Vault-13

SPRUCE POWER HOLDING CORP

COM CL A · CUSIP 9837FR100

3 institutional holders -57 vs Q3 2023
736,875736.9k shares reported held*
$3.3mreported value*
0 new 0 added 2 reduced 57 sold out net sold ≈ $119.1m (-27.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.42.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 72Q1 23: 69Q2 23: 65Q3 23: 60Q4 23: 33Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202278
Q4 202272
Q1 202369
Q2 202365
Q3 202360
Q4 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 36 bought or addedQ4 22: 37 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 21 cut or sold outQ3 23Q4 23: 0 bought or addedQ4 23: 59 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223637
Q1 20233031
Q2 20231827
Q3 20232421
Q4 2023059

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 23 calls: $122.2kQ1 23 puts: $69.4kQ1 23P/C 0.57Q2 23 calls: $117.1kQ2 23 puts: $55.6kQ2 23P/C 0.48Q3 23 calls: $65.4kQ3 23 puts: $44.2kQ3 23P/C 0.68Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$122.2k$69.4k0.57
Q2 2023$117.1k$55.6k0.48
Q3 2023$65.4k$44.2k0.68
Q4 2023$0$0—

Biggest buyers

None

Biggest sellers

JPMORGAN CHASE & CO Sold out -6,184,049-6.2m
VANGUARD GROUP INC Sold out -4,783,862-4.8m
MACQUARIE GROUP LTD Sold out -3,437,162-3.4m
MGG Investment Group LP Reduced -3,163,118-3.2m
BlackRock Inc. Sold out -1,636,176-1.6m
RENAISSANCE TECHNOLOGIES LLC Sold out -1,126,000-1.1m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,101,544-1.1m
Cresset Asset Management, LLC Sold out -914,639-914.6k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Sold out -883,100-883.1k
GSA CAPITAL PARTNERS LLP Sold out -595,258-595.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MGG Investment Group LP 2.39% of their portfolio New York, NY 451,874451.9k $2.0m $2.0m 2.39% Reduced -3.2m -3,163,118
2 Clayton Partners LLC 1.02% of their portfolio BERKELEY, CA 285,000285.0k $1.3m $1.3m 1.02% Reduced -465.3k -465,261
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $1 $1 0.00% Unchanged