Vault-13

XOMA ROYALTY CORPORATION XOMA

COM NEW · Common Stock · CUSIP 98419J206

59 institutional holders +8 vs Q1 2023
7,616,8377.6m shares reported held*
$139.3mreported value*
14 new 20 added 9 reduced 6 sold out net sold ≈ $13.3m (-670.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.29. Options: 2 managers hold calls ($215.3k notional), 2 hold puts ($43.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 50Q1 23: 51Q2 23: 5959Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202245
Q4 202250
Q1 202351
Q2 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 15 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221517
Q1 20232616
Q2 20233415

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $35.0kQ4 22 puts: $20.2kQ4 22P/C 0.58Q1 23 calls: $40.1kQ1 23 puts: $14.8kQ1 23P/C 0.37Q2 23 calls: $215.3kQ2 23 puts: $43.4kQ2 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$1.4m$00.00
Q4 2022$35.0k$20.2k0.58
Q1 2023$40.1k$14.8k0.37
Q2 2023$215.3k$43.4k0.20

Biggest buyers

BlackRock Inc. Added +306,944+306.9k
STATE STREET CORP Added +87,101+87.1k
GEODE CAPITAL MANAGEMENT, LLC Added +72,223+72.2k
MOORE CAPITAL MANAGEMENT, LP New +52,100+52.1k
Acuitas Investments, LLC Added +50,229+50.2k
NORTHERN TRUST CORP Added +44,228+44.2k
RENAISSANCE TECHNOLOGIES LLC Added +35,499+35.5k
Opaleye Management Inc. Added +32,000+32.0k
Stonepine Capital Management, LLC Added +31,303+31.3k
VANGUARD GROUP INC Added +28,535+28.5k

Biggest sellers

FMR LLC Reduced -1,283,968-1.3m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -50,529-50.5k
MILLENNIUM MANAGEMENT LLC Reduced -49,070-49.1k
GOLDMAN SACHS GROUP INC Sold out -32,903-32.9k
JANE STREET GROUP, LLC Sold out -31,497-31.5k
HRT FINANCIAL LP Sold out -27,058-27.1k
CITIGROUP INC Reduced -17,927-17.9k
Qube Research & Technologies Ltd Sold out -13,495-13.5k
AMERICAN CENTURY COMPANIES INC Reduced -10,966-11.0k
MORGAN STANLEY Reduced -7,765-7.8k

Biggest calls

CITADEL ADVISORS LLC Added $215.3k11.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $43.4k2.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LIGAND PHARMACEUTICALS INC 13D · may seek influence new · filed 2026-05-01
Stated purposeItems 3 and 5 are incorporated by reference in this Item 4 as if fully set forth herein. The purpose of the Merger (as defined below) is for Ligand to acquire control of, and the entire equity interest in, the Issuer. Merger Agreement On April 27, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Ligand and Flex Merger Sub, Inc., a Nevada corporation and wholly-owned subsidiary of Ligand ("Merger Sub") pursuant to which, and upon the terms and subject to the conditions thereof, including, without limitation, effecting the Holding Company Reorganization (as defined below), Merger Sub will merge with and into HoldCo (as defined below) (the "Merger"), with HoldCo surviving the Merger as a wholly owned subsidiary of Ligand. Pursuant to the Merger Ag… Full filing
 47.0% new 8.1m≈ $342.7m 2026-05-01
Woodline Partners LP 13G · institution new · filed 2026-05-15 5.4% new 640.0k≈ $27.2m 2026-05-15

