SPRUCE POWER HOLDING CORP
COM CL A · CUSIP 9837FR100
60
institutional holders
-5 vs Q2 2023
27.7m
shares reported held*
$19.1mreported value*
6 new
18 added
9 reduced
12 sold out
net sold ≈ $1.5m (-2.2m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.69. Options: 5 managers hold calls ($65.4k notional), 4 hold puts ($44.2k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 72 |
| Q1 2023 | 69 |
| Q2 2023 | 65 |
| Q3 2023 | 60 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 37 |
| Q1 2023 | 30 | 31 |
| Q2 2023 | 18 | 27 |
| Q3 2023 | 24 | 21 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $274.9k | $190.3k | 0.69 |
| Q1 2023 | $122.2k | $69.4k | 0.57 |
| Q2 2023 | $117.1k | $55.6k | 0.48 |
| Q3 2023 | $65.4k | $44.2k | 0.68 |
Biggest buyers
| Clayton Partners LLC | Added | +410.5k |
| GSA CAPITAL PARTNERS LLP | Added | +87.9k |
| VANGUARD GROUP INC | Added | +86.7k |
| JANE STREET GROUP, LLC | Added | +47.0k |
| TWO SIGMA SECURITIES, LLC | New | +31.3k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +28.2k |
| Squarepoint Ops LLC | Added | +25.9k |
| GROUP ONE TRADING LLC | Added | +25.0k |
| CIBC WORLD MARKET INC. | New | +23.5k |
| MILLENNIUM MANAGEMENT LLC | Added | +7.8k |
Biggest sellers
| ARDSLEY ADVISORY PARTNERS LP | Sold out | -1.1m |
| J. Goldman & Co LP | Sold out | -865.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ | Sold out | -261.1k |
| HighTower Advisors, LLC | Sold out | -184.0k |
| MACQUARIE GROUP LTD | Reduced | -157.8k |
| BlackRock Inc. | Reduced | -127.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -58.3k |
| Virtu Financial LLC | Sold out | -57.9k |
| XTX Topco Ltd | Sold out | -43.6k |
| GOLDMAN SACHS GROUP INC | Reduced | -29.7k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $30.7k45.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $18.2k26.8k shares |
| SIMPLEX TRADING, LLC | Added | $16.0k24.4k shares |
| GROUP ONE TRADING LLC | Reduced | $476700 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $43.7k64.2k shares |
| CITADEL ADVISORS LLC | Reduced | $544800 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $01.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.2m $4.2m | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.8m $3.3m | Added +86.7k |
| MGG Investment Group LP 3.40% of their portfolio | 3.6m $2.5m | Unchanged |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 3.4m $2.3m | Reduced -157.8k |
| BlackRock Inc. 0.00% of their portfolio | 1.6m $1.1m | Reduced -127.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 1.1m $766.0k | Added +28.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $749.3k | Added +917 |
| Cresset Asset Management, LLC 0.00% of their portfolio | 914.6k $622.0k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 883.1k $600.5k | Unchanged |
| Clayton Partners LLC 0.43% of their portfolio | 750.3k $510.2k | Added +410.5k |
| GSA CAPITAL PARTNERS LLP 0.03% of their portfolio | 595.3k $405.0k | Added +87.9k |
| MORGAN STANLEY 0.00% of their portfolio | 473.1k $321.7k | Reduced -11.4k |
| STATE STREET CORP 0.00% of their portfolio | 391.5k $266.2k | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 265.8k $180.7k | Added +2.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 209.5k $142.4k | Reduced -1.3k |
| Essex Financial Services, Inc. 0.02% of their portfolio | 193.1k $131.3k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 148.6k $101.1k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 117.3k $79.8k | Added +25.9k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 86.5k $58.9k | Added +47.0k |
| EMFO, LLC 0.05% of their portfolio | 72.4k $49.2k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 69.5k $47.2k | Unchanged |
| Marathon Trading Investment Management LLC 0.03% of their portfolio | 67.0k $45.6k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 48.3k $32.9k | Added +1 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 40.0k $27.2k | Added +25.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 38.4k $208.8k | Reduced -29.7k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 32.5k $22.1k | Reduced -2.0k |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 31.3k $21.3k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 31.2k $21.2k | Added +7.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 30.4k $20.7k | Added +2.1k |
| New Capital Management LP 0.01% of their portfolio | 29.9k $20.3k | First filing |
| Engineers Gate Manager LP 0.00% of their portfolio | 29.7k $20.2k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 29.3k $19.9k | Reduced -58.3k |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 23.5k $128.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 22.5k $15.0k | Added +950 |
| Montis Financial, LLC 0.01% of their portfolio | 21.8k $14.8k | Unchanged |
| VERUS CAPITAL PARTNERS, LLC 0.00% of their portfolio | 20.3k $13.8k | Unchanged |
| Jade Capital Advisors, LLC 0.01% of their portfolio | 20.0k $13.6k | Unchanged |
| TFC Financial Management, Inc. 0.00% of their portfolio | 15.0k $10.2k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 14.7k $10.0k | Added +4.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.5k $10.0k | Reduced -5.0k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 14.0k $9.5k | Unchanged |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 12.0k $8.1k | Added +1.1k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.5k $7.8k | Unchanged |
| FMR LLC 0.00% of their portfolio | 10.8k $7.3k | Added +15 |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 10.5k $7.1k | Unchanged |
| PEDDOCK CAPITAL ADVISORS, LLC 0.00% of their portfolio | 10.2k $6.9k | Added +165 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 2.7k $1.0k | First filing |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 1.9k $1.0k | New |
| NFSG Corp 0.00% of their portfolio | 1.0k $680 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 924 $628 | Added +16 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 779 $530 | New |
| UBS Group AG 0.00% of their portfolio | 710 $483 | Reduced -484 |
| SouthState Bank Corp 0.00% of their portfolio | 590 $401 | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 250 $170 | Unchanged |
| Cornerstone Planning Group LLC 0.00% of their portfolio | 235 $160 | New |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 110 $75 | Unchanged |
| Creative Planning 0.00% of their portfolio | 100 $68 | New |
| Avion Wealth 0.00% of their portfolio | 100 $0 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |