Vault-13

AIMFINITY INVESTMENT CORP I

UNIT 04/21/2027 · CUSIP G0135E142

15 institutional holders -4 vs Q3 2024
1,468,3801.5m shares reported held*
$17.4mreported value*
2 new 1 added 1 reduced 7 sold out net sold ≈ $22.4m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.84.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 22Q4 22: 29Q1 23: 31Q2 23: 34Q3 23: 23Q4 23: 22Q1 24: 23Q2 24: 21Q3 24: 19Q4 24: 1515Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202222
Q4 202229
Q1 202331
Q2 202334
Q3 202323
Q4 202322
Q1 202423
Q2 202421
Q3 202419
Q4 202415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 9 bought or addedQ1 23: 1 cut or sold outQ2 23: 7 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 25 cut or sold outQ4 23: 8 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 8 cut or sold outQ2 24: 7 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 8 cut or sold outQ4 24: 3 bought or addedQ4 24: 8 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202391
Q2 202378
Q3 20231125
Q4 202387
Q1 202458
Q2 2024710
Q3 202438
Q4 202438

Biggest buyers

Spartan Fund Management Inc. New +8,863+8.9k
Warberg Asset Management LLC Added +5,397+5.4k
CLEAR STREET LLC New +1,000+1.0k

Biggest sellers

MIZUHO SECURITIES USA LLC Sold out -647,954-648.0k
Meteora Capital, LLC Sold out -398,963-399.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -325,028-325.0k
COWEN AND COMPANY, LLC Sold out -193,114-193.1k
Polar Asset Management Partners Inc. Sold out -170,000-170.0k
Walleye Capital LLC Sold out -113,322-113.3k
Walleye Trading LLC Sold out -62,495-62.5k
GLAZER CAPITAL, LLC Reduced -2,237-2.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Polar Asset Management Partners Inc. 13G · institution new · filed 2025-05-15 10.6% new 170.0k 2025-05-15

Fell to 5% or below in the last year: Harraden Circle Investments, LLC (0.0%, 2026-02-13)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 0.07% of their portfolio Pittsford, NY 202,106202.1k $2.4m $2.4m 0.07% Unchanged
2 Cable Car Capital, LP 0.18% of their portfolio SAN FRANCISCO, CA 200,000200.0k $2.4m $2.4m 0.18% Unchanged
3 Harraden Circle Investments, LLC 1.86% of their portfolio NEW YORK, NY 198,003198.0k $2.3m $2.3m 1.86% First filing
4 Hudson Bay Capital Management LP 0.01% of their portfolio STAMFORD, CT 189,500189.5k $2.3m $2.3m 0.01% Unchanged
5 BERKLEY W R CORP 0.12% of their portfolio Greenwich, CT 177,263177.3k $2.1m $2.1m 0.12% Unchanged
6 GLAZER CAPITAL, LLC 0.11% of their portfolio New York, NY 143,970144.0k $1.7m $1.7m 0.11% Reduced -2.2k -2,237
7 Westchester Capital Management, LLC 0.09% of their portfolio VALHALLA, NY 138,000138.0k $1.6m $1.6m 0.09% Unchanged
8 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 100,000100.0k $1.2m $1.2m 0.03% Unchanged
9 Quarry LP 0.16% of their portfolio NEW YORK, NY 65,00065.0k $801.8k $801.8k 0.16% Unchanged
10 Warberg Asset Management LLC 0.10% of their portfolio WINNETKA, IL 29,61329.6k $346.8k $346.8k 0.10% Added +5.4k +5,397
11 Dakota Wealth Management 0.00% of their portfolio PALM BEACH GARDENS, FL 15,00015.0k $175.7k $175.7k 0.00% Unchanged
12 Spartan Fund Management Inc. 0.35% of their portfolio TORONTO, ONTARIO, Z4 8,8638.9k $103.8k $103.8k 0.35% New
13 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 1,0001.0k $11.8k $11.8k 0.00% New
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6262 $765 $765 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged