SPRUCE POWER HOLDING CORP
COM CL A · CUSIP 9837FR100
65
institutional holders
-4 vs Q1 2023
29.9m
shares reported held*
$24.2mreported value*
6 new
12 added
19 reduced
8 sold out
net sold ≈ $2.3m (-2.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.81. Options: 5 managers hold calls ($117.1k notional), 3 hold puts ($55.6k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 72 |
| Q1 2023 | 69 |
| Q2 2023 | 65 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 37 |
| Q1 2023 | 30 | 31 |
| Q2 2023 | 18 | 27 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $268.0k | $214.0k | 0.80 |
| Q4 2022 | $274.9k | $190.3k | 0.69 |
| Q1 2023 | $122.2k | $69.4k | 0.57 |
| Q2 2023 | $117.1k | $55.6k | 0.48 |
Biggest buyers
| MACQUARIE GROUP LTD | Added | +482.3k |
| Clayton Partners LLC | New | +339.8k |
| GSA CAPITAL PARTNERS LLP | Added | +179.7k |
| MGG Investment Group LP | Added | +96.8k |
| MORGAN STANLEY | Added | +70.4k |
| XTX Topco Ltd | New | +43.6k |
| Virtu Financial LLC | Added | +35.7k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +22.3k |
| Squarepoint Ops LLC | Added | +22.0k |
| Cubist Systematic Strategies, LLC | New | +14.9k |
Biggest sellers
| J. Goldman & Co LP | Reduced | -1.6m |
| Soviero Asset Management, LP | Sold out | -600.0k |
| BBR PARTNERS, LLC | Sold out | -442.1k |
| Cresset Asset Management, LLC | Reduced | -430.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -231.8k |
| BlackRock Inc. | Reduced | -230.9k |
| CITADEL ADVISORS LLC | Reduced | -150.0k |
| GOLDMAN SACHS GROUP INC | Reduced | -108.3k |
| Qube Research & Technologies Ltd | Sold out | -74.7k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -72.8k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $66.9k82.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $31.6k39.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $15.0k19.6k shares |
| GROUP ONE TRADING LLC | Reduced | $3.6k4.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Added | $52.2k64.3k shares |
| CITADEL ADVISORS LLC | Reduced | $3.4k4.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.2m $5.0m | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.7m $3.8m | Reduced -21.9k |
| MGG Investment Group LP 4.02% of their portfolio | 3.6m $2.9m | Added +96.8k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 3.6m $2.9m | Added +482.3k |
| BlackRock Inc. 0.00% of their portfolio | 1.8m $1.4m | Reduced -230.9k |
| ARDSLEY ADVISORY PARTNERS LP 0.20% of their portfolio | 1.1m $899.6k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $893.5k | Reduced -14.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 1.1m $891.0k | Added +22.3k |
| Cresset Asset Management, LLC 0.01% of their portfolio | 914.6k $742.5k | Reduced -430.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 883.1k $716.9k | Unchanged |
| J. Goldman & Co LP 0.04% of their portfolio | 865.7k $702.8k | Reduced -1.6m |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 507.3k $412.0k | Added +179.7k |
| MORGAN STANLEY 0.00% of their portfolio | 484.5k $393.3k | Added +70.4k |
| STATE STREET CORP 0.00% of their portfolio | 391.5k $317.8k | Unchanged |
| Clayton Partners LLC 0.24% of their portfolio | 339.8k $275.8k | New |
| Invesco Ltd. 0.00% of their portfolio | 263.7k $214.0k | Reduced -1.3k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 261.1k $212.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 210.8k $171.1k | Reduced -458 |
| Essex Financial Services, Inc. 0.02% of their portfolio | 193.1k $156.8k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 184.0k $149.0k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 148.6k $120.5k | Reduced -16.2k |
| Squarepoint Ops LLC 0.00% of their portfolio | 91.4k $74.2k | Added +22.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 87.6k $71.1k | Reduced -231.8k |
| EMFO, LLC 0.05% of their portfolio | 72.4k $58.8k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 69.5k $56.4k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 68.0k $55.2k | Reduced -108.3k |
| Marathon Trading Investment Management LLC 0.03% of their portfolio | 67.0k $54.4k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 57.9k $47.0k | Added +35.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 48.3k $39.2k | Unchanged |
| XTX Topco Ltd 0.01% of their portfolio | 43.6k $35.4k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 39.6k $32.1k | Reduced -62.3k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 34.5k $28.0k | Unchanged |
| Engineers Gate Manager LP 0.00% of their portfolio | 29.7k $24.1k | Added +303 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 28.3k $22.9k | Reduced -700 |
| Mariner, LLC 0.00% of their portfolio | 27.4k $22.3k | Reduced -4.1k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 23.4k $19.0k | Reduced -72.8k |
| Montis Financial, LLC 0.01% of their portfolio | 21.8k $17.7k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.6k $18.0k | Reduced -900 |
| VERUS CAPITAL PARTNERS, LLC 0.00% of their portfolio | 20.3k $16.5k | Unchanged |
| Jade Capital Advisors, LLC 0.01% of their portfolio | 20.0k $16.2k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 19.5k $15.0k | Added +6.8k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 15.0k $12.2k | Added +1.9k |
| TFC Financial Management, Inc. 0.00% of their portfolio | 15.0k $12.2k | Unchanged |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 14.9k $12.1k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 14.0k $11.4k | Reduced -150.0k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 14.0k $11.4k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.5k $9.3k | Unchanged |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 10.9k $8.8k | Reduced -253 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 10.8k $8.7k | Added +4.5k |
| FMR LLC 0.00% of their portfolio | 10.7k $8.7k | Added +10.6k |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 10.5k $8.5k | New |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 10.0k $8.1k | New |
| PEDDOCK CAPITAL ADVISORS, LLC 0.00% of their portfolio | 10.0k $8.1k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.2k $970 | Reduced -7.8k |
| NFSG Corp 0.00% of their portfolio | 1.0k $812 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 908 $737 | Reduced -1.1k |
| SouthState Bank Corp 0.00% of their portfolio | 590 $479 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 350 $284 | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 250 $203 | Unchanged |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 110 $90 | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 100 $82 | Unchanged |
| Avion Wealth 0.00% of their portfolio | 100 $0 | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 20 $16 | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |