Vault-13

XOS INC

COMMON STOCK · CUSIP 98423B108

49 institutional holders -9 vs Q4 2022
10,354,20410.4m shares reported held*
$5.4mreported value*
4 new 16 added 12 reduced 13 sold out net sold ≈ $626.2k (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.53. Options: 3 managers hold calls ($3.5k notional), 2 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 58Q1 23: 4949Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202261
Q4 202258
Q1 202349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 25 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222425
Q1 20232025

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $489.0kQ3 22 puts: $140.0kQ3 22P/C 0.29Q4 22 calls: $148.0kQ4 22 puts: $12.0kQ4 22P/C 0.08Q1 23 calls: $3.5kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$489.0k$140.0k0.29
Q4 2022$148.0k$12.0k0.08
Q1 2023$3.5k$00.00

Biggest buyers

NORTHERN TRUST CORP Added +92,582+92.6k
Cambridge Investment Research Advisors, Inc. New +47,490+47.5k
WEDBUSH SECURITIES INC New +37,785+37.8k
SG Americas Securities, LLC New +32,134+32.1k
MORGAN STANLEY Added +13,939+13.9k
BARCLAYS PLC Added +13,871+13.9k
JPMORGAN CHASE & CO Added +12,773+12.8k
VANGUARD GROUP INC Added +11,142+11.1k
WELLS FARGO & COMPANY/MN Added +10,914+10.9k
Kestra Advisory Services, LLC New +10,000+10.0k

Biggest sellers

JANUS HENDERSON GROUP PLC Reduced -682,936-682.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -233,736-233.7k
JANE STREET GROUP, LLC Sold out -128,011-128.0k
BlackRock Inc. Reduced -98,700-98.7k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Reduced -90,000-90.0k
GROUP ONE TRADING LLC Reduced -59,466-59.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -57,400-57.4k
GOLDMAN SACHS GROUP INC Reduced -40,632-40.6k
UBS Group AG Reduced -25,933-25.9k
TWO SIGMA INVESTMENTS, LP Sold out -22,201-22.2k

Biggest calls

SIMPLEX TRADING, LLC Reduced $3.0k6.4k shares
GROUP ONE TRADING LLC Reduced $473900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Unchanged $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: YA II PN, Ltd. (0.0%, 2026-04-06)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,336,3692.3m $1.2m $1.2m 0.00% Reduced -98.7k -98,700
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,277,4892.3m $1.2m $1.2m 0.00% Added +11.1k +11,142
3 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 1,727,2191.7m $906.8k $906.8k 0.00% Reduced -682.9k -682,936
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,030,8651.0m $541.2k $541.2k 0.00% Added +8.3k +8,340
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 668,220668.2k $350.8k $350.8k 0.00% Added +5.1k +5,100
6 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 509,663509.7k $267.6k $267.6k 0.00% Added +92.6k +92,582
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 185,000185.0k $97.1k $97.1k 0.00% Reduced -90.0k -90,000
8 CAHABA WEALTH MANAGEMENT, INC. 0.01% of their portfolio Atlanta, GA 161,119161.1k $84.6k $84.6k 0.01% Unchanged
9 CKW FINANCIAL GROUP 0.01% of their portfolio HONOLULU, HI 149,608149.6k $79.0k $79.0k 0.01% Unchanged
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 142,236142.2k $74.7k $74.7k 0.00% Unchanged
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 134,454134.5k $70.6k $70.6k 0.00% Unchanged
12 DIVERSIFIED TRUST CO 0.00% of their portfolio MEMPHIS, TN 115,085115.1k $60.4k $60.4k 0.00% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,60586.6k $45.5k $45.5k 0.00% Reduced -25.9k -25,933
14 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 77,37677.4k $41.0k $41.0k 0.00% Unchanged
15 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 71,51071.5k $38.0k $38.0k 0.00% Added +492 +492
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 53,05353.1k $27.9k $27.9k 0.00% Reduced -20.1k -20,104
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,49047.5k $25.0k $25.0k 0.00% New
18 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 45,60045.6k $23.9k $23.9k 0.00% Unchanged
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,29144.3k $24.0k $24.0k 0.00% Added +12.8k +12,773
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 41,27641.3k $21.7k $21.7k 0.00% Added +13.9k +13,939
21 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 37,78537.8k $20.0k $20.0k 0.00% New
22 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 33,02333.0k $17.3k $17.3k 0.00% Added +8.8k +8,778
23 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 32,13432.1k $17.0k $17.0k 0.00% New
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 28,99629.0k $15.2k $15.2k 0.00% Added +13.9k +13,871
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,76228.8k $15.1k $15.1k 0.00% Reduced -40.6k -40,632
26 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 27,89727.9k $14.6k $14.6k 0.00% Unchanged
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 27,23727.2k $14.3k $14.3k 0.00% Added +2.4k +2,427
28 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 27,18827.2k $14.3k $14.3k 0.00% Added +541 +541
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,77424.8k $13.0k $13.0k 0.00% Reduced -233.7k -233,736
30 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 24,10024.1k $13.0k $13.0k 0.00% Added +5.5k +5,516
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 23,30023.3k $12.0k $12.0k 0.00% Reduced -57.4k -57,400
32 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 20,94420.9k $11.0k $11.0k 0.00% Reduced -1.5k -1,545
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,91414.9k $7.8k $7.8k 0.00% Added +10.9k +10,914
34 CERTUITY, LLC 0.00% of their portfolio NORTH PALM BEACH, FL 13,81213.8k $7.3k $7.3k 0.00% Unchanged
35 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,50812.5k $6.6k $6.6k 0.00% Unchanged
36 FMR LLC 0.00% of their portfolio BOSTON, MA 12,18212.2k $6.4k $6.4k 0.00% Added +9.9k +9,936
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,00010.0k $5.2k $5.2k 0.00% New
38 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 9,1479.1k $5.0k $5.0k 0.00% Added +253 +253
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,8787.9k $5.0k $5.0k 0.00% Reduced -3.5k -3,466
40 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7,5007.5k $3.9k $3.9k 0.00% Unchanged
41 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 6,2666.3k $3.3k $3.3k 0.00% Reduced -59.5k -59,466
42 Legal & General Group Plc 0.00% of their portfolio London, X0 5,9005.9k $3.1k $3.1k 0.00% Unchanged
43 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,1044.1k $2.2k $2.2k 0.00% Unchanged
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,5363.5k $2.1k $2.1k 0.00% Added +36 +36
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,0003.0k $2.0k $2.0k 0.00% Unchanged
46 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,0002.0k $1.1k $1.1k 0.00% Unchanged
47 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 500500 $263 $263 0.00% Unchanged
48 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 289289 $152 $152 0.00% Reduced -1.3k -1,264
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged