Vault-13

XAI OCTAGN FLT RAT & ALT INM

COM · CUSIP 98400T106

2 institutional holders -2 vs Q1 2026
200200 shares reported held*
$3.5kreported value*
0 new 0 added 0 reduced 2 sold out net sold ≈ $6.9m (-420.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.66.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 51Q3 23: 55Q4 23: 58Q1 24: 62Q2 24: 62Q3 24: 61Q4 24: 81Q1 25: 83Q2 25: 75Q3 25: 81Q4 25: 94Q1 26: 4Q2 26: 22Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202351
Q3 202355
Q4 202358
Q1 202462
Q2 202462
Q3 202461
Q4 202481
Q1 202583
Q2 202575
Q3 202581
Q4 202594
Q1 20264
Q2 20262

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 33 bought or addedQ3 24: 21 cut or sold outQ4 24: 53 bought or addedQ4 24: 21 cut or sold outQ4 24Q1 25: 50 bought or addedQ1 25: 30 cut or sold outQ2 25: 39 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 42 bought or addedQ3 25: 35 cut or sold outQ4 25: 48 bought or addedQ4 25: 46 cut or sold outQ4 25Q1 26: 0 bought or addedQ1 26: 90 cut or sold outQ2 26: 0 bought or addedQ2 26: 2 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243321
Q4 20245321
Q1 20255030
Q2 20253934
Q3 20254235
Q4 20254846
Q1 2026090
Q2 202602

Biggest buyers

None

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -384,757-384.8k
SAX WEALTH ADVISORS, LLC Sold out -35,405-35.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: SIT INVESTMENT ASSOCIATES INC (4.2%, 2026-05-05)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Byrne Asset Management LLC 0.00% of their portfolio KINGSTON, NJ 200200 $3.5k $3.5k 0.00% Unchanged
2 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $22 $22 0.00% Unchanged