Vault-13

CLARIVATE PLC CLVT 5.25 06.01.24 A

5.25% PFD CONV A · PUBLIC · CUSIP G21810208

35 institutional holders +1 vs Q1 2023
11,895,80511.9m shares reported held*
$402.8mreported value*
3 new 10 added 9 reduced 2 sold out net sold ≈ $22.2m (-580.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.86.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 34Q4 22: 36Q1 23: 34Q2 23: 3535Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202234
Q4 202236
Q1 202334
Q2 202335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 19 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022199
Q1 20231417
Q2 20231311

Biggest buyers

Weiss Asset Management LP New +489,343+489.3k
Elequin Capital, LP New +200,000+200.0k
TWO SIGMA INVESTMENTS, LP Added +196,698+196.7k
WELLS FARGO & COMPANY/MN Added +111,500+111.5k
Amundi Added +44,229+44.2k
BARCLAYS PLC Added +39,096+39.1k
JPMORGAN CHASE & CO Added +30,890+30.9k
JANE STREET GROUP, LLC New +25,000+25.0k
BlueCrest Capital Management Ltd Added +20,988+21.0k
CITIGROUP INC Added +20,950+20.9k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -1,005,153-1.0m
AMERIPRISE FINANCIAL INC Reduced -335,000-335.0k
JANUS HENDERSON GROUP PLC Reduced -99,234-99.2k
Magnetar Financial LLC Reduced -87,500-87.5k
VOYA INVESTMENT MANAGEMENT LLC Reduced -76,050-76.0k
LOOMIS SAYLES & CO L P Reduced -47,620-47.6k
Mirae Asset Global Investments Co., Ltd. Reduced -37,373-37.4k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -36,224-36.2k
WOLVERINE ASSET MANAGEMENT LLC Reduced -26,141-26.1k
TUDOR INVESTMENT CORP ET AL Sold out -15,000-15.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LOOMIS SAYLES & CO L P 0.05% of their portfolio BOSTON, MA 3,156,3793.2m $30.1m $30.1m 0.05% Reduced -47.6k -47,620
2 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 1,190,6601.2m $48.9m $48.9m 0.05% Reduced -76.0k -76,050
3 Aequim Alternative Investments LP 1.54% of their portfolio MILL VALLEY, CA 1,000,0001.0m $41.0m $41.0m 1.54% Unchanged
4 JANUS HENDERSON GROUP PLC 0.02% of their portfolio LONDON, X0 955,143955.1k $39.2m $39.2m 0.02% Reduced -99.2k -99,234
5 WOLVERINE ASSET MANAGEMENT LLC 0.56% of their portfolio CHICAGO, IL 717,914717.9k $29.5m $29.5m 0.56% Reduced -26.1k -26,141
6 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 669,573669.6k $27.5m $27.5m 0.07% Added +196.7k +196,698
7 BROWN BROTHERS HARRIMAN & CO 0.19% of their portfolio NEW YORK, NY 588,596588.6k $24.2m $24.2m 0.19% Unchanged
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 559,550559.5k $23.0m $23.0m 0.01% Reduced -335.0k -335,000
9 Weiss Asset Management LP 2.56% of their portfolio BOSTON, MA 489,343489.3k $20.2m $20.2m 2.56% New
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 463,170463.2k $19.0m $19.0m 0.01% Added +111.5k +111,500
11 Boussard & Gavaudan Investment Management LLP 1.65% of their portfolio London, X0 424,125424.1k $17.2m $17.2m 1.65% Unchanged
12 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.81% of their portfolio NEW YORK, NY 338,776338.8k $13.9m $13.9m 0.81% Reduced -36.2k -36,224
13 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 331,917331.9k $13.7m $13.7m 0.02% Reduced -9.8k -9,786
14 Magnetar Financial LLC 0.19% of their portfolio EVANSTON, IL 207,500207.5k $8.6m $8.6m 0.19% Reduced -87.5k -87,500
15 Elequin Capital, LP 4.20% of their portfolio NEW YORK, NY 200,000200.0k $8.2m $8.2m 4.20% New
16 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 178,572178.6k $7.3m $7.3m 0.04% Unchanged
17 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 94,90594.9k $3.9m $3.9m 0.00% Added +39.1k +39,096
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 87,10087.1k $3.6m $3.6m 0.00% Added +20.9k +20,950
19 Pentwater Capital Management LP 0.04% of their portfolio Naples, FL 85,00085.0k $3.5m $3.5m 0.04% Unchanged
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 81,58081.6k $3.3m $3.3m 0.01% Reduced -37.4k -37,373
21 Price Jennifer C. 1.06% of their portfolio NEW YORK, NY 75,00075.0k $3.1m $3.1m 1.06% Unchanged
22 Chicago Capital Management, LLC 3.47% of their portfolio CHICAGO, IL 65,97266.0k $2.7m $2.7m 3.47% Unchanged
23 Amundi 0.00% of their portfolio Paris, I0 64,28664.3k $2.7m $2.7m 0.00% Added +44.2k +44,229
24 BlueCrest Capital Management Ltd 0.24% of their portfolio ST HELIER, Y9 45,47745.5k $1.9m $1.9m 0.24% Added +21.0k +20,988
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,01041.0k $1.7m $1.7m 0.00% Added +30.9k +30,890
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 26,59826.6k $1.1m $1.1m 0.00% Added +6.0k +5,980
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 25,00025.0k $1.0m $1.0m 0.00% Unchanged
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $1.0m $1.0m 0.00% New
29 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 15,00015.0k $617.8k $617.8k 0.00% Unchanged
30 Cannell & Co. 0.02% of their portfolio New York, NY 11,35011.3k $465.9k $465.9k 0.02% Unchanged
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 6,8006.8k $279.1k $279.1k 0.00% Unchanged
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,5744.6k $188.0k $188.0k 0.00% Added +322 +322
33 FIL Ltd 0.00% of their portfolio HAMILTON, D0 4,2594.3k $174.7k $174.7k 0.00% Unchanged
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,1672.2k $89.4k $89.4k 0.00% Added +600 +600
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged