Vault-13

AGBA GROUP HOLDING LTD ILLRW

*W EXP 03/15/202 · Equity WRT · CUSIP G01212110

11 institutional holders -2 vs Q2 2023
493,628493.6k shares reported held*
$12.3kreported value*
1 new 1 added 2 reduced 3 sold out net sold ≈ $18.6k (-618.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.02.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

051015Q4 22: 8Q1 23: 13Q2 23: 13Q3 23: 1111Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q4 20228
Q1 202313
Q2 202313
Q3 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 6 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 5 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q1 202361
Q2 202334
Q3 202325

Biggest buyers

FIFTH LANE CAPITAL, LP New +31,540+31.5k
HRT FINANCIAL LP Added +200+200

Biggest sellers

Jefferies Financial Group Inc. Sold out -524,337-524.3k
Ayrton Capital LLC Sold out -125,000-125.0k
BANK OF AMERICA CORP /DE/ Reduced -300-300
CLEAR STREET LLC Sold out -200-200
UBS Group AG Reduced -14-14

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 100,715100.7k $3.0k $3.0k 0.00% Unchanged
2 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 100,190100.2k $1.0k $1.0k 0.00% Added +200 +200
3 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 88,33588.3k $2.6k $2.6k 0.00% Unchanged
4 Bulldog Investors, LLP 0.00% of their portfolio SADDLE BROOK, NJ 82,32582.3k $2.4k $2.4k 0.00% Unchanged
5 Skaana Management L.P. 0.00% of their portfolio BROOKLYN, NY 46,22046.2k $1.4k $1.4k 0.00% Unchanged
6 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 44,18944.2k $1.3k $1.3k 0.00% Unchanged
7 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 31,54031.5k $599 $599 0.00% New
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 8686 $2 $2 0.00% Reduced -14 -14
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1414 $0 $0 0.00% Reduced -300 -300
10 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1414 $0 $0 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged