Vault-13

ANGLOGOLD ASHANTI PLC AU

COM SHS · Common Stock · CUSIP G0378L100

185 institutional holders +10 vs Q4 2023
135,922,401135.9m shares reported held*
32.4% of all shares outstanding*
$3.0bnreported value*
32 new 55 added 63 reduced 24 sold out net sold ≈ $1.6m (-73.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($974.8k this quarter). Holder counts are more reliable. Shares outstanding: 419.7m as of 2023-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $22.24. Options: 18 managers hold calls ($64.1m notional), 18 hold puts ($97.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 1Q4 22: 1Q1 23: 1Q2 23: 1Q3 23: 164Q4 23: 175Q1 24: 185185Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221
Q4 20221
Q1 20231
Q2 20231
Q3 2023164
Q4 2023175
Q1 2024185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 0 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 0 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 75 cut or sold outQ4 23Q1 24: 87 bought or addedQ1 24: 87 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202200
Q1 202300
Q2 202300
Q3 20231580
Q4 20238875
Q1 20248787

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $71.1mQ3 23 puts: $34.3mQ3 23P/C 0.48Q4 23 calls: $98.2mQ4 23 puts: $86.2mQ4 23P/C 0.88Q1 24 calls: $64.1mQ1 24 puts: $97.9mQ1 24P/C 1.53
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$71.1m$34.3m0.48
Q4 2023$98.2m$86.2m0.88
Q1 2024$64.1m$97.9m1.53

Biggest buyers

FMR LLC Added +2,604,437+2.6m
MORGAN STANLEY Added +2,212,157+2.2m
TEACHER RETIREMENT SYSTEM OF TEXAS New +2,005,530+2.0m
VAN ECK ASSOCIATES CORP Added +1,948,322+1.9m
BlackRock Inc. Added +1,724,982+1.7m
JANE STREET GROUP, LLC Added +943,183+943.2k
CREDIT SUISSE AG/ New +566,318+566.3k
Coronation Fund Managers Ltd. Added +431,025+431.0k
Invesco Ltd. Added +425,974+426.0k
MACKENZIE FINANCIAL CORP Added +226,876+226.9k

Biggest sellers

TT International Asset Management LTD Reduced -2,948,703-2.9m
BARCLAYS PLC Reduced -2,323,618-2.3m
First Eagle Investment Management, LLC Reduced -1,571,428-1.6m
Amundi Reduced -1,005,397-1.0m
PAULSON & CO. INC. Reduced -900,587-900.6k
Balyasny Asset Management L.P. Sold out -764,663-764.7k
GOLDMAN SACHS GROUP INC Reduced -751,749-751.7k
Ruffer LLP Reduced -669,504-669.5k
Twin Tree Management, LP Sold out -577,578-577.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -575,700-575.7k

Biggest calls

ROYAL BANK OF CANADA Reduced $13.6m610.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.0m542.2k shares
CITADEL ADVISORS LLC Reduced $8.1m363.0k shares
Twin Tree Management, LP Added $7.2m323.3k shares
Walleye Trading LLC Added $4.9m220.8k shares
SIMPLEX TRADING, LLC Reduced $4.4m197.8k shares
GROUP ONE TRADING LLC Reduced $2.3m104.3k shares
PEAK6 Investments LLC Reduced $2.3m104.3k shares
BANK OF MONTREAL /CAN/ Reduced $2.3m102.5k shares
Walleye Capital LLC Reduced $2.1m95.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $26.5m1.2m shares
Twin Tree Management, LP Added $18.4m827.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.1m543.5k shares
SIMPLEX TRADING, LLC Added $10.1m456.9k shares
Walleye Trading LLC Added $5.7m258.1k shares
GROUP ONE TRADING LLC Added $4.4m197.4k shares
JANE STREET GROUP, LLC Reduced $4.3m195.3k shares
D. E. Shaw & Co., Inc. Reduced $3.1m140.0k shares
Walleye Capital LLC Added $2.5m113.7k shares
ROYAL BANK OF CANADA Reduced $2.3m102.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution +1.1 pts · filed 2026-07-27 8.2% +1.1 pts 41.4m≈ $3.3bn 2026-07-27

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.93% of their portfolio NEW YORK, NY 27,747,28927.7m $616.0m $616.0m 0.93% Added +1.9m +1,948,322
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 16,808,72216.8m $373.2m $373.2m 0.01% Added +65.0k +65,025
3 BlackRock Inc. 0.01% of their portfolio New York, NY 16,668,95516.7m $370.1m $370.1m 0.01% Added +1.7m +1,724,982
4 BARCLAYS PLC 0.07% of their portfolio LONDON, X0 7,344,2767.3m $163.0m $163.0m 0.07% Reduced -2.3m -2,323,618
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,019,0476.0m $133.6m $133.6m 0.00% Added +2.2m +2,212,157
6 OAKTREE CAPITAL MANAGEMENT LP 2.14% of their portfolio LOS ANGELES, CA 6,000,0516.0m $133.2m $133.2m 2.14% Added +125.1k +125,100
7 First Eagle Investment Management, LLC 0.22% of their portfolio NEW YORK, NY 4,431,7214.4m $98.4m $98.4m 0.22% Reduced -1.6m -1,571,428
8 FMR LLC 0.01% of their portfolio BOSTON, MA 4,147,2544.1m $92.1m $92.1m 0.01% Added +2.6m +2,604,437
9 Russell Investments Group, Ltd. 0.12% of their portfolio Seattle, WA 3,396,2163.4m $75.4m $75.4m 0.12% Added +181.1k +181,081
10 Amundi 0.03% of their portfolio Paris, I0 3,304,0853.3m $78.3m $78.3m 0.03% Reduced -1.0m -1,005,397
11 PAULSON & CO. INC. 4.50% of their portfolio JERSEY CITY, NJ 2,932,9052.9m $65.1m $65.1m 4.50% Reduced -900.6k -900,587
12 MACKENZIE FINANCIAL CORP 0.08% of their portfolio TORONTO ONTARIO, A6 2,598,7032.6m $57.7m $57.7m 0.08% Added +226.9k +226,876
13 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,270,3092.3m $50.4m $50.4m 0.01% Added +426.0k +425,974
14 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,217,9182.2m $49.2m $49.2m 0.01% Reduced -262.7k -262,656
15 Coronation Fund Managers Ltd. 1.33% of their portfolio Cape Town, T3 2,201,5512.2m $48.9m $48.9m 1.33% Added +431.0k +431,025
16 Carrhae Capital LLP 8.79% of their portfolio London, X0 2,022,2632.0m $44.9m $44.9m 8.79% Added +147.9k +147,857
17 TEACHER RETIREMENT SYSTEM OF TEXAS 0.28% of their portfolio AUSTIN, TX 2,005,5302.0m $44.5m $44.5m 0.28% New
18 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 1,397,0621.4m $31.0m $31.0m 0.01% Reduced -227.7k -227,710
19 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 1,318,7021.3m $29.3m $29.3m 0.05% Reduced -106.2k -106,237
20 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,280,7421.3m $28.4m $28.4m 0.01% Reduced -751.7k -751,749
21 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,177,4251.2m $26.1m $26.1m 0.03% Added +943.2k +943,183
22 Swiss National Bank 0.02% of their portfolio ZURICH, V8 1,008,7731.0m $22.5m $22.5m 0.02% Added +2.5k +2,507
23 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 923,124923.1k $20.6m $20.6m 0.01% Added +92.6k +92,562
24 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 910,856910.9k $20.3m $20.3m 0.01% Added +13.0k +12,998
25 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 871,382871.4k $19.3m $19.3m 0.01% Added +77.0k +77,000
26 Legal & General Group Plc 0.00% of their portfolio London, X0 735,165735.2k $16.0m $16.0m 0.00% Reduced -29.3k -29,327
27 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 669,122669.1k $14.9m $14.9m 0.03% Reduced -377.9k -377,872
28 Oaktree Fund Advisors, LLC 12.33% of their portfolio LOS ANGLES, CA 618,611618.6k $13.7m $13.7m 12.33% Added +14.7k +14,700
29 TT International Asset Management LTD 1.26% of their portfolio LONDON, X0 614,216614.2k $13.6m $13.6m 1.26% Reduced -2.9m -2,948,703
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 603,772603.8k $13.4m $13.4m 0.00% Reduced -304.2k -304,164
31 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 566,318566.3k $12.6m $12.6m 0.01% New
32 Portolan Capital Management, LLC 0.91% of their portfolio BOSTON, MA 538,657538.7k $12.0m $12.0m 0.91% Added +161.6k +161,562
33 Ruffer LLP 0.44% of their portfolio LONDON, X0 520,655520.7k $11.6m $11.6m 0.44% Reduced -669.5k -669,504
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 503,265503.3k $11.2m $11.2m 0.02% Added +215.3k +215,295
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 489,739489.7k $10.9m $10.9m 0.00% Reduced -109.2k -109,165
36 CREDIT AGRICOLE S A 0.18% of their portfolio Montrouge Cedex, I0 433,641433.6k $10.3m $10.3m 0.18% Unchanged
37 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 430,106430.1k $9.5m $9.5m 0.02% Added +173.2k +173,175
38 Pictet Asset Management Holding SA 0.01% of their portfolio CAROUGE, V8 424,547424.5k $9.5m $9.5m 0.01% Added +332 +332
39 CI INVESTMENTS INC. 0.03% of their portfolio TORONTO, Z4 318,268318.3k $7.1m $7.1m 0.03% Reduced -60.4k -60,418
40 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 316,931316.9k $7.1m $7.1m 0.00% Added +2.5k +2,511
41 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 303,491303.5k $6.7m $6.7m 0.01% Unchanged
42 AXA S.A. 0.02% of their portfolio PARIS, I0 299,042299.0k $6.6m $6.6m 0.02% Reduced -299.3k -299,264
43 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 293,502293.5k $6.5m $6.5m 0.01% Added +109.0k +109,042
44 AVIVA PLC 0.02% of their portfolio LONDON, X0 289,998290.0k $6.5m $6.5m 0.02% Added +18.5k +18,505
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 278,098278.1k $6.2m $6.2m 0.00% Reduced -6.7k -6,656
46 Merk Investments LLC 6.81% of their portfolio PALO ALTO, CA 275,000275.0k $6.1m $6.1m 6.81% Unchanged
47 FIL Ltd 0.01% of their portfolio HAMILTON, D0 243,354243.4k $5.4m $5.4m 0.01% Added +3.2k +3,219
48 Hamilton Capital Partners Inc. 0.61% of their portfolio TORONTO, A6 225,891225.9k $5.0m $5.0m 0.61% New
49 BARINGS LLC 0.12% of their portfolio CHARLOTTE, NC 222,466222.5k $4.9m $4.9m 0.12% Reduced -5.1k -5,072
50 Zurcher Kantonalbank (Zurich Cantonalbank) 0.02% of their portfolio ZURICH, V8 200,594200.6k $4.5m $4.5m 0.02% Reduced -964 -964
51 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 200,383200.4k $4.4m $4.4m 0.02% New
52 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 189,167189.2k $4.2m $4.2m 0.03% Reduced -50.1k -50,114
53 HUSSMAN STRATEGIC ADVISORS, INC. 0.92% of their portfolio ELLICOTT CITY, MD 178,500178.5k $4.0m $4.0m 0.92% Unchanged
54 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 175,500175.5k $3.9m $3.9m 0.00% Reduced -33.0k -32,987
55 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 156,416156.4k $3.5m $3.5m 0.00% Reduced -6.7k -6,748
56 SPROTT INC. 0.23% of their portfolio TORONTO, A6 144,700144.7k $3.2m $3.2m 0.23% Unchanged
57 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 144,355144.4k $3.2m $3.2m 0.02% Reduced -962 -962
58 Korea Investment CORP 0.01% of their portfolio SEOUL, M5 140,310140.3k $3.1m $3.1m 0.01% Reduced -9.6k -9,622
59 Lesa Sroufe & Co 2.83% of their portfolio SEATTLE, WA 136,068136.1k $3.0m $3.0m 2.83% Reduced -35 -35
60 AZZAD ASSET MANAGEMENT INC /ADV 0.33% of their portfolio FALLS CHURCH, VA 126,277126.3k $2.8m $2.8m 0.33% Added +2.1k +2,121
61 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 117,916117.9k $2.6m $2.6m 0.00% Reduced -575.7k -575,700
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 112,050112.0k $2.5m $2.5m 0.00% Reduced -25.1k -25,144
63 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 110,404110.4k $2.5m $2.5m 0.00% Added +3.6k +3,600
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 107,608107.6k $2.4m $2.4m 0.00% Added +7.2k +7,158
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 97,84997.8k $2.2m $2.2m 0.00% Reduced -180.4k -180,395
66 Banque Cantonale Vaudoise 0.08% of their portfolio LAUSANNE, V8 96,87396.9k $2.2m $2.2m 0.08% Reduced -913 -913
67 Handelsbanken Fonder AB 0.01% of their portfolio STOCKHOLM, V7 93,60093.6k $2.1m $2.1m 0.01% Added +16.4k +16,400
68 Concentric Capital Strategies, LP 0.13% of their portfolio Stamford, CT 93,59393.6k $2.1m $2.1m 0.13% New
69 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 93,42993.4k $2.1m $2.1m 0.04% New
70 EDMOND DE ROTHSCHILD HOLDING S.A. 0.03% of their portfolio CHAMBESY, V8 89,23689.2k $2.0m $2.0m 0.03% Added +69.2k +69,236
71 Robeco Institutional Asset Management B.V. 0.00% of their portfolio ROTTERDAM, P7 84,89984.9k $1.9m $1.9m 0.00% Reduced -56.1k -56,094
72 HOLLENCREST CAPITAL MANAGEMENT 0.07% of their portfolio NEWPORT BEACH, CA 68,90568.9k $1.5m $1.5m 0.07% Unchanged
73 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 68,33168.3k $1.5m $1.5m 0.01% Unchanged
74 U S GLOBAL INVESTORS INC 0.12% of their portfolio SAN ANTONIO, TX 65,00065.0k $1.4m $1.4m 0.12% Added +15.0k +15,000
75 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 64,81464.8k $1.5m $1.5m 0.01% Added +7.4k +7,362
76 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 64,18764.2k $1.4m $1.4m 0.00% Unchanged
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 63,24163.2k $1.4m $1.4m 0.00% New
78 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 62,98863.0k $1.4m $1.4m 0.00% Reduced -52.8k -52,824
79 Henry James International Management Inc. 0.40% of their portfolio NEW YORK, NY 57,99058.0k $1.3m $1.3m 0.40% Reduced -573 -573
80 Polianta Ltd 0.60% of their portfolio ST HELIER, Y9 55,60055.6k $1.2m $1.2m 0.60% New
81 Grey Street Capital, LLC 0.16% of their portfolio CHICAGO, IL 53,84653.8k $1.2m $1.2m 0.16% Added +346 +346
82 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 53,47753.5k $1.2m $1.2m 0.00% Added +3.5k +3,477
83 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 52,63152.6k $1.2m $1.2m 0.01% Added +3.1k +3,095
84 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 50,09850.1k $1.1m $1.1m 0.04% New
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 45,14245.1k $1.0m $1.0m 0.00% Added +39.8k +39,819
86 Euro Pacific Asset Management, LLC 0.20% of their portfolio DORADO, PR 44,93444.9k $998.0k $998.0k 0.20% Reduced -30.0k -30,040
87 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 44,10044.1k $979.0k $979.0k 0.03% Added +4.7k +4,719
88 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 43,11843.1k $957.2k $957.2k 0.01% Reduced -15.4k -15,426
89 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 42,20042.2k $975.4k $975.4k 0.00% Unchanged
90 Amova Asset Management Americas, Inc. 0.01% of their portfolio New York, NY 39,49639.5k $876.8k $876.8k 0.01% Reduced -2.4k -2,414
91 PROFUND ADVISORS LLC 0.03% of their portfolio BETHESDA, MD 36,37236.4k $807.5k $807.5k 0.03% Added +3.0k +3,029
92 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 33,28033.3k $738.8k $738.8k 0.00% New
93 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 29,03229.0k $648.0k $648.0k 0.00% Added +14.3k +14,342
94 Towarzystwo Funduszy Inwestycyjnych Allianz Polska S.A. 2.34% of their portfolio WARSZAWA, R9 28,90028.9k $645.6k $645.6k 2.34% First filing
95 CIBC WORLD MARKETS CORP 0.00% of their portfolio NEW YORK, NY 28,00028.0k $621.6k $621.6k 0.00% Reduced -39.8k -39,831
96 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 26,88126.9k $596.8k $596.8k 0.01% Added +8.7k +8,682
97 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 26,87126.9k $595.7k $595.7k 0.00% New
98 Dynamic Technology Lab Private Ltd 0.06% of their portfolio SINGAPORE, U0 25,24625.2k $560.0k $560.0k 0.06% New
99 Harvest Portfolios Group Inc. 0.02% of their portfolio Oakville, A6 24,99025.0k $554.8k $554.8k 0.02% Reduced -4.3k -4,256
100 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 24,40924.4k $546.5k $546.5k 0.00% Unchanged