Vault-13

GAN LTD GANGB

SHS · Common Stock · CUSIP G3728V109 · ISIN BMG3728V1090

48 institutional holders -2 vs Q1 2024
7,060,7007.1m shares reported held*
$10.5mreported value*
5 new 10 added 16 reduced 8 sold out net sold ≈ $776.6k (-526.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.48. Options: 2 managers hold calls ($16.2k notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 73Q1 23: 64Q2 23: 61Q3 23: 57Q4 23: 54Q1 24: 50Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202282
Q4 202273
Q1 202364
Q2 202361
Q3 202357
Q4 202354
Q1 202450
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 35 cut or sold outQ2 23: 22 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 29 cut or sold outQ4 23: 25 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 24 cut or sold outQ2 24: 15 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222248
Q1 20232235
Q2 20232232
Q3 20231729
Q4 20232527
Q1 20241924
Q2 20241524

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $198.6kQ3 23 puts: $178.6kQ3 23P/C 0.90Q4 23 calls: $243.4kQ4 23 puts: $180.8kQ4 23P/C 0.74Q1 24 calls: $14.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $16.2kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$198.6k$178.6k0.90
Q4 2023$243.4k$180.8k0.74
Q1 2024$14.0k$00.00
Q2 2024$16.2k$00.00

Biggest buyers

Skandinaviska Enskilda Banken AB (publ) New +325,000+325.0k
Crystalline Management Inc. New +189,752+189.8k
Yakira Capital Management, Inc. New +59,133+59.1k
STIFEL FINANCIAL CORP New +49,700+49.7k
RENAISSANCE TECHNOLOGIES LLC Added +22,700+22.7k
FNY Investment Advisers, LLC Added +17,685+17.7k
UBS Group AG Added +15,113+15.1k
NORTHERN TRUST CORP Added +12,373+12.4k
GEODE CAPITAL MANAGEMENT, LLC Added +11,532+11.5k
Clear Harbor Asset Management, LLC Added +11,299+11.3k

Biggest sellers

GABELLI & Co INVESTMENT ADVISERS, INC. Reduced -295,700-295.7k
GABELLI FUNDS LLC Reduced -277,100-277.1k
MORGAN STANLEY Reduced -265,054-265.1k
PenderFund Capital Management Ltd. Reduced -227,200-227.2k
XTX Topco Ltd Reduced -48,772-48.8k
Anson Funds Management LP Sold out -30,754-30.8k
Cannon Global Investment Management, LLC Reduced -25,500-25.5k
JPMORGAN CHASE & CO Reduced -23,638-23.6k
TORONTO DOMINION BANK Sold out -15,000-15.0k
TWO SIGMA ADVISERS, LP Sold out -13,700-13.7k

Biggest calls

GROUP ONE TRADING LLC Unchanged $16.2k11.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 777,817777.8k $1.1m $1.1m 0.00% Added +22.7k +22,700
2 Dynamic Technology Lab Private Ltd 0.13% of their portfolio SINGAPORE, U0 755,683755.7k $1.1m $1.1m 0.13% Reduced -1.7k -1,744
3 BlackRock Inc. 0.00% of their portfolio New York, NY 675,394675.4k $996.2k $996.2k 0.00% Reduced -412 -412
4 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio HOUSTON, TX 640,289640.3k $944.4k $944.4k 0.02% Unchanged
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 598,155598.2k $882.3k $882.3k 0.00% Unchanged
6 GABELLI & Co INVESTMENT ADVISERS, INC. 0.13% of their portfolio Rye, NY 528,518528.5k $779.6k $779.6k 0.13% Reduced -295.7k -295,700
7 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 524,482524.5k $773.6k $773.6k 0.01% Reduced -277.1k -277,100
8 FNY Investment Advisers, LLC 0.46% of their portfolio NEW YORK, NY 458,034458.0k $675.0k $675.0k 0.46% Added +17.7k +17,685
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 427,666427.7k $631.0k $631.0k 0.00% Added +11.5k +11,532
10 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 325,000325.0k $479.4k $479.4k 0.00% New
11 Crystalline Management Inc. 0.32% of their portfolio Montreal, Quebec, Z4 189,752189.8k $279.9k $279.9k 0.32% New
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 142,858142.9k $210.7k $210.7k 0.00% Added +4.0k +4,000
13 CANTOR FITZGERALD, L. P. 0.03% of their portfolio NEW YORK, NY 100,000100.0k $147.5k $147.5k 0.03% Unchanged
14 PenderFund Capital Management Ltd. 0.05% of their portfolio VANCOUVER, A1 86,17086.2k $173.9k $173.9k 0.05% Reduced -227.2k -227,200
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 84,04684.0k $124.0k $124.0k 0.00% Added +12.4k +12,373
16 Clear Harbor Asset Management, LLC 0.01% of their portfolio Stamford, CT 77,09977.1k $113.7k $113.7k 0.01% Added +11.3k +11,299
17 Marex Group Ltd 0.00% of their portfolio London, X0 74,63174.6k $110.1k $110.1k 0.00% Unchanged
18 Diametric Capital, LP 0.05% of their portfolio BOSTON, MA 65,67565.7k $96.9k $96.9k 0.05% Unchanged
19 Yakira Capital Management, Inc. 0.03% of their portfolio Westport, CT 59,13359.1k $87.2k $87.2k 0.03% New
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,70049.7k $73.3k $73.3k 0.00% New
21 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 48,30048.3k $72.0k $72.0k 0.00% Unchanged
22 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 40,95541.0k $60.4k $60.4k 0.00% Unchanged
23 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 40,43640.4k $59.6k $59.6k 0.00% Unchanged
24 Cannon Global Investment Management, LLC 0.25% of their portfolio DAVIE, FL 37,00037.0k $54.6k $54.6k 0.25% Reduced -25.5k -25,500
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,00034.0k $50.1k $50.1k 0.00% Added +4.0k +4,000
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 31,47631.5k $46.4k $46.4k 0.00% Unchanged
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 30,17630.2k $44.5k $44.5k 0.00% Reduced -265.1k -265,054
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,08324.1k $35.5k $35.5k 0.00% Added +1.2k +1,165
29 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 23,91823.9k $35.3k $35.3k 0.00% Unchanged
30 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 21,90621.9k $32.3k $32.3k 0.00% Reduced -48.8k -48,772
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,41519.4k $28.6k $28.6k 0.00% Added +15.1k +15,113
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,60418.6k $27.0k $27.0k 0.00% Reduced -3.9k -3,900
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,79816.8k $24.8k $24.8k 0.00% Reduced -3.2k -3,248
34 KINTRA WEALTH, LLC 0.02% of their portfolio WILLIAMSPORT, PA 15,53315.5k $22.9k $22.9k 0.02% Unchanged
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,51310.5k $16.0k $16.0k 0.00% Unchanged
36 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,6171.6k $2.4k $2.4k 0.00% Unchanged
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4901.5k $2.2k $2.2k 0.00% Reduced -331 -331
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,4081.4k $2.1k $2.1k 0.00% Reduced -1.2k -1,239
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 980980 $1.4k $1.4k 0.00% Reduced -23.6k -23,638
40 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 707707 $1.0k $1.0k 0.00% Reduced -1.1k -1,078
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 568568 $1.0k $1.0k 0.00% Added +515 +515
42 Tyler-Stone Wealth Management 0.00% of their portfolio Beachwood, OH 447447 $659 $659 0.00% Reduced -1.4k -1,450
43 City State Bank 0.00% of their portfolio NORWALK, IA 100100 $148 $148 0.00% New
44 Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio ORLAND PARK, IL 100100 $158 $158 0.00% First filing
45 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5050 $78 $78 0.00% Reduced -1.0k -1,000
46 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1616 $24 $24 0.00% Unchanged
47 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22 $2 $2 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged