Vault-13

ALAUNOS THERAPEUTICS INC TCRT

COM NEW · Common Stock · CUSIP 98973P309

Immuno-oncology company

29 institutional holders +0 vs Q1 2026
90,38390.4k shares reported held*
3.6% of all shares outstanding*
$204.4kreported value*
6 new 6 added 3 reduced 4 sold out net sold ≈ $80.5k (-35.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 2.5m as of 2026-08-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.26.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q2 24: 3Q3 24: 30Q4 24: 31Q1 25: 30Q2 25: 29Q3 25: 26Q4 25: 27Q1 26: 29Q2 26: 2929Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 20243
Q3 202430
Q4 202431
Q1 202530
Q2 202529
Q3 202526
Q4 202527
Q1 202629
Q2 202629

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 28 bought or addedQ3 24: 3 cut or sold outQ4 24: 8 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 9 cut or sold outQ2 25: 6 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 12 cut or sold outQ4 25: 8 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 9 bought or addedQ1 26: 6 cut or sold outQ2 26: 12 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024283
Q4 2024817
Q1 202579
Q2 2025611
Q3 2025712
Q4 2025811
Q1 202696
Q2 2026127

Biggest buyers

CITADEL ADVISORS LLC Added +1,351+1.4k
Arax Advisory Partners New +1,216+1.2k
WELLS FARGO & COMPANY/MN Added +198+198
ROYAL BANK OF CANADA Added +190+190
MORGAN STANLEY Added +183+183
BOKF, NA New +66+66
Axiom Investment Management LLC New +46+46
Tower Research Capital LLC (TRC) Added +38+38
Steward Partners Investment Advisory, LLC Added +20+20
BARCLAYS PLC New +15+15

Biggest sellers

HRT FINANCIAL LP Sold out -13,327-13.3k
TWO SIGMA INVESTMENTS, LP Sold out -10,839-10.8k
XTX Topco Ltd Sold out -10,174-10.2k
GEODE CAPITAL MANAGEMENT, LLC Reduced -3,204-3.2k
UBS Group AG Reduced -1,282-1.3k
OSAIC HOLDINGS, INC. Reduced -48-48
CITIGROUP INC Sold out -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Fairmount Funds Management LLC 13D · may seek influence new · filed 2026-10-15
Stated purposeThe Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 30, 2026, plus the shares of Common Stock issued in the Financing (as defined below). The Reporting Persons' securities include (i) 687,789 shares of Common Stock and (ii) 171,000 shares of Common Stock issuable upon conversion of 171 shares of Series C Preferred Stock held directly by Co-Invest and exclude (i) 105,286,000 shares of Common Stock issuable upon conversion of 105,286 shares of Series B Preferred Stock held directly by Fund II, (ii) 52,239,000 shares of Common Stock issuable upon conversion of 52,239 shares of the Series C Preferred Stock held directly by Fund II and (iii) 16,554,000 shares of Common Stock issuable upon conversion of 16,554 sh… Full filing
 20.0% new 858.8k≈ $1.3m 2026-10-15
Postma Robert W 13D · may seek influence +1.0 pts · filed 2026-10-15 10.0% +1.0 pts 514.7k≈ $630.9k 2026-10-15
Price Adrian 13D · may seek influence no change · filed 2026-03-05
Stated purposeOn February 24, 2026, counsel for Adrian Price sent a letter on behalf of the Reporting Persons to counsel of Alaunos Therapeutics, Inc. (the "Company"), and requested that the Company's counsel provide the letter to the Company's Board of Directors ("Board"). In this letter, Mr. Price proposed a private placement whereby HexagonONE Ltd, Alimenta Holding Limited and Krakatau Holding Limited (the "Investors") would purchase $7,000,000 of securities of the Company subject to mutually agreeable definitive documentation and customary closing conditions. The securities purchased by the Investors would be equity or equity-linked securities, with the purchase price to be negotiated in good faith, taking into account market conditions, the Company's liquidity needs, and long-term shareholder alig… Full filing
 8.6% no change 189.1k≈ $427.3k 2026-03-05

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—1$6.0k—
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 21,35321.4k $48.3k $48.3k 0.00% Unchanged
2 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 19,35619.4k $43.8k $43.8k 0.00% Reduced -3.2k -3,204
3 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 15,49715.5k $35.0k $35.0k 0.00% Unchanged
4 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 14,06314.1k $31.8k $31.8k 0.00% Unchanged
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,87011.9k $26.8k $26.8k 0.00% Added +1.4k +1,351
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,7311.7k $3.9k $3.9k 0.00% Reduced -48 -48
7 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,6211.6k $3.7k $3.7k 0.00% Added +38 +38
8 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,2161.2k $2.7k $2.7k 0.00% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 992992 $2.2k $2.2k 0.00% Reduced -1.3k -1,282
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 836836 $1.9k $1.9k 0.00% Added +183 +183
11 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 501501 $1.1k $1.1k 0.00% Unchanged
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 388388 $877 $877 0.00% Added +198 +198
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 375375 $1.0k $1.0k 0.00% Added +190 +190
14 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 135135 $305 $305 0.00% Unchanged
15 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 112112 $253 $253 0.00% Added +20 +20
16 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7070 $158 $158 0.00% Unchanged
17 BOKF, NA 0.00% of their portfolio TULSA, OK 6666 $149 $149 0.00% New
18 Axiom Investment Management LLC 0.00% of their portfolio NEW YORK, NY 4646 $104 $104 0.00% New
19 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 2424 $54 $54 0.00% Unchanged
20 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2323 $52 $52 0.00% Unchanged
21 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 2121 $47 $47 0.00% Unchanged
22 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2020 $45 $45 0.00% Unchanged
23 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1919 $43 $43 0.00% Unchanged
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1515 $34 $34 0.00% New
25 WEST PACES ADVISORS INC. 0.00% of their portfolio ATLANTA, GA 1010 $23 $23 0.00% New
26 Inspire Investing, LLC 0.00% of their portfolio MERIDIAN, ID 99 $20 $20 0.00% Unchanged
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 66 $14 $14 0.00% Unchanged
28 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 66 $14 $14 0.00% New
29 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 22 $5 $5 0.00% Unchanged