Vault-13

AERIES TECHNOLOGY INC AERTW

*W EXP 11/06/202 · Equity WRT · CUSIP G0136H110

19 institutional holders +0 vs Q1 2026
5,784,3205.8m shares reported held*
$117.0kreported value*
0 new 0 added 3 reduced 0 sold out net sold ≈ $14.0k (-478.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.02. Options: 1 managers hold calls ($8.0k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 25Q1 24: 24Q2 24: 24Q3 24: 25Q4 24: 23Q1 25: 23Q2 25: 23Q3 25: 21Q4 25: 19Q1 26: 19Q2 26: 1919Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 202325
Q1 202424
Q2 202424
Q3 202425
Q4 202423
Q1 202523
Q2 202523
Q3 202521
Q4 202519
Q1 202619
Q2 202619

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 5 bought or addedQ3 24: 2 cut or sold outQ4 24: 3 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 6 cut or sold outQ2 25: 4 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 8 cut or sold outQ4 25: 2 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 0 bought or addedQ1 26: 2 cut or sold outQ2 26: 0 bought or addedQ2 26: 3 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202452
Q4 202438
Q1 202536
Q2 202544
Q3 202538
Q4 202526
Q1 202602
Q2 202603

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15k$20kQ3 25 calls: $18.4kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $15.1kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $8.0kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $8.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$18.4k$00.00
Q4 2025$15.1k$00.00
Q1 2026$8.0k$00.00
Q2 2026$8.0k$00.00

Biggest buyers

None

Biggest sellers

Meteora Capital, LLC Reduced -474,040-474.0k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -223,300-223.3k
TWO SIGMA SECURITIES, LLC Reduced -3,941-3.9k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $8.0k401.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25Q4 25: 1 buyingQ4 25: 2 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—1——
Q4 20251—2——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Meteora Capital, LLC 0.00% of their portfolio Boca Raton, FL 1,528,2941.5m $30.6k $30.6k 0.00% Reduced -474.0k -474,040
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 750,000750.0k $15.0k $15.0k 0.00% Unchanged
3 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 735,480735.5k $14.7k $14.7k 0.00% Unchanged
4 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 619,915619.9k $12.4k $12.4k 0.00% Unchanged
5 Limestone Investment Advisors LP 0.00% of their portfolio NEW YORK, NY 497,399497.4k $9.9k $9.9k 0.00% Unchanged
6 Sculptor Capital LP 0.00% of their portfolio New York, NY 474,600474.6k $9.5k $9.5k 0.00% Unchanged
7 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 335,963336.0k $6.7k $6.7k 0.00% Unchanged
8 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 289,507289.5k $5.8k $5.8k 0.00% Unchanged
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 218,988219.0k $4.4k $4.4k 0.00% Unchanged
10 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 70,78770.8k $1.4k $1.4k 0.00% Unchanged
11 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 66,91566.9k $1.3k $1.3k 0.00% Reduced -223.3k -223,300
12 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 62,91262.9k $1.3k $1.3k 0.00% Unchanged
13 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 56,41656.4k $1.1k $1.1k 0.00% Unchanged
14 DUPONT CAPITAL MANAGEMENT CORP 0.05% of their portfolio Wilmington, DE 50,00050.0k $1.0k $1.0k 0.05% Unchanged
15 Greenland Capital Management LP 0.00% of their portfolio NEW YORK, NY 48,60048.6k $972 $972 0.00% Unchanged
16 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 21,25021.2k $425 $425 0.00% Reduced -3.9k -3,941
17 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 14,05714.1k $281 $281 0.00% Unchanged
18 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 9,99610.0k $200 $200 0.00% Unchanged
19 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 156156 $3 $3 0.00% Unchanged