Vault-13

XOS INC XOS

COM · Common Stock · CUSIP 98423B306

16 institutional holders
102,313102.3k shares reported held*
0.1% of all shares outstanding*
$812.1kreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 177.9m as of 2023-11-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $7.94. Options: 2 managers hold calls ($2.7m notional), 0 hold puts (—).

Trends to Q4 2023

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $2.7mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$2.7m$00.00

Biggest buyers

VANGUARD GROUP INC New +66,566+66.6k
GEODE CAPITAL MANAGEMENT, LLC New +21,110+21.1k
CKW FINANCIAL GROUP New +4,986+5.0k
BlackRock Inc. New +4,025+4.0k
UBS Group AG New +2,397+2.4k
BANK OF AMERICA CORP /DE/ New +1,015+1.0k
Tower Research Capital LLC (TRC) New +730+730
ROYAL BANK OF CANADA New +480+480
MORGAN STANLEY New +436+436
Federation des caisses Desjardins du Quebec New +249+249

Biggest sellers

None

Biggest calls

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Aljomaih Automotive Co. 13D · may seek influence +2.7 pts · filed 2026-05-13
Stated purposeThe information provided in Item 3 of this Amendment No. 3 is incorporated herein by reference. The Reporting Persons may acquire additional shares of Common Stock or dispose of some or all of the shares of Common Stock held by them in open-market transactions or privately negotiated transactions, on such terms and at such times as the Reporting Persons may deem advisable, subject to applicable law. Full filing
28.0% +2.7 pts 3.7m≈ $11.3m 2026-05-13
Sordoni Giordano 13D · may seek influence filed 2026-03-05
Stated purposeOn August 25, 2025, the Issuer issued 1,803,262 shares of Common Stock ("Interest Shares") to the holder in payment of approximately $6.0 million of accrued interest on a Second Amended and Restated Convertible Promissory Note. The issuance of Interest Shares increased the number of outstanding shares of Common Stock by over 20%, resulting in a proportional decrease in the percentage of the outstanding shares of Common Stock beneficially owned by the Reporting Person. On September 10, 2025, as previously disclosed on a Form 4 filed by the undersigned, the Issuer granted to Giordano Sordoni an award of 646,158 Restricted Stock Units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Approximately 33% of such RSU shall vest on March 10, 2026 (the "Initial Vesting Date"), and the remain… Full filing
10.4% 1.2m≈ $3.7m 2026-03-05
Emerald Green Trust 13D · may seek influence -5.3 pts · filed 2026-06-22 8.5% -5.3 pts 1.2m≈ $3.5m 2026-06-22

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 2 buyingQ4 22: 1 sellingQ4 22Q1 23: 3 buyingQ1 23: 1 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20220—1$136.7k—
Q4 20222$211.5k1$41.6k—
Q1 20233$904.0k1$17.6k—
Q2 20231—0——
Q3 20230—1$14.6k—
Q4 20230—2$3.8k—
DateInsiderTradeSharesPrice ValueTheir holding
2023-12-10 Pogosyan Liana Acting Chief Financial Officer Sold 607 $6.18 $3.8k607 shares -6%
2023-10-30 Castaneda Jose VP, Business Development Sold 1,806 — —1.8k shares -<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 66,56666.6k $531.2k $531.2k 0.00% New
2 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 21,11021.1k $164.5k $164.5k 0.00% New
3 CKW FINANCIAL GROUP 0.01% of their portfolio HONOLULU, HI 4,9865.0k $40.0k $40.0k 0.01% New
4 BlackRock Inc. 0.00% of their portfolio New York, NY 4,0254.0k $32.1k $32.1k 0.00% New
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3972.4k $19.1k $19.1k 0.00% New
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,0151.0k $8.1k $8.1k 0.00% New
7 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 730730 $5.8k $5.8k 0.00% New
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 480480 $3.0k $3.0k 0.00% New
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 436436 $3.5k $3.5k 0.00% New
10 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 249249 $2.0k $2.0k 0.00% New
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 181181 $1.4k $1.4k 0.00% New
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 100100 $1.0k $1.0k 0.00% New
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1818 $144 $144 0.00% New
14 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1616 $128 $128 0.00% New
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44 $32 $32 0.00% New
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New