Vault-13

XOMA ROYALTY CORPORATION XOMA

COM NEW · Common Stock · CUSIP 98419J206

61 institutional holders +3 vs Q1 2024
7,678,5717.7m shares reported held*
$181.4mreported value*
6 new 21 added 13 reduced 5 sold out net sold ≈ $6.7m (-262.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.63. Options: 2 managers hold calls ($23.7k notional), 3 hold puts ($90.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 50Q1 23: 51Q2 23: 59Q3 23: 54Q4 23: 60Q1 24: 58Q2 24: 6161Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202250
Q1 202351
Q2 202359
Q3 202354
Q4 202360
Q1 202458
Q2 202461

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 16 cut or sold outQ2 23: 34 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 22 cut or sold outQ4 23: 24 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 27 cut or sold outQ2 24: 27 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221517
Q1 20232616
Q2 20233415
Q3 20231622
Q4 20232424
Q1 20242027
Q2 20242718

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $292.4kQ3 23 puts: $66.2kQ3 23P/C 0.23Q4 23 calls: $210.8kQ4 23 puts: $99.4kQ4 23P/C 0.47Q1 24 calls: $723.3kQ1 24 puts: $42.9kQ1 24P/C 0.06Q2 24 calls: $23.7kQ2 24 puts: $90.0kQ2 24P/C 3.80
Numbers
QuarterCallsPutsP/C
Q3 2023$292.4k$66.2k0.23
Q4 2023$210.8k$99.4k0.47
Q1 2024$723.3k$42.9k0.06
Q2 2024$23.7k$90.0k3.80

Biggest buyers

BlackRock Inc. Added +31,977+32.0k
OCCUDO QUANTITATIVE STRATEGIES LP New +20,925+20.9k
GEODE CAPITAL MANAGEMENT, LLC Added +11,554+11.6k
VANGUARD GROUP INC Added +10,616+10.6k
Nuveen Asset Management, LLC Added +3,848+3.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +2,277+2.3k
CITADEL ADVISORS LLC Added +2,263+2.3k
STATE STREET CORP Added +2,154+2.2k
Bank of New York Mellon Corp Added +1,968+2.0k
Tower Research Capital LLC (TRC) Added +1,861+1.9k

Biggest sellers

MORGAN STANLEY Reduced -310,433-310.4k
FMR LLC Reduced -7,196-7.2k
Eversept Partners, LP Reduced -5,158-5.2k
FIRST MANHATTAN CO. LLC. Sold out -5,000-5.0k
UBS Group AG Reduced -4,915-4.9k
DEUTSCHE BANK AG\ Reduced -4,624-4.6k
NORTHERN TRUST CORP Reduced -3,898-3.9k
Stonepine Capital Management, LLC Reduced -3,641-3.6k
AMERICAN INTERNATIONAL GROUP, INC. Sold out -3,603-3.6k
DIMENSIONAL FUND ADVISORS LP Reduced -3,102-3.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $23.7k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $52.1k2.2k shares
GROUP ONE TRADING LLC New $37.9k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LIGAND PHARMACEUTICALS INC 13D · may seek influence new · filed 2026-05-01
Stated purposeItems 3 and 5 are incorporated by reference in this Item 4 as if fully set forth herein. The purpose of the Merger (as defined below) is for Ligand to acquire control of, and the entire equity interest in, the Issuer. Merger Agreement On April 27, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Ligand and Flex Merger Sub, Inc., a Nevada corporation and wholly-owned subsidiary of Ligand ("Merger Sub") pursuant to which, and upon the terms and subject to the conditions thereof, including, without limitation, effecting the Holding Company Reorganization (as defined below), Merger Sub will merge with and into HoldCo (as defined below) (the "Merger"), with HoldCo surviving the Merger as a wholly owned subsidiary of Ligand. Pursuant to the Merger Ag… Full filing
 47.0% new 8.1m≈ $342.7m 2026-05-01
Woodline Partners LP 13G · institution new · filed 2026-05-15 5.4% new 640.0k≈ $27.2m 2026-05-15

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-08-07), MORGAN STANLEY (0.0%, 2026-08-07), VANGUARD CAPITAL MANAGEMENT LLC (3.2%, 2026-07-31), BlackRock, Inc. (3.9%, 2026-07-30), BIOTECHNOLOGY VALUE FUND L P (0.0%, 2026-07-16), VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BVF INC/IL 2.41% of their portfolio San Francisco, CA 3,633,7433.6m $86.1m $86.1m 2.41% Unchanged
2 FMR LLC 0.00% of their portfolio BOSTON, MA 1,153,4041.2m $27.3m $27.3m 0.00% Reduced -7.2k -7,196
3 BlackRock Inc. 0.00% of their portfolio New York, NY 512,485512.5k $12.1m $12.1m 0.00% Added +32.0k +31,977
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 416,149416.1k $9.9m $9.9m 0.00% Added +10.6k +10,616
5 Stonepine Capital Management, LLC 5.41% of their portfolio Bend, OR 250,129250.1k $5.9m $5.9m 5.41% Reduced -3.6k -3,641
6 Opaleye Management Inc. 1.35% of their portfolio BOSTON, MA 250,000250.0k $5.9m $5.9m 1.35% Unchanged
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 181,603181.6k $4.3m $4.3m 0.00% Added +11.6k +11,554
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 167,116167.1k $4.0m $4.0m 0.00% Reduced -310.4k -310,433
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 141,103141.1k $3.3m $3.3m 0.00% Added +2.2k +2,154
10 Acuitas Investments, LLC 1.56% of their portfolio Seattle, WA 123,197123.2k $2.9m $2.9m 1.56% Unchanged
11 TLS Advisors LLC 7.14% of their portfolio MIAMI, FL 120,365120.4k $2.9m $2.9m 7.14% Unchanged
12 HighVista Strategies LLC 1.03% of their portfolio BOSTON, MA 118,899118.9k $2.8m $2.8m 1.03% Unchanged
13 Eversept Partners, LP 0.17% of their portfolio NEW YORK, NY 91,90791.9k $2.2m $2.2m 0.17% Reduced -5.2k -5,158
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 82,19882.2k $1.9m $1.9m 0.00% Reduced -3.9k -3,898
15 Woodline Partners LP 0.02% of their portfolio San Francisco, CA 72,21172.2k $1.7m $1.7m 0.02% Added +105 +105
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 62,65662.7k $1.5m $1.5m 0.00% Added +2.0k +1,968
17 CM Management, LLC 1.20% of their portfolio GULF BREEZE, FL 55,00055.0k $1.3m $1.3m 1.20% Unchanged
18 RBF Capital, LLC 0.04% of their portfolio RENO, NV 30,61630.6k $725.3k $725.3k 0.04% Unchanged
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 26,40026.4k $625.4k $625.4k 0.01% Unchanged
20 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 22,41422.4k $531.0k $531.0k 0.00% Reduced -3.1k -3,102
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 21,83721.8k $517.3k $517.3k 0.00% Added +2.3k +2,277
22 OCCUDO QUANTITATIVE STRATEGIES LP 0.00% of their portfolio FORT LAUDERDALE, FL 20,92520.9k $1.3k $1.3k 0.00% New
23 Knott David M Jr 0.19% of their portfolio SYOSSET, NY 19,72219.7k $467.0k $467.0k 0.19% Unchanged
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,47317.5k $413.9k $413.9k 0.00% Added +2.3k +2,263
25 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 13,83613.8k $327.8k $327.8k 0.00% Added +3.8k +3,848
26 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 9,6959.7k $229.7k $229.7k 0.00% Added +1.3k +1,334
27 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 8,7788.8k $208.0k $208.0k 0.00% Unchanged
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,1347.1k $169.0k $169.0k 0.00% Added +668 +668
29 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 5,2625.3k $124.7k $124.7k 0.00% Reduced -376 -376
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,2395.2k $124.1k $124.1k 0.00% Added +1.3k +1,316
31 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 4,3714.4k $103.5k $103.5k 0.00% Added +411 +411
32 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 4,3204.3k $102.3k $102.3k 0.00% First filing
33 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 3,4663.5k $82.0k $82.0k 0.00% Unchanged
34 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 3,2543.3k $77.1k $77.1k 0.00% First filing
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,1193.1k $73.9k $73.9k 0.00% Added +341 +341
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,8092.8k $66.5k $66.5k 0.00% Reduced -2.4k -2,352
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4402.4k $57.8k $57.8k 0.00% Reduced -4.9k -4,915
38 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,2812.3k $54.0k $54.0k 0.00% Added +1.9k +1,861
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,7681.8k $41.9k $41.9k 0.00% Added +397 +397
40 NATIXIS 0.00% of their portfolio PARIS, I0 1,7261.7k $40.9k $40.9k 0.00% Unchanged
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,5381.5k $37.0k $37.0k 0.00% Added +415 +415
42 Legal & General Group Plc 0.00% of their portfolio London, X0 852852 $20.2k $20.2k 0.00% Added +321 +321
43 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 837837 $19.8k $19.8k 0.00% Reduced -2.7k -2,706
44 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 604604 $14.3k $14.3k 0.00% Unchanged
45 CWM, LLC 0.00% of their portfolio OMAHA, NE 600600 $14.0k $14.0k 0.00% Added +13 +13
46 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 600600 $14.2k $14.2k 0.00% Unchanged
47 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 582582 $13.8k $13.8k 0.00% Reduced -153 -153
48 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 501501 $11.9k $11.9k 0.00% Unchanged
49 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 500500 $11.8k $11.8k 0.00% New
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 435435 $10.3k $10.3k 0.00% New
51 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 247247 $6.0k $6.0k 0.00% Unchanged
52 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 7575 $1.8k $1.8k 0.00% Unchanged
53 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6060 $1.4k $1.4k 0.00% New
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3232 $757 $757 0.00% Reduced -39 -39
55 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 2323 $545 $545 0.00% Added +15 +15
56 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 1919 $450 $450 0.00% Added +4 +4
57 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1212 $284 $284 0.00% Reduced -4.6k -4,624
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 22 $48 $48 0.00% Unchanged
59 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 11 $24 $24 0.00% New
60 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 11 $25 $25 0.00% New
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged