Vault-13

AERIES TECHNOLOGY INC AERT

CL A ORD SHS · Common Stock · CUSIP G0136H102

13 institutional holders +1 vs Q4 2023
1,644,2381.6m shares reported held*
$4.1mreported value*
2 new 1 added 5 reduced 1 sold out net sold ≈ $1.7m (-659.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

051015Q4 23: 12Q1 24: 1313Q4 23Q1 24
Numbers
QuarterHolders
Q4 202312
Q1 202413

Biggest buyers

MARSHALL WACE, LLP Added +1,297+1.3k
UBS Group AG New +299+299
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New +00

Biggest sellers

Meteora Capital, LLC Reduced -250,000-250.0k
CAAS CAPITAL MANAGEMENT LP Sold out -125,000-125.0k
Sea Otter Advisors LLC Reduced -90,131-90.1k
Diametric Capital, LP Reduced -77,278-77.3k
Sandia Investment Management LP Reduced -77,278-77.3k
Sage Rock Capital Management LP Reduced -41,551-41.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Khare Bhisham 13D · may seek influence filed 2025-09-10 6.9% 3.4m 2025-09-10

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Diametric Capital, LP 0.40% of their portfolio BOSTON, MA 283,268283.3k $728.0k $728.0k 0.40% Reduced -77.3k -77,278
2 Sandia Investment Management LP 0.72% of their portfolio BOSTON, MA 283,268283.3k $728.0k $728.0k 0.72% Reduced -77.3k -77,278
3 Meteora Capital, LLC 0.11% of their portfolio Boca Raton, FL 250,000250.0k $642.5k $642.5k 0.11% Reduced -250.0k -250,000
4 Polar Asset Management Partners Inc. 0.01% of their portfolio TORONTO, A6 208,500208.5k $531.7k $531.7k 0.01% Unchanged
5 Sea Otter Advisors LLC 2.67% of their portfolio Miami, FL 200,000200.0k $514.0k $514.0k 2.67% Reduced -90.1k -90,131
6 Sculptor Capital LP 0.01% of their portfolio New York, NY 125,000125.0k $319.0k $319.0k 0.01% Unchanged
7 Magnetar Financial LLC 0.01% of their portfolio EVANSTON, IL 125,000125.0k $256.4k $256.4k 0.01% Unchanged
8 Sage Rock Capital Management LP 1.24% of their portfolio NEW YORK, NY 118,449118.4k $304.4k $304.4k 1.24% Reduced -41.6k -41,551
9 Tuttle Capital Management, LLC 0.01% of their portfolio RIVERSIDE, CT 29,69829.7k $1.9k $1.9k 0.01% Unchanged
10 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 20,70420.7k $52.8k $52.8k 0.00% Added +1.3k +1,297
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 299299 $768 $768 0.00% New
12 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 5252 $134 $134 0.00% Unchanged
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New