Vault-13

BROOKFIELD WEALTH SOL LTD BNT

CL A EXCHANGEAB · Common Stock · CUSIP G17434104

104 institutional holders +2 vs Q3 2024
14,366,52214.4m shares reported held*
$825.5mreported value*
8 new 24 added 23 reduced 9 sold out net bought ≈ $139.5m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($261.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.46. Options: 2 managers hold calls ($23.0k notional), 2 hold puts ($63.2k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q4 23: 1Q1 24: 0Q2 24: 0Q3 24: 102Q4 24: 104104Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q4 20231
Q1 20240
Q2 20240
Q3 2024102
Q4 2024104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 0 bought or addedQ1 24: 1 cut or sold outQ1 24Q4 24: 32 bought or addedQ4 24: 32 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202401
Q4 20243232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $74.4kQ3 24 puts: $84.7kQ3 24P/C 1.14Q4 24 calls: $23.0kQ4 24 puts: $63.2kQ4 24P/C 2.75
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$74.4k$84.7k1.14
Q4 2024$23.0k$63.2k2.75

Biggest buyers

Brookfield Corp /ON/ Added +2,012,997+2.0m
NATIONAL BANK OF CANADA /FI/ Added +306,050+306.1k
BANK OF MONTREAL /CAN/ New +288,001+288.0k
MACKENZIE FINANCIAL CORP Added +117,127+117.1k
TD Asset Management Inc Added +26,266+26.3k
UBS Group AG Added +20,096+20.1k
FIRST TRUST ADVISORS LP New +17,553+17.6k
GEODE CAPITAL MANAGEMENT, LLC Added +14,155+14.2k
Swiss National Bank Added +13,500+13.5k
MONTRUSCO BOLTON INVESTMENTS INC. Added +11,064+11.1k

Biggest sellers

TORONTO DOMINION BANK Reduced -185,681-185.7k
COWEN AND COMPANY, LLC Sold out -50,885-50.9k
Nuveen Asset Management, LLC Reduced -44,222-44.2k
CSS LLC/IL Reduced -32,568-32.6k
MILLENNIUM MANAGEMENT LLC Sold out -28,583-28.6k
TBH Global Asset Management, LLC Sold out -11,593-11.6k
Triasima Portfolio Management inc. Reduced -9,182-9.2k
D. E. Shaw & Co., Inc. Sold out -9,165-9.2k
JPMORGAN CHASE & CO Reduced -8,079-8.1k
CIBC WORLD MARKET INC. Reduced -6,994-7.0k

Biggest calls

GROUP ONE TRADING LLC Reduced $23.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $63.2k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Partners Value Investments L.P. 5.12% of their portfolio Hamilton, D0 8,213,5638.2m $471.8m $471.8m 5.12% Unchanged
2 Brookfield Corp /ON/ 0.43% of their portfolio TORONTO, A6 2,480,6982.5m $142.5m $142.5m 0.43% Added +2.0m +2,012,997
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 727,077727.1k $41.8m $41.8m 0.01% Reduced -6.1k -6,139
4 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 500,014500.0k $28.8m $28.8m 0.05% Unchanged
5 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 309,727309.7k $17.8m $17.8m 0.02% Added +306.1k +306,050
6 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 297,708297.7k $17.1m $17.1m 0.01% Reduced -5.4k -5,370
7 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 288,001288.0k $16.5m $16.5m 0.01% New
8 CI INVESTMENTS INC. 0.04% of their portfolio TORONTO, Z4 176,394176.4k $10.1m $10.1m 0.04% Reduced -6.4k -6,378
9 MONTRUSCO BOLTON INVESTMENTS INC. 0.11% of their portfolio MONTREAL, A8 151,641151.6k $8.7m $8.7m 0.11% Added +11.1k +11,064
10 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 150,792150.8k $8.5m $8.5m 0.00% Added +117.1k +117,127
11 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 145,521145.5k $8.4m $8.4m 0.02% Reduced -185.7k -185,681
12 TANDEM CAPITAL MANAGEMENT CORP /ADV 3.33% of their portfolio WOODCLIFF LAKE, NJ 108,234108.2k $6.2m $6.2m 3.33% Reduced -320 -320
13 SCHWARTZ INVESTMENT COUNSEL INC 0.18% of their portfolio PLYMOUTH, MI 84,72084.7k $4.9m $4.9m 0.18% Reduced -1.5k -1,500
14 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 46,72746.7k $2.7m $2.7m 0.00% Reduced -44.2k -44,222
15 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 46,22946.2k $2.7m $2.7m 0.00% Reduced -6.4k -6,361
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,08845.1k $2.6m $2.6m 0.00% Added +3.7k +3,682
17 Triasima Portfolio Management inc. 0.50% of their portfolio MONTREAL, A8 44,87244.9k $2.6m $2.6m 0.50% Reduced -9.2k -9,182
18 FMR LLC 0.00% of their portfolio BOSTON, MA 38,89238.9k $2.2m $2.2m 0.00% Unchanged
19 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 38,81638.8k $2.2m $2.2m 0.00% Added +26.3k +26,266
20 Swiss National Bank 0.00% of their portfolio ZURICH, V8 38,60038.6k $2.2m $2.2m 0.00% Added +13.5k +13,500
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,84230.8k $1.8m $1.8m 0.00% Added +3.3k +3,340
22 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 29,70229.7k $1.7m $1.7m 0.00% Reduced -7.0k -6,994
23 LEAVELL INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio MOBILE, AL 26,02526.0k $1.5m $1.5m 0.07% Unchanged
24 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 23,99024.0k $1.7m $1.7m 0.00% Added +14.2k +14,155
25 Proficio Capital Partners LLC 0.11% of their portfolio NEWTON, MA 23,72623.7k $1.4m $1.4m 0.11% Unchanged
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,39523.4k $1.3m $1.3m 0.00% Added +20.1k +20,096
27 SEARLE & CO. 0.38% of their portfolio GREENWICH, CT 22,65422.7k $1.3m $1.3m 0.38% Unchanged
28 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 22,04722.0k $1.3m $1.3m 0.02% Reduced -477 -477
29 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 19,97720.0k $1.1m $1.1m 0.00% Unchanged
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 19,23819.2k $1.1m $1.1m 0.00% Reduced -2.5k -2,544
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 17,55317.6k $1.0m $1.0m 0.00% New
32 Broad Run Investment Management, LLC 0.12% of their portfolio ARLINGTON, VA 15,72115.7k $903.0k $903.0k 0.12% Unchanged
33 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 15,25915.3k $877.7k $877.7k 0.00% Added +3.4k +3,449
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 13,67513.7k $785.5k $785.5k 0.00% Added +5.0k +4,953
35 CSS LLC/IL 0.04% of their portfolio CHICAGO, IL 12,77012.8k $733.5k $733.5k 0.04% Reduced -32.6k -32,568
36 Legal & General Group Plc 0.00% of their portfolio London, X0 12,53912.5k $720.8k $720.8k 0.00% Added +5.8k +5,757
37 BRUNI J V & CO /CO 0.07% of their portfolio COLORADO SPRINGS, CO 10,44110.4k $599.7k $599.7k 0.07% Reduced -152 -152
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,9989.0k $516.8k $516.8k 0.00% Reduced -2.6k -2,590
39 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,9008.9k $511.2k $511.2k 0.00% Added +400 +400
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,6828.7k $498.7k $498.7k 0.00% Added +113 +113
41 NEEDHAM INVESTMENT MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 8,0008.0k $459.5k $459.5k 0.04% Unchanged
42 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 6,4706.5k $372.0k $372.0k 0.00% Reduced -279 -279
43 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5,9766.0k $342.3k $342.3k 0.00% Reduced -238 -238
44 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 5,0005.0k $287.2k $287.2k 0.00% Reduced -6.0k -6,000
45 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 4,6514.7k $267.4k $267.4k 0.00% Unchanged
46 SANTA MONICA PARTNERS LP 0.14% of their portfolio PALM BEACH GARDENS, FL 4,6034.6k $265.0k $265.0k 0.14% Unchanged
47 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,5664.6k $261.8k $261.8k 0.00% Added +2.0k +2,009
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,5214.5k $259.7k $259.7k 0.00% Added +131 +131
49 BOSTON FINANCIAL MANGEMENT LLC 0.01% of their portfolio BOSTON, MA 4,3204.3k $248.1k $248.1k 0.01% Unchanged
50 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,1114.1k $236.1k $236.1k 0.00% Added +1.4k +1,447
51 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 3,8943.9k $223.7k $223.7k 0.00% Added +1.5k +1,523
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,6303.6k $208.8k $208.8k 0.00% Added +2.2k +2,190
53 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1212.1k $123.6k $123.6k 0.00% Unchanged
54 MORGUARD LINCLUDEN GLOBAL INVESTMENTS Ltd 0.01% of their portfolio MISSISSAUGA, A6 1,4481.4k $83.0k $83.0k 0.01% Not comparable
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4021.4k $80.6k $80.6k 0.00% Added +1 +1
56 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,4001.4k $80.4k $80.4k 0.00% Added +1.1k +1,100
57 Moerus Capital Management LLC 0.02% of their portfolio NEW YORK, NY 971971 $55.8k $55.8k 0.02% Unchanged
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 790790 $45.4k $45.4k 0.00% Added +787 +787
59 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 744744 $42.7k $42.7k 0.00% Unchanged
60 SHELL ASSET MANAGEMENT CO 0.00% of their portfolio THE HAGUE, P7 666666 $38.0k $38.0k 0.00% Unchanged
61 GoodHaven Capital Management, LLC 0.01% of their portfolio MILLBURN, NJ 411411 $23.6k $23.6k 0.01% Unchanged
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 286286 $16.4k $16.4k 0.00% Unchanged
63 Guardian Wealth Management, Inc. 0.01% of their portfolio PEORIA, IL 217217 $12.5k $12.5k 0.01% Unchanged
64 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 173173 $10.0k $10.0k 0.00% Unchanged
65 Hemington Wealth Management 0.00% of their portfolio FALLS CHURCH, VA 143143 $8.0k $8.0k 0.00% Unchanged
66 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 132132 $7.6k $7.6k 0.00% Unchanged
67 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 117117 $6.7k $6.7k 0.00% Unchanged
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9393 $5.3k $5.3k 0.00% Reduced -8.1k -8,079
69 BlackRock, Inc. 0.00% of their portfolio New York, NY 8989 $5.1k $5.1k 0.00% New
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8888 $5.0k $5.0k 0.00% Unchanged
71 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 7878 $4.5k $4.5k 0.00% Unchanged
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 7373 $4.0k $4.0k 0.00% Unchanged
73 BNP PARIBAS 0.00% of their portfolio NEW YORK, NY 6666 $3.8k $3.8k 0.00% Unchanged
74 RE Dickinson Investment Advisors, LLC 0.00% of their portfolio COUNCIL BLUFFS, IA 5858 $3.3k $3.3k 0.00% Unchanged
75 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5353 $3.0k $3.0k 0.00% Unchanged
76 Kathleen S. Wright Associates Inc. 0.00% of their portfolio PITTSBURGH, PA 3939 $2.2k $2.2k 0.00% Reduced -13 -13
77 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 3838 $2.2k $2.2k 0.00% Unchanged
78 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 2222 $1.3k $1.3k 0.00% Unchanged
79 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2121 $1.2k $1.2k 0.00% Unchanged
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2020 $1.2k $1.2k 0.00% Unchanged
81 Grayhawk Investment Strategies Inc. 0.00% of their portfolio Calgary, A0 1919 $1.1k $1.1k 0.00% New
82 Investment Research & Advisory Group, Inc. 0.00% of their portfolio ATLANTA, GA 1515 $862 $862 0.00% Unchanged
83 Aviso Financial Inc. 0.00% of their portfolio TORONTO, A6 1414 $805 $805 0.00% Reduced -7 -7
84 Heritage Wealth Advisors 0.00% of their portfolio RICHMOND, VA 1313 $747 $747 0.00% Unchanged
85 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1212 $689 $689 0.00% Unchanged
86 Quent Capital, LLC 0.00% of their portfolio NEW YORK, NY 1111 $632 $632 0.00% Unchanged
87 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 99 $517 $517 0.00% Reduced -4 -4
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 88 $479 $479 0.00% Added +3 +3
89 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 66 $345 $345 0.00% New
90 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 55 $288 $288 0.00% Unchanged
91 JCIC Asset Management Inc. 0.00% of their portfolio Toronto, A6 55 $287 $287 0.00% New
92 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 33 $172 $172 0.00% New
93 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 33 $172 $172 0.00% Unchanged
94 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 22 $115 $115 0.00% Unchanged
95 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 22 $115 $115 0.00% Unchanged
96 Fortis Group Advisors, LLC 0.00% of their portfolio WESTWOOD, NJ 22 $115 $115 0.00% Unchanged
97 Covestor Ltd 0.00% of their portfolio LONDON, X0 22 $0 $0 0.00% Unchanged
98 Robinswood Financial LLC 0.00% of their portfolio KIRKLAND, WA 22 $114 $114 0.00% Unchanged
99 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 11 $96 $96 0.01% Reduced -1.7k -1,670
100 CREDIT AGRICOLE S A 0.00% of their portfolio Montrouge Cedex, I0 11 $57 $57 0.00% New