Vault-13

FAT PROJECTS ACQUISITION COR

*W EXP 08/31/202 · CUSIP G3400W110

27 institutional holders +1 vs Q1 2023
6,707,7026.7m shares reported held*
$4.5mreported value*
3 new 0 added 4 reduced 2 sold out net bought ≈ $20.6k (+430.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.67. Options: 1 managers hold calls ($1.5k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 25Q4 22: 24Q1 23: 26Q2 23: 2727Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202225
Q4 202224
Q1 202326
Q2 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 3 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202234
Q1 202336
Q2 202336

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500$1k$1.5k$2kQ3 22 calls: $1.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.5kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0k$00.00
Q4 2022$1.0k$00.00
Q1 2023$2.0k$00.00
Q2 2023$1.5k$00.00

Biggest buyers

MYDA Advisors LLC New +580,000+580.0k
UBS Group AG New +62,150+62.1k
BANK OF AMERICA CORP /DE/ New +100+100

Biggest sellers

Meteora Capital, LLC Reduced -110,000-110.0k
Parallax Volatility Advisers, L.P. Sold out -72,875-72.9k
CVI Holdings, LLC Sold out -15,199-15.2k
Yakira Capital Management, Inc. Reduced -10,000-10.0k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -3,240-3.2k
CLEAR STREET LLC Reduced -500-500

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $1.5k30.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 1,206,0391.2m $59.9k $59.9k 0.00% Unchanged
2 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 950,000950.0k $47.5k $47.5k 0.00% Unchanged
3 EHP Funds Inc. 0.01% of their portfolio TORONTO, Z4 822,245822.2k $39.1k $39.1k 0.01% Unchanged
4 MYDA Advisors LLC 0.01% of their portfolio WOODMERE, NY 580,000580.0k $27.6k $27.6k 0.01% New
5 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 476,500476.5k $22.7k $22.7k 0.00% Unchanged
6 BOOTHBAY FUND MANAGEMENT, LLC 0.13% of their portfolio NEW YORK, NY 385,981386.0k $4.2m $4.2m 0.13% Reduced -3.2k -3,240
7 ATW SPAC MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 384,710384.7k $18.3k $18.3k 0.01% Unchanged
8 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 375,000375.0k $18.6k $18.6k 0.00% Unchanged
9 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 334,393334.4k $15.9k $15.9k 0.00% Unchanged
10 Yakira Capital Management, Inc. 0.00% of their portfolio Westport, CT 265,000265.0k $12.6k $12.6k 0.00% Reduced -10.0k -10,000
11 NEXPOINT ASSET MANAGEMENT, L.P. 0.00% of their portfolio Dallas, TX 150,000150.0k $7.5k $7.5k 0.00% Unchanged
12 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 123,844123.8k $6.2k $6.2k 0.00% Unchanged
13 SONA ASSET MANAGEMENT (US) LLC 0.00% of their portfolio NEW YORK, NY 120,000120.0k $6.0k $6.0k 0.00% Unchanged
14 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 85,00085.0k $4.0k $4.0k 0.00% Unchanged
15 Arena Investors LP 0.00% of their portfolio PURCHASE, NY 80,59080.6k $3.8k $3.8k 0.00% Unchanged
16 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 78,31978.3k $3.9k $3.9k 0.00% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 62,15062.1k $2.8k $2.8k 0.00% New
18 Meteora Capital, LLC 0.00% of their portfolio Boca Raton, FL 43,00043.0k $2.0k $2.0k 0.00% Reduced -110.0k -110,000
19 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 35,00035.0k $1.7k $1.7k 0.00% Unchanged
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio Englewood, NJ 34,18834.2k $1.7k $1.7k 0.00% Unchanged
21 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 32,80032.8k $1.6k $1.6k 0.00% Reduced -500 -500
22 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 31,90031.9k $1.6k $1.6k 0.00% Unchanged
23 EQUITEC PROPRIETARY MARKETS, LLC 0.00% of their portfolio CHICAGO, IL 20,84320.8k $938 $938 0.00% Unchanged
24 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 18,00018.0k $895 $895 0.00% Unchanged
25 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 12,10012.1k $544 $544 0.00% Unchanged
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $4 $4 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged