Vault-13

XAI OCTAGN FLT RAT & ALT INM

COM · CUSIP 98400T106

62 institutional holders +0 vs Q1 2024
4,379,0734.4m shares reported held*
$30.9mreported value*
9 new 26 added 13 reduced 9 sold out net bought ≈ $3.1m (+437.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.06.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 51Q3 23: 55Q4 23: 58Q1 24: 62Q2 24: 6262Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202351
Q3 202355
Q4 202358
Q1 202462
Q2 202462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 19 cut or sold outQ2 23: 24 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 11 cut or sold outQ4 23: 29 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 22 cut or sold outQ2 24: 35 bought or addedQ2 24: 22 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222523
Q1 20232519
Q2 20232411
Q3 20233111
Q4 20232919
Q1 20243222
Q2 20243522

Biggest buyers

Belpointe Asset Management LLC Added +149,744+149.7k
Consolidated Portfolio Review Corp New +120,513+120.5k
Mariner, LLC Added +111,491+111.5k
VIRTUS ADVISERS, LLC Added +51,984+52.0k
J.W. COLE ADVISORS, INC. Added +40,488+40.5k
Walleye Capital LLC Added +38,390+38.4k
Lido Advisors, LLC Added +33,893+33.9k
Cambridge Investment Research Advisors, Inc. Added +33,330+33.3k
INDEPENDENT FINANCIAL GROUP, LLC Added +25,250+25.2k
SYKON CAPITAL LLC New +22,000+22.0k

Biggest sellers

MORGAN STANLEY Reduced -152,856-152.9k
BANK OF AMERICA CORP /DE/ Reduced -29,813-29.8k
OSAIC HOLDINGS, INC. Reduced -29,581-29.6k
PFG Investments, LLC Reduced -22,926-22.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -19,436-19.4k
Catalina Capital Group, LLC Reduced -13,415-13.4k
HighTower Advisors, LLC Sold out -10,900-10.9k
Orion Porfolio Solutions, LLC Sold out -10,343-10.3k
Orion Portfolio Solutions, LLC Sold out -10,343-10.3k
WELLS FARGO & COMPANY/MN Sold out -8,494-8.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: SIT INVESTMENT ASSOCIATES INC (4.2%, 2026-05-05)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Belpointe Asset Management LLC 0.30% of their portfolio RENO, NV 613,571613.6k $4.3m $4.3m 0.30% Added +149.7k +149,744
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 335,437335.4k $2.4m $2.4m 0.00% Added +7.5k +7,473
3 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 248,287248.3k $1.8m $1.8m 0.01% Added +33.9k +33,893
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 209,428209.4k $1.5m $1.5m 0.00% Reduced -4.5k -4,525
5 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 201,545201.5k $1.4m $1.4m 0.01% Added +33.3k +33,330
6 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 196,294196.3k $1.4m $1.4m 0.05% Added +752 +752
7 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 186,175186.2k $1.3m $1.3m 0.05% Added +25.2k +25,250
8 VIRTUS ADVISERS, LLC 0.59% of their portfolio HARTFORD, CT 171,213171.2k $1.2m $1.2m 0.59% Added +52.0k +51,984
9 BARD ASSOCIATES INC 0.43% of their portfolio CHICAGO, IL 158,597158.6k $1.1m $1.1m 0.43% Reduced -1.1k -1,050
10 Roumell Asset Management, LLC 1.87% of their portfolio CHEVY CHASE, MD 141,432141.4k $997.1k $997.1k 1.87% Unchanged
11 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 137,909137.9k $972.3k $972.3k 0.01% Added +5.6k +5,585
12 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 125,062125.1k $881.7k $881.7k 0.00% Unchanged
13 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 124,926124.9k $880.7k $880.7k 0.01% Added +38.4k +38,390
14 Mariner, LLC 0.00% of their portfolio Overland Park, KS 122,331122.3k $862.4k $862.4k 0.00% Added +111.5k +111,491
15 Consolidated Portfolio Review Corp 0.20% of their portfolio WOODBURY, NY 120,513120.5k $849.6k $849.6k 0.20% New
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 90,89190.9k $640.8k $640.8k 0.00% Reduced -152.9k -152,856
17 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 85,24185.2k $600.9k $600.9k 0.03% Added +40.5k +40,488
18 All Season Financial Advisors, Inc. 0.52% of their portfolio DENVER, CO 81,97682.0k $577.9k $577.9k 0.52% Reduced -2.5k -2,501
19 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 81,95082.0k $577.7k $577.7k 0.00% Added +7.0k +7,034
20 Samalin Investment Counsel, LLC 0.24% of their portfolio CHAPPAQUA, NY 71,95072.0k $507.2k $507.2k 0.24% Added +4.0k +3,966
21 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 69,34969.3k $494.8k $494.8k 0.01% Added +489 +489
22 CastleKnight Management LP 0.06% of their portfolio New York, NY 66,00066.0k $465.3k $465.3k 0.06% Unchanged
23 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 60,32260.3k $425.3k $425.3k 0.01% Added +17.7k +17,701
24 ALEXANDER LABRUNERIE & CO., INC. 0.22% of their portfolio COLUMBIA, MO 59,20059.2k $417.4k $417.4k 0.22% Unchanged
25 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 50,53350.5k $356.0k $356.0k 0.01% Added +3.0k +3,008
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,33645.3k $320.0k $320.0k 0.00% Added +1.8k +1,795
27 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 36,94636.9k $260.5k $260.5k 0.00% Added +11.5k +11,544
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,70036.7k $258.7k $258.7k 0.00% Added +12.7k +12,700
29 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 36,48636.5k $257.2k $257.2k 0.02% Reduced -2.8k -2,764
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,88935.9k $253.0k $253.0k 0.00% Added +638 +638
31 CFO4Life Group, LLC 0.05% of their portfolio COPPELL, TX 35,80035.8k $252.4k $252.4k 0.05% Unchanged
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,71227.7k $195.4k $195.4k 0.00% Added +459 +459
33 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 25,35725.4k $178.8k $178.8k 0.00% Unchanged
34 Naviter Wealth, LLC 0.03% of their portfolio LITTLE ROCK, AR 25,33225.3k $180.4k $180.4k 0.03% Added +4.8k +4,768
35 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 24,85024.9k $175.2k $175.2k 0.00% Added +2.6k +2,650
36 Catalina Capital Group, LLC 0.07% of their portfolio Torrance, CA 24,46524.5k $172.5k $172.5k 0.07% Reduced -13.4k -13,415
37 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 22,06222.1k $155.5k $155.5k 0.01% Added +4.1k +4,094
38 SYKON CAPITAL LLC 0.06% of their portfolio HARRISON, NY 22,00022.0k $155.1k $155.1k 0.06% New
39 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 20,95020.9k $147.7k $147.7k 0.00% Unchanged
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,15219.2k $135.0k $135.0k 0.00% New
41 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,91818.9k $133.0k $133.0k 0.00% New
42 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 15,74015.7k $111.0k $111.0k 0.01% Reduced -3.3k -3,260
43 Astoria Portfolio Advisors LLC. 0.04% of their portfolio NEW YORK, NY 15,45415.5k $109.0k $109.0k 0.04% Reduced -207 -207
44 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 13,44413.4k $94.8k $94.8k 0.01% Reduced -22.9k -22,926
45 Beacon Financial Advisory LLC 0.03% of their portfolio CLEVELAND, OH 13,09513.1k $92.3k $92.3k 0.03% Added +960 +960
46 SUMMITRY LLC 0.00% of their portfolio Foster City, CA 10,00010.0k $70.5k $70.5k 0.00% Unchanged
47 Plante Moran Financial Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,5088.5k $60.0k $60.0k 0.01% Reduced -7.0k -6,961
48 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 8,5008.5k $60.0k $60.0k 0.00% New
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,1808.2k $57.7k $57.7k 0.00% Reduced -29.6k -29,581
50 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 7,0007.0k $49.4k $49.4k 0.00% New
51 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 2,7102.7k $19.1k $19.1k 0.00% New
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,6442.6k $18.6k $18.6k 0.00% Reduced -29.8k -29,813
53 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 2,4852.5k $18.0k $18.0k 0.01% Added +428 +428
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0002.0k $14.1k $14.1k 0.00% Unchanged
55 Byrne Asset Management LLC 0.01% of their portfolio KINGSTON, NJ 1,0001.0k $7.1k $7.1k 0.01% Unchanged
56 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 200200 $1.4k $1.4k 0.00% New
57 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 2020 $141 $141 0.00% Unchanged
58 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 55 $32 $32 0.00% Reduced -354 -354
59 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $7 $7 0.00% Unchanged
60 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $7 $7 0.00% New
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
62 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 00 $1 $1 0.00% Unchanged