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-08-07), MORGAN STANLEY (0.0%, 2026-08-07), VANGUARD CAPITAL MANAGEMENT LLC (3.2%, 2026-07-31), BlackRock, Inc. (3.9%, 2026-07-30), BIOTECHNOLOGY VALUE FUND L P (0.0%, 2026-07-16), VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BVF INC/IL 1.91% of their portfolio San Francisco, CA 3,633,7433.6m $68.6m $68.6m 1.91% Unchanged
2 FMR LLC 0.00% of their portfolio BOSTON, MA 1,183,6601.2m $22.4m $22.4m 0.00% Reduced -1.3m -1,283,968
3 BlackRock Inc. 0.00% of their portfolio New York, NY 428,739428.7k $8.1m $8.1m 0.00% Added +306.9k +306,944
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 411,410411.4k $7.8m $7.8m 0.00% Added +28.5k +28,535
5 Stonepine Capital Management, LLC 2.38% of their portfolio Bend, OR 349,399349.4k $6.6m $6.6m 2.38% Added +31.3k +31,303
6 Opaleye Management Inc. 0.14% of their portfolio BOSTON, MA 275,000275.0k $594.8k $594.8k 0.14% Added +32.0k +32,000
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 153,895153.9k $2.9m $2.9m 0.00% Added +72.2k +72,223
8 Acuitas Investments, LLC 1.51% of their portfolio Seattle, WA 137,132137.1k $2.6m $2.6m 1.51% Added +50.2k +50,229
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 127,375127.4k $2.4m $2.4m 0.00% Added +87.1k +87,101
10 TLS Advisors LLC 9.78% of their portfolio MIAMI, FL 120,665120.7k $2.3m $2.3m 9.78% Added +200 +200
11 HighVista Strategies LLC 1.03% of their portfolio BOSTON, MA 118,899118.9k $2.2m $2.2m 1.03% Added +25.5k +25,524
12 Eversept Partners, LP 0.18% of their portfolio NEW YORK, NY 89,95090.0k $1.7m $1.7m 0.18% Unchanged
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 86,07586.1k $1.6m $1.6m 0.00% Added +44.2k +44,228
14 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 62,46462.5k $1.2m $1.2m 0.00% Added +18.3k +18,332
15 MOORE CAPITAL MANAGEMENT, LP 0.02% of their portfolio NEW YORK, NY 52,10052.1k $984.2k $984.2k 0.02% New
16 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 47,10047.1k $890.0k $890.0k 0.00% Added +35.5k +35,499
17 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 46,93746.9k $886.6k $886.6k 0.00% Reduced -49.1k -49,070
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,91136.9k $697.2k $697.2k 0.00% Added +6.2k +6,195
19 RBF Capital, LLC 0.04% of their portfolio RENO, NV 34,78734.8k $657.1k $657.1k 0.04% Unchanged
20 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 32,14732.1k $607.3k $607.3k 0.00% Unchanged
21 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 26,60026.6k $502.5k $502.5k 0.01% Unchanged
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 20,50020.5k $387.2k $387.2k 0.00% Reduced -7.8k -7,765
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 19,56019.6k $369.5k $369.5k 0.00% New
24 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 17,07117.1k $322.5k $322.5k 0.00% Reduced -11.0k -10,966
25 Knott David M Jr 0.11% of their portfolio SYOSSET, NY 15,00015.0k $283.0k $283.0k 0.11% Added +1.5k +1,473
26 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 14,72214.7k $279.0k $279.0k 0.00% Added +1.5k +1,488
27 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 7,8847.9k $148.9k $148.9k 0.00% New
28 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 7,5007.5k $141.7k $141.7k 0.00% Unchanged
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,2146.2k $117.4k $117.4k 0.00% Added +5.8k +5,827
30 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 5,2005.2k $98.2k $98.2k 0.00% New
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,9515.0k $93.5k $93.5k 0.00% Reduced -276 -276
32 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,6154.6k $87.2k $87.2k 0.00% Added +3.4k +3,394
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,3044.3k $81.0k $81.0k 0.00% Reduced -1.8k -1,776
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,1474.1k $78.3k $78.3k 0.00% Added +3.2k +3,228
35 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 3,9153.9k $74.0k $74.0k 0.00% New
36 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 3,5193.5k $66.5k $66.5k 0.00% New
37 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 3,4663.5k $65.0k $65.0k 0.00% Unchanged
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,9793.0k $56.3k $56.3k 0.00% Added +2.7k +2,735
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,4322.4k $45.9k $45.9k 0.00% New
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,1752.2k $41.1k $41.1k 0.00% Reduced -17.9k -17,927
41 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,8981.9k $35.9k $35.9k 0.00% New
42 NATIXIS 0.00% of their portfolio PARIS, I0 1,7261.7k $32.6k $32.6k 0.00% Reduced -439 -439
43 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,4801.5k $28.0k $28.0k 0.00% New
44 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,4681.5k $27.7k $27.7k 0.00% New
45 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 711711 $13.0k $13.0k 0.00% New
46 Legal & General Group Plc 0.00% of their portfolio London, X0 707707 $13.4k $13.4k 0.00% New
47 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 604604 $11.4k $11.4k 0.00% New
48 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 600600 $11.3k $11.3k 0.00% Unchanged
49 CWM, LLC 0.00% of their portfolio OMAHA, NE 597597 $11.0k $11.0k 0.00% Added +12 +12
50 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 501501 $9.5k $9.5k 0.00% Unchanged
51 CarsonAllaria Wealth Management, Ltd. 0.01% of their portfolio GLEN CARBON, IL 420420 $7.9k $7.9k 0.01% Unchanged
52 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 406406 $7.7k $7.7k 0.00% New
53 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 400400 $7.6k $7.6k 0.00% Unchanged
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8585 $1.6k $1.6k 0.00% Unchanged
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6262 $1.2k $1.2k 0.00% Unchanged
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2525 $472 $472 0.00% Reduced -86 -86
57 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 44 $76 $76 0.00% Unchanged
58 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 11 $19 $19 0.00% Unchanged
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged