FERROGLOBE PLC GSM
SHS · Common Stock · CUSIP G33856108
- SectorMaterials
- IndustryMetal Mining
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.77. Options: 11 managers hold calls ($11.8m notional), 8 hold puts ($6.5m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 103 |
| Q4 2022 | 104 |
| Q1 2023 | 101 |
| Q2 2023 | 98 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 65 | 44 |
| Q1 2023 | 60 | 53 |
| Q2 2023 | 51 | 62 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $3.3m | $14.6m | 4.48 |
| Q4 2022 | $1.3m | $13.4m | 10.33 |
| Q1 2023 | $8.0m | $2.1m | 0.26 |
| Q2 2023 | $11.8m | $6.5m | 0.55 |
Biggest buyers
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | Added | +2.0m |
| HIGHLAND PEAK CAPITAL, LLC | New | +1.6m |
| Wolf Hill Capital Management, LP | Added | +1.2m |
| DIMENSIONAL FUND ADVISORS LP | Added | +962.4k |
| DG Capital Management, LLC | Added | +696.5k |
| ARDSLEY ADVISORY PARTNERS LP | Added | +553.5k |
| MASTERS CAPITAL MANAGEMENT LLC | Added | +500.0k |
| Cannell & Co. | Added | +487.1k |
| Maven Securities LTD | Added | +480.0k |
| BOOTHBAY FUND MANAGEMENT, LLC | Added | +428.9k |
Biggest sellers
| MARSHALL WACE, LLP | Reduced | -2.0m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.6m |
| Invenomic Capital Management LP | Sold out | -762.2k |
| Clear Sky Carbon Solutions Investment Management, LLC | Reduced | -596.9k |
| MORGAN STANLEY | Reduced | -593.5k |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -575.5k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -508.2k |
| HRT FINANCIAL LP | Sold out | -354.5k |
| D. E. Shaw & Co., Inc. | Reduced | -313.5k |
| CITADEL ADVISORS LLC | Reduced | -275.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $3.0m619.6k shares |
| HIGHLAND PEAK CAPITAL, LLC | New | $2.6m550.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $2.2m457.5k shares |
| GROUP ONE TRADING LLC | Reduced | $1.3m264.1k shares |
| BOOTHBAY FUND MANAGEMENT, LLC | New | $1.1m234.0k shares |
| ARDSLEY ADVISORY PARTNERS LP | New | $954.0k200.0k shares |
| CITADEL ADVISORS LLC | Reduced | $572.9k120.1k shares |
| JANE STREET GROUP, LLC | Reduced | $90.2k18.9k shares |
| WOLVERINE TRADING, LLC | Added | $88.3k18.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.6m752.9k shares |
| GROUP ONE TRADING LLC | Added | $1.3m271.1k shares |
| SIMPLEX TRADING, LLC | Added | $483.0k101.3k shares |
| Caption Management, LLC | New | $477.0k100.0k shares |
| CITADEL ADVISORS LLC | Added | $329.1k69.0k shares |
| WOLVERINE TRADING, LLC | New | $160.5k33.1k shares |
| JANE STREET GROUP, LLC | New | $140.2k29.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Grupo Villar Mir, S.A.U. 13G · exempt (held before listing) filed 2026-10-09 | 35.7% |
| COOPER CREEK PARTNERS MANAGEMENT LLC 13G · institution no change · filed 2026-08-14 | 7.3% |
Fell to 5% or below in the last year: Hosking Partners LLP (4.5%, 2026-10-26)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| COOPER CREEK PARTNERS MANAGEMENT LLC 4.57% of their portfolio | 14.1m $67.1m | Added +13.7k |
| Wolf Hill Capital Management, LP 4.12% of their portfolio | 10.6m $50.4m | Added +1.2m |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.12% of their portfolio | 6.6m $31.5m | Added +2.0m |
| Cannell & Co. 0.71% of their portfolio | 4.5m $21.5m | Added +487.1k |
| Hosking Partners LLP 0.88% of their portfolio | 4.4m $20.8m | Added +393.6k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 4.1m $19.6m | Added +962.4k |
| Boston Partners 0.03% of their portfolio | 4.0m $19.2m | Added +122.0k |
| Maven Securities LTD 2.51% of their portfolio | 3.7m $17.6m | Added +480.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 3.5m $16.6m | Reduced -508.2k |
| MASTERS CAPITAL MANAGEMENT LLC 2.90% of their portfolio | 3.0m $14.3m | Added +500.0k |
| BARDIN HILL MANAGEMENT PARTNERS LP 3.18% of their portfolio | 2.5m $12.1m | Unchanged |
| ROYCE & ASSOCIATES LP 0.11% of their portfolio | 2.5m $11.8m | Reduced -47.1k |
| HIGHLAND PEAK CAPITAL, LLC 5.15% of their portfolio | 1.6m $7.4m | New |
| Graham Capital Management, L.P. 0.24% of their portfolio | 1.5m $7.0m | Unchanged |
| Nokomis Capital, L.L.C. 2.48% of their portfolio | 1.4m $6.8m | Added +15.6k |
| MARSHALL WACE, LLP 0.01% of their portfolio | 1.3m $6.4m | Reduced -2.0m |
| DG Capital Management, LLC 2.95% of their portfolio | 1.2m $5.7m | Added +696.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 1.2m $5.6m | Reduced -134.7k |
| First Eagle Investment Management, LLC 0.01% of their portfolio | 1.1m $5.0m | Added +235.2k |
| ARDSLEY ADVISORY PARTNERS LP 1.11% of their portfolio | 1.0m $4.9m | Added +553.5k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.15% of their portfolio | 1.0m $4.9m | Added +428.9k |
| RBF Capital, LLC 0.29% of their portfolio | 987.8k $4.7m | Unchanged |
| JB CAPITAL PARTNERS LP 0.67% of their portfolio | 655.0k $3.1m | Added +86.5k |
| Clear Sky Carbon Solutions Investment Management, LLC 1.00% of their portfolio | 653.1k $3.1m | Reduced -596.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 532.0k $2.5m | Reduced -275.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 466.9k $2.2m | Reduced -89.2k |
| Walleye Capital LLC 0.04% of their portfolio | 458.7k $2.2m | Reduced -185.3k |
| Manatuck Hill Partners, LLC 0.90% of their portfolio | 400.0k $1.9m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 371.2k $1.8m | Reduced -1.6m |
| 272 Capital LP 0.59% of their portfolio | 338.0k $1.6m | Reduced -75.0k |
| ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio | 326.5k $1.6m | Reduced -575.5k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 285.9k $1.4m | Unchanged |
| UBS Group AG 0.00% of their portfolio | 254.4k $1.2m | Added +804 |
| West Tower Group, LLC 1.00% of their portfolio | 235.0k $1.1m | Added +12.9k |
| Arena Capital Advisors, LLC- CA 3.59% of their portfolio | 225.0k $1.1m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 203.3k $969.7k | Reduced -178.8k |
| LITTLEJOHN & CO LLC 0.68% of their portfolio | 202.3k $965.0k | Reduced -12.4k |
| BRC Group Holdings, Inc. 0.25% of their portfolio | 200.0k $954.0k | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 197.9k $944.2k | Reduced -154.6k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 173.7k $909.9k | Reduced -59.8k |
| Caption Management, LLC 0.15% of their portfolio | 172.8k $824.3k | New |
| 1492 Capital Management LLC 0.48% of their portfolio | 172.6k $823.2k | Reduced -170 |
| BlackRock Inc. 0.00% of their portfolio | 170.7k $814.2k | Reduced -21.0k |
| Invesco Ltd. 0.00% of their portfolio | 164.6k $785.2k | Reduced -822 |
| Diametric Capital, LP 0.33% of their portfolio | 155.8k $743.1k | Reduced -53.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 154.3k $736.2k | New |
| SummerHaven Investment Management, LLC 0.36% of their portfolio | 118.0k $563.0k | Reduced -29.0k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 116.8k $557.3k | Added +98.4k |
| PDT Partners, LLC 0.08% of their portfolio | 114.5k $546.1k | Reduced -68 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 113.9k $543.4k | New |
| Epoch Investment Partners, Inc. 0.00% of their portfolio | 112.3k $535.8k | New |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 111.6k $544.6k | Reduced -38.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 105.6k $503.9k | Unchanged |
| Engineers Gate Manager LP 0.02% of their portfolio | 98.4k $469.3k | Reduced -97.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 93.1k $444.0k | Added +29.9k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 73.5k $350.8k | Reduced -313.5k |
| Cohen Capital Management, Inc. 0.07% of their portfolio | 71.7k $341.8k | Reduced -3.1k |
| ARS Investment Partners, LLC 0.04% of their portfolio | 70.0k $333.9k | Added +40.0k |
| Walleye Trading LLC 0.02% of their portfolio | 68.8k $328.3k | Reduced -20.9k |
| WINTON GROUP Ltd 0.03% of their portfolio | 63.7k $303.8k | New |
| Legal & General Group Plc 0.00% of their portfolio | 63.2k $301.0k | New |
| XTX Topco Ltd 0.05% of their portfolio | 53.0k $252.6k | Reduced -48.2k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 50.0k $238.5k | Reduced -51.2k |
| MORGAN STANLEY 0.00% of their portfolio | 47.3k $225.5k | Reduced -593.5k |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 45.0k $214.7k | Reduced -120.0k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 42.3k $201.8k | Reduced -93.7k |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 41.1k $196.2k | Added +14.6k |
| Metis Global Partners, LLC 0.01% of their portfolio | 38.3k $182.5k | Unchanged |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 34.8k $166.0k | Added +17.0k |
| State of Wyoming 0.05% of their portfolio | 33.4k $159.3k | Reduced -26.1k |
| STATE STREET CORP 0.00% of their portfolio | 32.9k $156.8k | Reduced -1.1k |
| Cornerstone Investment Partners, LLC 0.01% of their portfolio | 30.6k $146.1k | New |
| Quarry LP 0.08% of their portfolio | 25.6k $122.1k | Added +25.5k |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 24.7k $117.9k | New |
| Counterpoint Mutual Funds LLC 0.10% of their portfolio | 21.8k $104.2k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 19.4k $94.2k | New |
| Jump Financial, LLC 0.00% of their portfolio | 17.8k $85.1k | New |
| EQUITEC PROPRIETARY MARKETS, LLC 0.06% of their portfolio | 16.7k $79.7k | New |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 14.6k $69.9k | New |
| AXA S.A. 0.00% of their portfolio | 13.9k $66.3k | Unchanged |
| Kathmere Capital Management, LLC 0.01% of their portfolio | 13.1k $62.5k | New |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 13.0k $62.0k | Reduced -1.5k |
| D'Orazio & Associates, Inc. 0.01% of their portfolio | 12.4k $58.9k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 12.2k $59.0k | New |
| Nebula Research & Development LLC 0.04% of their portfolio | 11.7k $55.9k | New |
| LPL Financial LLC 0.00% of their portfolio | 11.3k $54.0k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 10.5k $50.1k | Added +700 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 7.6k $36.0k | Added +2.1k |
| Trivant Custom Portfolio Group, LLC 0.02% of their portfolio | 7.0k $33.4k | Added +2.0k |
| Cutler Group LLC / CA 0.00% of their portfolio | 4.1k $19.0k | Reduced -1.1k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.8k $8.7k | New |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 1.0k $4.8k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 350 $2.7k | Added +175 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 100 $479 | Added +100 |
| CITIGROUP INC 0.00% of their portfolio | 84 $401 | New |
| Covestor Ltd 0.00% of their portfolio | 72 $0 | Reduced -2 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 1 $5 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |