SPRUCE POWER HOLDING CORP
COM CL A · CUSIP 9837FR100
69
institutional holders
-3 vs Q4 2022
33.1m
shares reported held*
$27.1mreported value*
11 new
19 added
18 reduced
13 sold out
net bought ≈ $1.5m (+1.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.82. Options: 5 managers hold calls ($122.2k notional), 4 hold puts ($69.4k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 72 |
| Q1 2023 | 69 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 37 |
| Q1 2023 | 30 | 31 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $268.0k | $214.0k | 0.80 |
| Q4 2022 | $274.9k | $190.3k | 0.69 |
| Q1 2023 | $122.2k | $69.4k | 0.57 |
Biggest buyers
| J. Goldman & Co LP | Added | +796.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +720.0k |
| Soviero Asset Management, LP | New | +600.0k |
| BBR PARTNERS, LLC | New | +442.1k |
| Invesco Ltd. | New | +265.0k |
| Essex Financial Services, Inc. | New | +193.1k |
| GOLDMAN SACHS GROUP INC | Added | +158.0k |
| MACQUARIE GROUP LTD | Added | +135.1k |
| ARDSLEY ADVISORY PARTNERS LP | Added | +108.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +104.0k |
Biggest sellers
| EJF Capital LP | Sold out | -774.0k |
| MORGAN STANLEY | Reduced | -230.2k |
| JANE STREET GROUP, LLC | Reduced | -206.4k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -149.8k |
| GSA CAPITAL PARTNERS LLP | Reduced | -136.8k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -130.4k |
| SIMPLEX TRADING, LLC | Sold out | -63.3k |
| Vontobel Holding Ltd. | Sold out | -63.1k |
| Jump Financial, LLC | Sold out | -59.2k |
| CITADEL ADVISORS LLC | Reduced | -55.2k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $52.2k63.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $40.2k49.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $17.0k21.2k shares |
| GROUP ONE TRADING LLC | Reduced | $12.8k15.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $51.8k63.2k shares |
| CITADEL ADVISORS LLC | Reduced | $16.6k20.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $1.0k1.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.2m $5.1m | Reduced -8.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.7m $3.9m | Added +44.7k |
| MGG Investment Group LP 3.32% of their portfolio | 3.5m $2.9m | Unchanged |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 3.1m $2.6m | Added +135.1k |
| J. Goldman & Co LP 0.12% of their portfolio | 2.4m $2.0m | Added +796.1k |
| BlackRock Inc. 0.00% of their portfolio | 2.0m $1.6m | Added +8.2k |
| Cresset Asset Management, LLC 0.02% of their portfolio | 1.3m $1.1m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $914.6k | Added +42.3k |
| ARDSLEY ADVISORY PARTNERS LP 0.20% of their portfolio | 1.1m $908.6k | Added +108.1k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 1.1m $882.0k | Added +29.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 883.1k $724.1k | Added +720.0k |
| Soviero Asset Management, LP 0.25% of their portfolio | 600.0k $492.0k | New |
| BBR PARTNERS, LLC 0.04% of their portfolio | 442.1k $362.5k | New |
| MORGAN STANLEY 0.00% of their portfolio | 414.1k $339.6k | Reduced -230.2k |
| STATE STREET CORP 0.00% of their portfolio | 391.5k $321.1k | Added +20.4k |
| ETF MANAGERS GROUP, LLC 0.01% of their portfolio | 362.7k $297.4k | Added +5.4k |
| GSA CAPITAL PARTNERS LLP 0.03% of their portfolio | 327.6k $269.0k | Reduced -136.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 319.4k $261.9k | Added +104.0k |
| Invesco Ltd. 0.00% of their portfolio | 265.0k $217.3k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 261.1k $215.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 211.2k $173.2k | Added +17.5k |
| Essex Financial Services, Inc. 0.02% of their portfolio | 193.1k $158.3k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 184.0k $151.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 176.4k $144.6k | Added +158.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 164.8k $135.1k | Added +15.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 164.1k $134.5k | Reduced -55.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 101.9k $83.6k | Reduced -206.4k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 96.2k $79.0k | Reduced -130.4k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 74.7k $61.3k | Reduced -37.9k |
| EMFO, LLC 0.06% of their portfolio | 72.4k $59.4k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 69.5k $57.0k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 69.4k $56.9k | New |
| Marathon Trading Investment Management LLC 0.03% of their portfolio | 67.0k $54.9k | Reduced -5.6k |
| New Capital Management LP 0.02% of their portfolio | 59.8k $49.0k | Unchanged |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 48.6k $39.9k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 48.3k $39.6k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 34.5k $28.3k | Added +4.0k |
| Mariner, LLC 0.00% of their portfolio | 31.5k $26.0k | Added +6.6k |
| Engineers Gate Manager LP 0.00% of their portfolio | 29.4k $24.1k | Added +12.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 29.0k $23.7k | Reduced -5.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 22.5k $18.0k | Reduced -770 |
| Virtu Financial LLC 0.00% of their portfolio | 22.1k $18.0k | New |
| Montis Financial, LLC 0.01% of their portfolio | 21.8k $17.9k | Unchanged |
| VERUS CAPITAL PARTNERS, LLC 0.00% of their portfolio | 20.3k $16.7k | Added +3.3k |
| Jade Capital Advisors, LLC 0.02% of their portfolio | 20.0k $16.4k | Unchanged |
| RPG Investment Advisory, LLC 0.00% of their portfolio | 17.5k $14.3k | Reduced -28.0k |
| TFC Financial Management, Inc. 0.00% of their portfolio | 15.0k $12.3k | Unchanged |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 14.0k $11.5k | Reduced -100 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 13.2k $10.8k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 12.7k $10.0k | Reduced -1.9k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.5k $9.4k | Unchanged |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 11.1k $9.1k | Reduced -18 |
| PEDDOCK CAPITAL ADVISORS, LLC 0.00% of their portfolio | 10.0k $8.2k | New |
| 1620 INVESTMENT ADVISORS, INC. 0.01% of their portfolio | 10.0k $8.7k | New |
| UBS Group AG 0.00% of their portfolio | 9.0k $7.4k | Reduced -26.4k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 6.2k $5.0k | Reduced -5.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.0k $1.7k | Added +1.0k |
| Capital Advisors, Ltd. LLC 0.00% of their portfolio | 1.0k $1.0k | New |
| NFSG Corp 0.00% of their portfolio | 1.0k $820 | Unchanged |
| SouthState Bank Corp 0.00% of their portfolio | 590 $484 | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 400 $328 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 350 $287 | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 250 $205 | Unchanged |
| FMR LLC 0.00% of their portfolio | 148 $120 | Reduced -533 |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 110 $91 | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 100 $82 | Unchanged |
| Avion Wealth 0.00% of their portfolio | 100 $0 | Reduced -100 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |