AERIES TECHNOLOGY INC AERT
CL A ORD SHS · Common Stock · CUSIP G0136H102
- SectorIndustrials
- IndustryServices-Management Consulting Services
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.25.
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2023 | 12 |
| Q1 2024 | 13 |
| Q2 2024 | 15 |
| Q3 2024 | 16 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2024 | 3 | 6 |
| Q2 2024 | 8 | 6 |
| Q3 2024 | 4 | 11 |
Biggest buyers
| Sculptor Capital LP | New | +66.6k |
| Tuttle Capital Management, LLC | New | +29.7k |
| UBS Group AG | New | +10.2k |
| CEERA INVESTMENTS, LLC | New | +10.0k |
Biggest sellers
| Sage Rock Capital Management LP | Reduced | -245.0k |
| Meteora Capital, LLC | Reduced | -192.3k |
| Sea Otter Advisors LLC | Sold out | -165.9k |
| ARISTEIA CAPITAL, L.L.C. | Reduced | -78.5k |
| Polar Asset Management Partners Inc. | Reduced | -58.5k |
| CAAS CAPITAL MANAGEMENT LP | Reduced | -26.2k |
| Magnetar Financial LLC | Reduced | -25.3k |
| Sandia Investment Management LP | Reduced | -10.9k |
| Diametric Capital, LP | Reduced | -10.9k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -1.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Khare Bhisham 13D · may seek influence filed 2025-09-10 | 6.9% |
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| Diametric Capital, LP 0.31% of their portfolio | 272.4k $625.7k | Reduced -10.9k |
| Sandia Investment Management LP 0.94% of their portfolio | 251.4k $577.5k | Reduced -10.9k |
| Meteora Capital, LLC 0.10% of their portfolio | 155.2k $356.4k | Reduced -192.3k |
| Polar Asset Management Partners Inc. 0.01% of their portfolio | 150.0k $344.6k | Reduced -58.5k |
| Magnetar Financial LLC 0.00% of their portfolio | 99.7k $229.0k | Reduced -25.3k |
| ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio | 98.8k $226.9k | Reduced -78.5k |
| CAAS CAPITAL MANAGEMENT LP 0.13% of their portfolio | 84.4k $193.9k | Reduced -26.2k |
| Sculptor Capital LP 0.00% of their portfolio | 66.6k $152.9k | New |
| Sage Rock Capital Management LP 0.57% of their portfolio | 55.0k $126.3k | Reduced -245.0k |
| BlackRock, Inc. 0.00% of their portfolio | 40.0k $91.8k | First filing |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 30.0k $68.9k | Unchanged |
| Tuttle Capital Management, LLC 0.01% of their portfolio | 29.7k $950 | New |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 16.6k $38.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 10.2k $23.3k | New |
| CEERA INVESTMENTS, LLC 0.01% of their portfolio | 10.0k $23.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |