Vault-13

SPRUCE POWER HOLDING CORP SPRU

COM NEW · Common Stock · CUSIP 9837FR209

45 institutional holders -1 vs Q1 2026
6,447,4556.4m shares reported held*
33.5% of all shares outstanding*
$16.7mreported value*
5 new 11 added 13 reduced 6 sold out net sold ≈ $93.6k (-36.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 19.3m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.59. Options: 1 managers hold calls ($45.4k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 1Q3 23: 2Q4 23: 42Q1 24: 43Q2 24: 39Q3 24: 36Q4 24: 37Q1 25: 32Q2 25: 38Q3 25: 35Q4 25: 43Q1 26: 46Q2 26: 4545Q2 23Q1 24Q4 24Q3 25Q2 26
Numbers
QuarterHolders
Q2 20231
Q3 20232
Q4 202342
Q1 202443
Q2 202439
Q3 202436
Q4 202437
Q1 202532
Q2 202538
Q3 202535
Q4 202543
Q1 202646
Q2 202645

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 12 bought or addedQ3 24: 15 cut or sold outQ4 24: 14 bought or addedQ4 24: 16 cut or sold outQ4 24Q1 25: 13 bought or addedQ1 25: 15 cut or sold outQ2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 16 cut or sold outQ4 25: 26 bought or addedQ4 25: 10 cut or sold outQ4 25Q1 26: 15 bought or addedQ1 26: 21 cut or sold outQ2 26: 16 bought or addedQ2 26: 19 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241215
Q4 20241416
Q1 20251315
Q2 20251611
Q3 20251316
Q4 20252610
Q1 20261521
Q2 20261619

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 25 calls: $63.2kQ3 25 puts: $1.7kQ3 25P/C 0.03Q4 25 calls: $257.0kQ4 25 puts: $57.0kQ4 25P/C 0.22Q1 26 calls: $63.5kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $45.4kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$63.2k$1.7k0.03
Q4 2025$257.0k$57.0k0.22
Q1 2026$63.5k$00.00
Q2 2026$45.4k$00.00

Biggest buyers

STEEL PARTNERS HOLDINGS L.P. Added +69,222+69.2k
MYDA Advisors LLC New +50,000+50.0k
RAYMOND JAMES FINANCIAL INC New +46,183+46.2k
GSA CAPITAL PARTNERS LLP Added +35,351+35.4k
Squarepoint Ops LLC New +34,723+34.7k
VANGUARD CAPITAL MANAGEMENT LLC Added +14,147+14.1k
BlackRock, Inc. Added +13,724+13.7k
RENAISSANCE TECHNOLOGIES LLC Added +7,300+7.3k
NORTHERN TRUST CORP Added +4,913+4.9k
PRICE T ROWE ASSOCIATES INC /MD/ Added +3,972+4.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -142,185-142.2k
MARSHALL WACE, LLP Sold out -64,298-64.3k
TWO SIGMA INVESTMENTS, LP Reduced -29,256-29.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -15,908-15.9k
Schonfeld Strategic Advisors LLC Sold out -15,863-15.9k
CITADEL ADVISORS LLC Reduced -14,173-14.2k
Catalyst Funds Management Pty Ltd Sold out -10,800-10.8k
DIMENSIONAL FUND ADVISORS LP Reduced -10,783-10.8k
GEODE CAPITAL MANAGEMENT, LLC Reduced -7,317-7.3k
GROUP ONE TRADING LLC Sold out -2,329-2.3k

Biggest calls

JANE STREET GROUP, LLC New $45.4k17.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STEEL PARTNERS HOLDINGS L.P. 13D · may seek influence +0.3 pts · filed 2026-09-23
Stated purposeOn September 21, 2026, SP Strategic Holdings entered into a Stock Purchase Agreement (the "SPA") with Ja-Chin Audrey Lee pursuant to which SP Strategic Holdings agreed to purchase an aggregate of 52,780 Shares from Ms. Lee for total consideration of $107,671. The foregoing description of the SPA does not purport to be complete and is qualified in its entirety by reference to the full text of the SPA, which is attached hereto as Exhibit 99.1 and incorporated by reference herein. Full filing
18.1% +0.3 pts 3.5m≈ $9.0m 2026-09-23

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 7 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 1 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 1 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20247$144.8k0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—1$202.4k—
Q1 20260—0——
Q2 20260—1$42.6k—
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-21 Steel Excel Inc. +6 10% owner · By SP Strategic Holdings LLC Bought 52,780 $2.04 $107.7k52.8k shares +2%
2026-06-15 Norling Jonathan McWhinnie Chief Legal Officer Sold 15,000 $2.84 $42.6k15.0k shares -4%
2026-04-20 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 24,335 $4.13 $100.5k24.3k shares +1%
2026-04-17 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 3,640 $4.03 $14.7k3.6k shares +<1%
2026-04-16 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 141 $4.10 $578141 shares +<1%
2026-04-15 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 10,463 $4.09 $42.8k10.5k shares +<1%
2026-04-14 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 5,027 $4.05 $20.4k5.0k shares +<1%
2026-04-13 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 2,975 $4.00 $11.9k3.0k shares +<1%
2026-04-10 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 1,700 $4.00 $6.8k1.7k shares +<1%
2026-04-09 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 14,532 $3.98 $57.8k14.5k shares +<1%
2026-04-07 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 5,000 $4.00 $20.0k5.0k shares +<1%
2026-04-02 Steel Excel Inc. +6 10% owner · By Steel Connect Sub LLC Bought 1,409 $4.05 $5.7k1.4k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEEL PARTNERS HOLDINGS L.P. 11.34% of their portfolio New York, NY 3,429,3803.4m $8.8m $8.8m 11.34% Added +69.2k +69,222
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 773,005773.0k $2.0m $2.0m 0.00% Unchanged
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 648,066648.1k $1.7m $1.7m 0.00% Added +14.1k +14,147
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 261,366261.4k $674.3k $674.3k 0.00% Added +13.7k +13,724
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 243,533243.5k $628.3k $628.3k 0.00% Added +7.3k +7,300
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 193,815193.8k $500.4k $500.4k 0.00% Reduced -7.3k -7,317
7 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 132,531132.5k $341.9k $341.9k 0.00% Reduced -29.3k -29,256
8 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 102,571102.6k $264.6k $264.6k 0.00% Added +734 +734
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 91,23991.2k $235.4k $235.4k 0.00% Unchanged
10 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 78,87978.9k $204.0k $204.0k 0.01% Added +35.4k +35,351
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 53,60753.6k $138.3k $138.3k 0.00% Reduced -10.8k -10,783
12 MYDA Advisors LLC 0.03% of their portfolio WOODMERE, NY 50,00050.0k $129.0k $129.0k 0.03% New
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 46,18346.2k $119.2k $119.2k 0.00% New
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 44,02544.0k $113.6k $113.6k 0.00% Unchanged
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 40,01040.0k $103.2k $103.2k 0.00% Added +4.9k +4,913
16 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 37,66637.7k $97.2k $97.2k 0.00% Reduced -100 -100
17 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 34,72334.7k $89.6k $89.6k 0.00% New
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,39532.4k $83.6k $83.6k 0.00% Reduced -142.2k -142,185
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,31926.3k $67.9k $67.9k 0.00% Reduced -14.2k -14,173
20 Essex Financial Services, Inc. 0.00% of their portfolio ESSEX, CT 24,13724.1k $62.3k $62.3k 0.00% Unchanged
21 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 24,13024.1k $62.3k $62.3k 0.00% Reduced -1.5k -1,461
22 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 17,95017.9k $46.3k $46.3k 0.00% Reduced -22 -22
23 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 17,10217.1k $45.0k $45.0k 0.00% Added +4.0k +3,972
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,42616.4k $42.4k $42.4k 0.00% Reduced -911 -911
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,14512.1k $31.3k $31.3k 0.00% Reduced -15.9k -15,908
26 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 5,0005.0k $12.9k $12.9k 0.00% Unchanged
27 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 4,6964.7k $12.1k $12.1k 0.00% Unchanged
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,4443.4k $9.0k $9.0k 0.00% Added +1.4k +1,442
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,4701.5k $3.8k $3.8k 0.00% Added +57 +57
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 597597 $1.5k $1.5k 0.00% Reduced -43 -43
31 Physician Wealth Advisors, Inc. 0.00% of their portfolio MIDVALE, UT 222222 $573 $573 0.00% Unchanged
32 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 200200 $536 $536 0.00% Unchanged
33 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 125125 $323 $323 0.00% Unchanged
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 9696 $248 $248 0.00% New
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8787 $225 $225 0.00% Unchanged
36 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8181 $209 $209 0.00% Added +56 +56
37 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5858 $150 $150 0.00% Unchanged
38 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4343 $111 $111 0.00% Unchanged
39 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3535 $91 $91 0.00% New
40 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 2929 $75 $75 0.00% Unchanged
41 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1717 $44 $44 0.00% Unchanged
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 1616 $42 $42 0.00% Reduced -1.1k -1,143
43 Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio ORLANDO, FL 1313 $34 $34 0.00% Unchanged
44 FMR LLC 0.00% of their portfolio BOSTON, MA 1212 $31 $31 0.00% Reduced -58 -58
45 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 1111 $28 $28 0.00% Unchanged