Vault-13

APOLLO STRATEGIC GRWT CPTL I

SHS CL A · CUSIP G0412A102

93 institutional holders -5 vs Q4 2022
65,976,68066.0m shares reported held*
$674.3mreported value*
14 new 23 added 18 reduced 17 sold out net bought ≈ $59.4m (+5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($600.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.22. Options: 2 managers hold calls ($5.3m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 98Q1 23: 9393Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022101
Q4 202298
Q1 202393

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 35 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223035
Q1 20233735

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $5.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $5.2mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $5.3mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.1m$00.00
Q4 2022$5.2m$00.00
Q1 2023$5.3m$00.00

Biggest buyers

Karpus Management, Inc. New +4,468,515+4.5m
First Trust Capital Management L.P. Added +3,486,331+3.5m
Periscope Capital Inc. Added +2,329,272+2.3m
ARISTEIA CAPITAL, L.L.C. Added +1,831,141+1.8m
Meteora Capital, LLC New +1,606,627+1.6m
Westchester Capital Management, LLC Added +1,385,206+1.4m
BOOTHBAY FUND MANAGEMENT, LLC Added +1,124,895+1.1m
P SCHOENFELD ASSET MANAGEMENT LP Added +625,000+625.0k
Sandia Investment Management LP New +470,214+470.2k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) New +469,682+469.7k

Biggest sellers

MARSHALL WACE, LLP Reduced -3,038,960-3.0m
CITADEL ADVISORS LLC Reduced -2,620,568-2.6m
CSS LLC/IL Sold out -2,565,510-2.6m
NOMURA HOLDINGS INC Reduced -2,014,605-2.0m
MILLENNIUM MANAGEMENT LLC Reduced -1,743,077-1.7m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -500,000-500.0k
Athos Capital Ltd Sold out -299,990-300.0k
Balyasny Asset Management L.P. Sold out -250,000-250.0k
SONA ASSET MANAGEMENT (US) LLC Sold out -228,000-228.0k
HSBC HOLDINGS PLC Reduced -220,849-220.8k

Biggest calls

Public Sector Pension Investment Board Unchanged $4.1m400.0k shares
Paloma Partners Management Co Unchanged $1.2m119.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 1.35% of their portfolio GREENWICH, CT 5,244,2305.2m $53.8m $53.8m 1.35% Added +1.8m +1,831,141
2 Karpus Management, Inc. 1.44% of their portfolio Pittsford, NY 4,468,5154.5m $45.8m $45.8m 1.44% New
3 First Trust Capital Management L.P. 1.80% of their portfolio CHICAGO, IL 4,066,8254.1m $41.7m $41.7m 1.80% Added +3.5m +3,486,331
4 Westchester Capital Management, LLC 1.32% of their portfolio VALHALLA, NY 4,054,8914.1m $41.6m $41.6m 1.32% Added +1.4m +1,385,206
5 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 3,258,7133.3m $33.4m $33.4m 0.05% Added +187.4k +187,408
6 Hudson Bay Capital Management LP 0.18% of their portfolio STAMFORD, CT 2,903,1602.9m $29.8m $29.8m 0.18% Added +61.6k +61,580
7 Periscope Capital Inc. 1.18% of their portfolio Toronto, A6 2,499,7722.5m $25.6m $25.6m 1.18% Added +2.3m +2,329,272
8 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 2,232,6142.2m $22.9m $22.9m 0.03% Reduced -220.8k -220,849
9 Public Sector Pension Investment Board 0.15% of their portfolio MONTREAL, A8 1,940,1001.9m $19.9m $19.9m 0.15% Unchanged
10 FIR TREE CAPITAL MANAGEMENT LP 1.57% of their portfolio New York, NY 1,921,5191.9m $19.7m $19.7m 1.57% Unchanged
11 Meteora Capital, LLC 1.95% of their portfolio Boca Raton, FL 1,606,6271.6m $16.5m $16.5m 1.95% New
12 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 1,500,0001.5m $15.4m $15.4m 0.02% Unchanged
13 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.03% of their portfolio Boston, MA 1,500,0001.5m $15.4m $15.4m 0.03% Unchanged
14 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,452,2931.5m $14.9m $14.9m 0.02% Reduced -2.6m -2,620,568
15 Woodline Partners LP 0.20% of their portfolio San Francisco, CA 1,347,1751.3m $13.8m $13.8m 0.20% Unchanged
16 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,292,4541.3m $13.2m $13.2m 0.02% Reduced -1.7m -1,743,077
17 Magnetar Financial LLC 0.23% of their portfolio EVANSTON, IL 1,171,8021.2m $12.0m $12.0m 0.23% Reduced -75.2k -75,173
18 BOOTHBAY FUND MANAGEMENT, LLC 0.32% of their portfolio NEW YORK, NY 1,169,3881.2m $12.0m $12.0m 0.32% Added +1.1m +1,124,895
19 Sculptor Capital LP 0.28% of their portfolio New York, NY 1,082,0421.1m $11.1m $11.1m 0.28% Unchanged
20 P SCHOENFELD ASSET MANAGEMENT LP 1.08% of their portfolio NEW YORK, NY 1,000,0651.0m $10.3m $10.3m 1.08% Added +625.0k +625,000
21 MOORE CAPITAL MANAGEMENT, LP 0.32% of their portfolio NEW YORK, NY 1,000,0001.0m $10.2m $10.2m 0.32% Unchanged
22 Saba Capital Management, L.P. 0.23% of their portfolio NEW YORK, NY 929,115929.1k $9.5m $9.5m 0.23% Unchanged
23 KIM, LLC 0.54% of their portfolio WICHITA, KS 762,900762.9k $7.8m $7.8m 0.54% Added +10.0k +10,000
24 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 762,669762.7k $7.8m $7.8m 0.00% Added +12.7k +12,669
25 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 758,373758.4k $7.8m $7.8m 0.02% Reduced -3.0m -3,038,960
26 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio SAN FRANCISCO, CA 750,000750.0k $7.7m $7.7m 0.05% Unchanged
27 Radcliffe Capital Management, L.P. 0.46% of their portfolio BALA CYNWYD, PA 715,861715.9k $7.3m $7.3m 0.46% Added +5.4k +5,353
28 AQR Arbitrage LLC 0.21% of their portfolio Greenwich, CT 682,409682.4k $7.0m $7.0m 0.21% Unchanged
29 Silver Rock Financial LP 4.92% of their portfolio Los Angeles, CA 600,000600.0k $6.2m $6.2m 4.92% Unchanged
30 Vestcor Inc 0.21% of their portfolio FREDERICTON, A3 570,100570.1k $5.8m $5.8m 0.21% Unchanged
31 PRELUDE CAPITAL MANAGEMENT, LLC 0.39% of their portfolio NEW YORK, NY 555,350555.4k $5.7m $5.7m 0.39% Added +314.4k +314,350
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 539,600539.6k $5.5m $5.5m 0.00% Unchanged
33 Sage Rock Capital Management LP 2.81% of their portfolio NEW YORK, NY 529,320529.3k $5.4m $5.4m 2.81% Unchanged
34 COWEN AND COMPANY, LLC 0.60% of their portfolio NEW YORK, NY 500,577500.6k $5.1m $5.1m 0.60% Added +312.1k +312,118
35 DAVIDSON KEMPNER PARTNERS 0.13% of their portfolio New York, NY 500,000500.0k $5.1m $5.1m 0.13% First filing
36 Davidson Kempner Capital Management LP 0.11% of their portfolio New York, NY 500,000500.0k $5.1m $5.1m 0.11% Unchanged
37 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 499,950499.9k $5.1m $5.1m 0.01% Reduced -94.6k -94,635
38 Sandia Investment Management LP 0.89% of their portfolio BOSTON, MA 470,214470.2k $4.8m $4.8m 0.89% New
39 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.11% of their portfolio CHICAGO, IL 469,682469.7k $4.8m $4.8m 0.11% New
40 PICTON MAHONEY ASSET MANAGEMENT 0.24% of their portfolio Toronto, A6 466,667466.7k $4.8m $4.8m 0.24% New
41 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.21% of their portfolio WEST PALM BEACH, FL 431,118431.1k $4.4m $4.4m 0.21% Added +237.3k +237,350
42 Owl Creek Asset Management, L.P. 0.34% of their portfolio New York, NY 421,000421.0k $4.3m $4.3m 0.34% Unchanged
43 Quarry LP 2.28% of their portfolio NEW YORK, NY 400,000400.0k $4.1m $4.1m 2.28% New
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 373,900373.9k $3.8m $3.8m 0.00% Added +23.2k +23,182
45 HGC Investment Management Inc. 0.39% of their portfolio TORONTO, A6 368,802368.8k $3.8m $3.8m 0.39% Added +184.4k +184,401
46 CANTOR FITZGERALD, L. P. 0.08% of their portfolio NEW YORK, NY 350,000350.0k $3.6m $3.6m 0.08% Reduced -150.0k -150,000
47 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 313,430313.4k $3.2m $3.2m 0.00% Reduced -332 -332
48 Cohanzick Management, LLC 2.39% of their portfolio Pleasantville, NY 293,914293.9k $3.0m $3.0m 2.39% Reduced -150.0k -150,000
49 WHITEBOX ADVISORS LLC 0.13% of their portfolio MINNEAPOLIS, MN 265,000265.0k $2.7m $2.7m 0.13% Unchanged
50 Exos TFP Holdings LLC 0.68% of their portfolio NEW YORK, NY 263,453263.5k $2.7m $2.7m 0.68% Added +40.0k +40,000
51 Segantii Capital Management Ltd 0.12% of their portfolio HONG KONG, K3 250,000250.0k $2.6m $2.6m 0.12% Added +100.0k +100,000
52 Oribel Capital Management, LP 0.32% of their portfolio NEW YORK, NY 243,813243.8k $1.4m $1.4m 0.32% Reduced -2.3k -2,317
53 DARK FOREST CAPITAL MANAGEMENT LP 0.53% of their portfolio NEW YORK, NY 214,701214.7k $2.2m $2.2m 0.53% Unchanged
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 210,359210.4k $2.2m $2.2m 0.00% Reduced -354 -354
55 TENOR CAPITAL MANAGEMENT Co., L.P. 0.04% of their portfolio NEW YORK, NY 200,000200.0k $2.0m $2.0m 0.04% Unchanged
56 LMR Partners LLP 0.04% of their portfolio LONDON, X0 200,000200.0k $2.0m $2.0m 0.04% Unchanged
57 Context Capital Management, LLC 0.15% of their portfolio LAJOLLA, CA 179,900179.9k $1.8m $1.8m 0.15% Unchanged
58 Atlas Merchant Capital LLC 0.30% of their portfolio New York, NY 167,210167.2k $1.7m $1.7m 0.30% Unchanged
59 Cowen Investment Management LLC 0.44% of their portfolio NEW YORK, NY 165,000165.0k $1.7m $1.7m 0.44% New
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 150,000150.0k $1.5m $1.5m 0.00% New
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 150,000150.0k $1.5m $1.5m 0.00% Unchanged
62 Flow State Investments, L.P. 1.27% of their portfolio CHICAGO, IL 150,000150.0k $1.5m $1.5m 1.27% New
63 GRITSTONE ASSET MANAGEMENT LLC 1.94% of their portfolio Bethesda, MD 149,240149.2k $1.5m $1.5m 1.94% Added +134.6k +134,585
64 Tetragon Partners GP Ltd 0.20% of their portfolio GRAND CAYMAN, E9 149,123149.1k $1.5m $1.5m 0.20% Unchanged
65 K2 PRINCIPAL FUND, L.P. 0.40% of their portfolio TORONTO, A6 143,027143.0k $1.5m $1.5m 0.40% New
66 GLAZER CAPITAL, LLC 0.07% of their portfolio New York, NY 130,170130.2k $1.3m $1.3m 0.07% Reduced -219.9k -219,930
67 StoneX Group Inc. 0.14% of their portfolio NEW YORK, NY 123,500123.5k $1.3m $1.3m 0.14% Added +30.3k +30,296
68 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 102,210102.2k $1.0m $1.0m 0.01% Reduced -2.0m -2,014,605
69 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 101,235101.2k $1.0m $1.0m 0.01% Reduced -500.0k -500,000
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,021100.0k $1.0m $1.0m 0.00% Unchanged
71 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 100,000100.0k $1.0m $1.0m 0.01% Added +50.0k +50,000
72 Mint Tower Capital Management B.V. 0.14% of their portfolio AMSTERDAM, P7 98,40098.4k $1.0m $1.0m 0.14% Unchanged
73 MASO CAPITAL PARTNERS Ltd 0.65% of their portfolio HONG KONG, K3 95,72595.7k $981.0k $981.0k 0.65% Unchanged
74 Linden Advisors LP 0.01% of their portfolio New York, NY 85,51785.5k $876.5k $876.5k 0.01% Unchanged
75 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio NEW YORK, NY 76,93876.9k $788.6k $788.6k 0.06% Unchanged
76 Akaris Global Partners, LP 0.00% of their portfolio NEW YORK, NY 71,81371.8k $7.0k $7.0k 0.00% Reduced -108.2k -108,187
77 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 62,23762.2k $637.9k $637.9k 0.01% Reduced -72.8k -72,763
78 Dakota Wealth Management 0.04% of their portfolio PALM BEACH GARDENS, FL 58,60058.6k $600.6k $600.6k 0.04% New
79 CAAS CAPITAL MANAGEMENT LP 0.17% of their portfolio NEW YORK, NY 50,20050.2k $514.5k $514.5k 0.17% Unchanged
80 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 50,00350.0k $513.0k $513.0k 0.00% New
81 SkyView Investment Advisors, LLC 0.12% of their portfolio SHREWSBURY, NJ 50,00050.0k $513.0k $513.0k 0.12% Unchanged
82 DUPONT CAPITAL MANAGEMENT CORP 0.02% of their portfolio Wilmington, DE 40,00040.0k $410.0k $410.0k 0.02% Unchanged
83 Polar Asset Management Partners Inc. 0.01% of their portfolio TORONTO, A6 27,75027.8k $284.4k $284.4k 0.01% Unchanged
84 Ergoteles LLC 0.01% of their portfolio NEW YORK, NY 22,74822.7k $233.2k $233.2k 0.01% Reduced -5.0k -5,000
85 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 21,31721.3k $218.5k $218.5k 0.01% Added +2.0k +2,032
86 Terrapin Asset Management, LLC 0.27% of their portfolio Miami, FL 19,99920.0k $205.0k $205.0k 0.27% Unchanged
87 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 19,47819.5k $199.7k $199.7k 0.04% New
88 Virtu Financial LLC 0.02% of their portfolio New York, NY 18,93918.9k $194.0k $194.0k 0.02% Reduced -17.5k -17,546
89 PenderFund Capital Management Ltd. 0.07% of their portfolio VANCOUVER, A1 15,27215.3k $212 $212 0.07% Added +6.6k +6,572
90 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $102.5k $102.5k 0.00% Unchanged
91 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 5,1755.2k $53.0k $53.0k 0.01% New
92 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 7171 $728 $728 0.00% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged