CARTICA ACQUISITION CORP CRTWF
*W EXP 04/30/202 · Equity WRT · CUSIP G1995D117
35
institutional holders
+0 vs Q4 2023
7.3m
shares reported held*
$781.0kreported value*
1 new
1 added
4 reduced
1 sold out
net sold ≈ $2.2k (-38.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.11. Options: 3 managers hold calls ($2.4m notional), 0 hold puts (—).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 34 |
| Q4 2022 | 37 |
| Q1 2023 | 37 |
| Q2 2023 | 38 |
| Q3 2023 | 36 |
| Q4 2023 | 35 |
| Q1 2024 | 35 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 8 | 8 |
| Q1 2023 | 7 | 13 |
| Q2 2023 | 7 | 8 |
| Q3 2023 | 5 | 7 |
| Q4 2023 | 1 | 6 |
| Q1 2024 | 2 | 5 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $2.4m | $0 | 0.00 |
| Q3 2023 | $2.3m | $0 | 0.00 |
| Q4 2023 | $2.3m | $0 | 0.00 |
| Q1 2024 | $2.4m | $0 | 0.00 |
Biggest buyers
| CITADEL ADVISORS LLC | New | +16.1k |
| COWEN AND COMPANY, LLC | Added | +100 |
Biggest sellers
| Point72 Asset Management, L.P. | Sold out | -50.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -3.3k |
| KIM, LLC | Reduced | -800 |
| CLEAR STREET LLC | Reduced | -100 |
| Schonfeld Strategic Advisors LLC | Reduced | -2 |
Biggest calls
| MARSHALL WACE, LLP | Unchanged | $2.4m214.1k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $20.8k212.5k shares |
| CITIGROUP INC | Unchanged | $12.3k125.0k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 0.00% of their portfolio | 925.0k $90.7k | Unchanged |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 900.0k $88.3k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 817.4k $80.2k | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 750.0k $70.1k | Unchanged |
| Exos Asset Management LLC 0.04% of their portfolio | 668.1k $65.5k | First filing |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 589.1k $57.8k | Unchanged |
| Periscope Capital Inc. 0.01% of their portfolio | 484.9k $47.6k | Unchanged |
| Linden Advisors LP 0.00% of their portfolio | 300.0k $27.0k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 299.1k $29.3k | Unchanged |
| Sculptor Capital LP 0.00% of their portfolio | 220.0k $19.8k | Unchanged |
| KIM, LLC 0.00% of their portfolio | 199.2k $19.5k | Reduced -800 |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 176.3k $17.3k | Unchanged |
| FARALLON CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio | 175.0k $17.2k | Unchanged |
| Davidson Kempner Capital Management LP 0.00% of their portfolio | 175.0k $14.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 171.0k $16.8k | Unchanged |
| Segantii Capital Management Ltd 0.00% of their portfolio | 150.0k $16.6k | Unchanged |
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 148.2k $14.5k | Added +100 |
| Calamos Advisors LLC 0.00% of their portfolio | 134.7k $12.1k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 112.2k $11.0k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 100.0k $9.3k | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 100.0k $9.8k | Unchanged |
| PEAK6 Investments LLC 0.00% of their portfolio | 100.0k $9.8k | Unchanged |
| Eisler Capital (US) LLC 0.00% of their portfolio | 56.5k $6.3k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 50.0k $4.9k | Unchanged |
| III Capital Management 0.00% of their portfolio | 50.0k $4.5k | Unchanged |
| Walleye Trading LLC 0.00% of their portfolio | 49.1k $4.8k | Unchanged |
| Westchester Capital Management, LLC 0.00% of their portfolio | 37.5k $3.0k | Unchanged |
| LMR Partners LLP 0.00% of their portfolio | 37.5k $3.7k | Unchanged |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 31.2k $3.1k | Reduced -2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.0k $2.2k | Reduced -3.3k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.1k $1.5k | New |
| OMERS ADMINISTRATION Corp 0.00% of their portfolio | 10.0k $900 | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 10.0k $981 | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 7.9k $772 | Reduced -100 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |