.4k -335,395
37 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 140,056140.1k $1.1m $1.1m 0.00% Reduced -2.0k -1,984
38 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 132,280132.3k $1.0m $1.0m 0.09% New
39 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 129,988130.0k $1.0m $1.0m 0.00% Reduced -213.6k -213,566
40 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 109,450109.5k $862.5k $862.5k 0.00% Added +97.8k +97,815
41 Capricorn Fund Managers Ltd 0.30% of their portfolio LONDON, X0 108,567108.6k $855.5k $855.5k 0.30% New
42 Legal & General Group Plc 0.00% of their portfolio London, X0 101,612101.6k $804.9k $804.9k 0.00% Reduced -260.5k -260,466
43 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 97,64297.6k $769.4k $769.4k 0.00% New
44 SummerHaven Investment Management, LLC 0.54% of their portfolio STAMFORD, CT 92,47092.5k $728.7k $728.7k 0.54% Added +26.3k +26,294
45 Invst, LLC 0.10% of their portfolio INDIANAPOLIS, IN 87,95188.0k $693.1k $693.1k 0.10% Reduced -2.9k -2,907
46 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 85,27685.3k $672.0k $672.0k 0.00% Reduced -49.9k -49,904
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,51084.5k $666.0k $666.0k 0.00% Reduced -29.2k -29,219
48 Vident Advisory, LLC 0.02% of their portfolio Alpharetta, GA 80,87280.9k $637.3k $637.3k 0.02% First filing
49 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 74,37274.4k $586.0k $586.0k 0.02% Added +71.9k +71,853
50 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 72,94072.9k $574.7k $574.7k 0.02% Reduced -4.5k -4,488
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 72,52372.5k $571.5k $571.5k 0.00% Added +29.3k +29,308
52 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 63,91663.9k $503.7k $503.7k 0.00% Unchanged
53 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 61,46561.5k $484.3k $484.3k 0.00% Added +2.2k +2,186
54 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 60,15960.2k $474.1k $474.1k 0.00% New
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 57,37057.4k $452.1k $452.1k 0.00% Reduced -1.9k -1,864
56 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 55,67655.7k $438.7k $438.7k 0.00% Reduced -6.5k -6,476
57 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 53,20053.2k $419.2k $419.2k 0.01% Reduced -1.0k -1,000
58 NATIXIS 0.00% of their portfolio PARIS, I0 51,67651.7k $407.2k $407.2k 0.00% Added +49.9k +49,855
59 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 50,76050.8k $400.0k $400.0k 0.00% Unchanged
60 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 50,57850.6k $398.6k $398.6k 0.02% Added +26.5k +26,495
61 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 49,20849.2k $387.8k $387.8k 0.00% Added +978 +978
62 MQS Management LLC 0.22% of their portfolio NEW YORK, NY 46,14746.1k $363.6k $363.6k 0.22% Added +23.2k +23,208
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 45,59445.6k $359.3k $359.3k 0.00% Added +436 +436
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 45,08245.1k $355.2k $355.2k 0.00% Unchanged
65 WINTON GROUP Ltd 0.03% of their portfolio LONDON, X0 45,05345.1k $355.0k $355.0k 0.03% Reduced -1.8k -1,810
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 43,84043.8k $345.5k $345.5k 0.00% Added +1.4k +1,395
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 43,14743.1k $340.0k $340.0k 0.00% Reduced -20.6k -20,611
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,65439.7k $310.0k $310.0k 0.00% Reduced -5.2k -5,208
69 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 38,03338.0k $299.8k $299.8k 0.00% Added +6.2k +6,243
70 Onyx Bridge Wealth Group LLC 0.07% of their portfolio TARRYTOWN, NY 37,70237.7k $297.1k $297.1k 0.07% Added +2.3k +2,300
71 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 35,15035.1k $277.0k $277.0k 0.00% Added +190 +190
72 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 34,63134.6k $272.9k $272.9k 0.00% Added +2.5k +2,518
73 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 31,40031.4k $247.4k $247.4k 0.00% New
74 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 29,67729.7k $233.9k $233.9k 0.04% New
75 Optiver Holding B.V. 0.01% of their portfolio AMSTERDAM, P7 29,52929.5k $232.7k $232.7k 0.01% Added +28.8k +28,781
76 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 29,46029.5k $232.1k $232.1k 0.00% Added +8.0k +7,957
77 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 29,17429.2k $229.9k $229.9k 0.01% Added +16.7k +16,684
78 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 27,63827.6k $218.0k $218.0k 0.00% Added +2.7k +2,663
79 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 27,17527.2k $214.1k $214.1k 0.00% Reduced -13.8k -13,794
80 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 27,15127.2k $213.9k $213.9k 0.00% Reduced -1.6k -1,636
81 BFSG, LLC 0.03% of their portfolio IRVINE, CA 25,00025.0k $197.0k $197.0k 0.03% Unchanged
82 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 24,17124.2k $190.5k $190.5k 0.00% Added +1.6k +1,649
83 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 23,22623.2k $183.0k $183.0k 0.00% Reduced -1.5k -1,466
84 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 22,17222.2k $174.7k $174.7k 0.01% Reduced -595 -595
85 S.E.E.D. Planning Group LLC 0.07% of their portfolio BINGHAMTON, NY 22,00022.0k $173.4k $173.4k 0.07% Unchanged
86 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 19,68319.7k $155.1k $155.1k 0.01% New
87 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 18,21918.2k $143.6k $143.6k 0.00% Added +5.1k +5,142
88 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,62617.6k $139.0k $139.0k 0.00% Added +6.9k +6,884
89 WealthTrust Axiom LLC 0.05% of their portfolio WAYNE, PA 17,41617.4k $137.2k $137.2k 0.05% Reduced -1.5k -1,500
90 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 16,40516.4k $129.3k $129.3k 0.00% Added +4.7k +4,678
91 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 15,99916.0k $126.1k $126.1k 0.00% Reduced -19 -19
92 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 15,81615.8k $124.6k $124.6k 0.00% Reduced -20.3k -20,297
93 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,50415.5k $122.2k $122.2k 0.00% Reduced -134.3k -134,251
94 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 15,39115.4k $121.3k $121.3k 0.00% Reduced -5.5k -5,549
95 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,15515.2k $121.1k $121.1k 0.00% Reduced -3.3k -3,283
96 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 15,01715.0k $118.3k $118.3k 0.02% New
97 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,87114.9k $117.0k $117.0k 0.00% Added +722 +722
98 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,74514.7k $116.2k $116.2k 0.00% Added +500 +500
99 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 13,68713.7k $107.9k $107.9k 0.00% First filing
100 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 13,64613.6k $107.5k $107.5k 0.00% Reduced -8.0k -7,966