Vault-13

SPRUCE POWER HOLDING CORP SPRU

COM NEW · Common Stock · CUSIP 9837FR209

32 institutional holders -5 vs Q4 2024
3,583,4733.6m shares reported held*
19.8% of all shares outstanding*
$8.6mreported value*
3 new 10 added 7 reduced 8 sold out net bought ≈ $247.7k (+102.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 18.1m as of 2025-03-24, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.41. Options: 2 managers hold calls ($241 notional), 2 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 1Q3 23: 2Q4 23: 42Q1 24: 43Q2 24: 39Q3 24: 36Q4 24: 37Q1 25: 3232Q2 23Q4 23Q2 24Q4 24Q1 25
Numbers
QuarterHolders
Q2 20231
Q3 20232
Q4 202342
Q1 202443
Q2 202439
Q3 202436
Q4 202437
Q1 202532

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 1 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 2 cut or sold outQ1 24: 15 bought or addedQ1 24: 19 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 13 cut or sold outQ3 24: 12 bought or addedQ3 24: 15 cut or sold outQ3 24Q4 24: 14 bought or addedQ4 24: 16 cut or sold outQ1 25: 13 bought or addedQ1 25: 15 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q3 202310
Q4 2023412
Q1 20241519
Q2 20241513
Q3 20241215
Q4 20241416
Q1 20251315

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ2 24 calls: $164.5kQ2 24 puts: $3.6kQ2 24P/C 0.02Q3 24 calls: $24.0kQ3 24 puts: $2.0kQ3 24P/C 0.08Q4 24 calls: $3.9kQ4 24 puts: $33.8kQ4 24P/C 8.75Q1 25 calls: $241Q1 25 puts: $0Q1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$164.5k$3.6k0.02
Q3 2024$24.0k$2.0k0.08
Q4 2024$3.9k$33.8k8.75
Q1 2025$241$00.00

Biggest buyers

UBS Group AG Added +70,634+70.6k
MACQUARIE GROUP LTD Added +34,354+34.4k
Clayton Partners LLC Added +20,264+20.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,697+10.7k
GEODE CAPITAL MANAGEMENT, LLC Added +4,133+4.1k
VANGUARD GROUP INC Added +2,859+2.9k
RENAISSANCE TECHNOLOGIES LLC Added +2,000+2.0k
ROYAL BANK OF CANADA Added +1,911+1.9k
OSAIC HOLDINGS, INC. Added +1,207+1.2k
Farther Finance Advisors, LLC New +25+25

Biggest sellers

Engineers Gate Manager LP Sold out -17,475-17.5k
MILLENNIUM MANAGEMENT LLC Sold out -11,352-11.4k
GROUP ONE TRADING LLC Reduced -9,352-9.4k
CITADEL ADVISORS LLC Sold out -4,360-4.4k
MORGAN STANLEY Reduced -878-878
GOLDMAN SACHS GROUP INC Reduced -596-596
FMR LLC Sold out -312-312
Crews Bank & Trust Sold out -250-250
Tower Research Capital LLC (TRC) Reduced -249-249
BlackRock, Inc. Reduced -235-235

Biggest calls

GROUP ONE TRADING LLC New $241100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STEEL PARTNERS HOLDINGS L.P. 13D · may seek influence +0.3 pts · filed 2026-09-23
Stated purposeOn September 21, 2026, SP Strategic Holdings entered into a Stock Purchase Agreement (the "SPA") with Ja-Chin Audrey Lee pursuant to which SP Strategic Holdings agreed to purchase an aggregate of 52,780 Shares from Ms. Lee for total consideration of $107,671. The foregoing description of the SPA does not purport to be complete and is qualified in its entirety by reference to the full text of the SPA, which is attached hereto as Exhibit 99.1 and incorporated by reference herein. Full filing
18.1% +0.3 pts 3.5m≈ $9.0m 2026-09-23

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q2 23: 5 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 7 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20235$132.5k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20247$144.8k0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 773,048773.0k $1.9m $1.9m 0.00% Reduced -116 -116
2 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 716,459716.5k $1.7m $1.7m 0.00% Added +34.4k +34,354
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 654,181654.2k $1.6m $1.6m 0.00% Added +2.9k +2,859
4 Clayton Partners LLC 0.97% of their portfolio BERKELEY, CA 463,335463.3k $1.1m $1.1m 0.97% Added +20.3k +20,264
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 249,640249.6k $601.6k $601.6k 0.00% Reduced -235 -235
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 163,519163.5k $394.2k $394.2k 0.00% Added +4.1k +4,133
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 138,820138.8k $334.6k $334.6k 0.00% Added +2.0k +2,000
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,41283.4k $201.0k $201.0k 0.00% Added +70.6k +70,634
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 80,09180.1k $193.0k $193.0k 0.00% Added +10.7k +10,697
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 44,03944.0k $106.1k $106.1k 0.00% Unchanged
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 44,02544.0k $106.1k $106.1k 0.00% Unchanged
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 32,87832.9k $79.2k $79.2k 0.00% Unchanged
13 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 32,63732.6k $79.0k $79.0k 0.00% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 31,58431.6k $76.1k $76.1k 0.00% Reduced -878 -878
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,82926.8k $64.7k $64.7k 0.00% Reduced -596 -596
16 Essex Financial Services, Inc. 0.00% of their portfolio ESSEX, CT 24,13724.1k $58.2k $58.2k 0.00% Unchanged
17 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 10,00010.0k $24.1k $24.1k 0.00% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,2536.3k $15.0k $15.0k 0.00% Added +1.9k +1,911
19 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4,2254.2k $10.2k $10.2k 0.00% Reduced -9.4k -9,352
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,1822.2k $5.2k $5.2k 0.00% Added +1.2k +1,207
21 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,5541.6k $3.7k $3.7k 0.00% Reduced -249 -249
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 230230 $555 $555 0.00% Added +6 +6
23 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 125125 $265 $265 0.00% Unchanged
24 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 107107 $0 $0 0.00% Reduced -67 -67
25 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5858 $140 $140 0.00% Unchanged
26 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4343 $104 $104 0.00% Unchanged
27 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2525 $53 $53 0.00% New
28 Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio ORLANDO, FL 1313 $32 $32 0.00% Unchanged
29 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 1212 $0 $0 0.00% New
30 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 1111 $27 $27 0.00% Unchanged
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $2 $2 0.00% New
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged