CARTICA ACQUISITION CORP CRTUF
UNIT 04/30/2028 · Unit · CUSIP G1995D125
9
institutional holders
-3 vs Q4 2022
2.7m
shares reported held*
$28.0mreported value*
1 new
0 added
1 reduced
4 sold out
net sold ≈ $2.0m (-186.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.55.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 15 |
| Q4 2022 | 12 |
| Q1 2023 | 9 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 1 | 5 |
| Q1 2023 | 1 | 5 |
Biggest buyers
| Westchester Capital Management, LLC | New | +75.0k |
Biggest sellers
| Anson Funds Management LP | Sold out | -150.0k |
| III Capital Management | Sold out | -100.0k |
| Schonfeld Strategic Advisors LLC | Sold out | -10.0k |
| UBS Group AG | Sold out | -1.5k |
| CLEAR STREET LLC | Reduced | -15 |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Cartica Management, LLC 100.00% of their portfolio | 2.0m $20.9m | Unchanged |
| Walleye Capital LLC 0.04% of their portfolio | 210.0k $2.2m | Unchanged |
| Apollo Management Holdings, L.P. 0.02% of their portfolio | 200.0k $2.1m | Unchanged |
| Cowen Investment Management LLC 0.28% of their portfolio | 100.0k $1.1m | Unchanged |
| Walleye Trading LLC 0.03% of their portfolio | 90.0k $949.5k | Unchanged |
| Westchester Capital Management, LLC 0.03% of their portfolio | 75.0k $792.0k | New |
| GLAZER CAPITAL, LLC 0.00% of their portfolio | 2.1k $22.0k | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 162 $1.7k | Reduced -15 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |