AERIES TECHNOLOGY INC AERT
CL A ORD SHS · Common Stock · CUSIP G0136H102
- SectorIndustrials
- IndustryServices-Management Consulting Services
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.93.
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2023 | 12 |
| Q1 2024 | 13 |
| Q2 2024 | 15 |
| Q3 2024 | 16 |
| Q4 2024 | 15 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2024 | 3 | 6 |
| Q2 2024 | 8 | 6 |
| Q3 2024 | 4 | 11 |
| Q4 2024 | 7 | 9 |
Biggest buyers
| Diametric Capital, LP | Added | +1.2m |
| MORGAN STANLEY | New | +120.0k |
| UBS Group AG | Added | +28.9k |
| GEODE CAPITAL MANAGEMENT, LLC | New | +12.9k |
| BARCLAYS PLC | New | +7.9k |
| CITIGROUP INC | New | +376 |
| BlackRock, Inc. | Added | +254 |
Biggest sellers
| Sandia Investment Management LP | Sold out | -251.4k |
| Magnetar Financial LLC | Sold out | -99.7k |
| Polar Asset Management Partners Inc. | Reduced | -50.0k |
| Meteora Capital, LLC | Reduced | -34.2k |
| Tuttle Capital Management, LLC | Sold out | -29.7k |
| TUDOR INVESTMENT CORP ET AL | Sold out | -16.6k |
| CEERA INVESTMENTS, LLC | Sold out | -10.0k |
| CAAS CAPITAL MANAGEMENT LP | Reduced | -5.4k |
| ARISTEIA CAPITAL, L.L.C. | Reduced | -1.1k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Khare Bhisham 13D · may seek influence filed 2025-09-10 | 6.9% |
Insider purchases and sales in Q4 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2024.
Holders, Q4 2024
| Manager | Shares | Change |
|---|---|---|
| Diametric Capital, LP 0.93% of their portfolio | 1.5m $1.4m | Added +1.2m |
| Meteora Capital, LLC 0.04% of their portfolio | 121.0k $112.5k | Reduced -34.2k |
| MORGAN STANLEY 0.00% of their portfolio | 120.0k $111.6k | New |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 100.0k $93.0k | Reduced -50.0k |
| ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio | 97.7k $90.9k | Reduced -1.1k |
| CAAS CAPITAL MANAGEMENT LP 0.06% of their portfolio | 79.0k $73.5k | Reduced -5.4k |
| Sculptor Capital LP 0.00% of their portfolio | 66.6k $61.9k | Unchanged |
| BlackRock, Inc. 0.00% of their portfolio | 40.2k $37.4k | Added +254 |
| UBS Group AG 0.00% of their portfolio | 39.0k $36.3k | Added +28.9k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 30.0k $27.9k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 12.9k $12.0k | New |
| BARCLAYS PLC 0.00% of their portfolio | 7.9k $7.4k | New |
| CITIGROUP INC 0.00% of their portfolio | 376 $350 | New |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 150 $140 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |