SPRUCE POWER HOLDING CORP
COM CL A · CUSIP 9837FR100
72
institutional holders
-6 vs Q3 2022
31.2m
shares reported held*
$28.7mreported value*
18 new
18 added
15 reduced
22 sold out
net bought ≈ $2.6m (+2.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.92. Options: 8 managers hold calls ($274.9k notional), 7 hold puts ($190.3k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 72 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $268.0k | $214.0k | 0.80 |
| Q4 2022 | $274.9k | $190.3k | 0.69 |
Biggest buyers
| MACQUARIE GROUP LTD | New | +3.0m |
| J. Goldman & Co LP | Added | +1.5m |
| ARDSLEY ADVISORY PARTNERS LP | New | +1.0m |
| EJF Capital LP | New | +774.0k |
| JANE STREET GROUP, LLC | Added | +188.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | New | +163.1k |
| MONEY CONCEPTS CAPITAL CORP | New | +149.8k |
| GSA CAPITAL PARTNERS LLP | Added | +141.1k |
| VANGUARD GROUP INC | Added | +97.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ | Added | +75.0k |
Biggest sellers
| STATE STREET CORP | Reduced | -1.4m |
| BNP PARIBAS FINANCIAL MARKETS | Sold out | -556.9k |
| BANK OF AMERICA CORP /DE/ | Reduced | -490.4k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -434.9k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -354.2k |
| TWO SIGMA ADVISERS, LP | Sold out | -242.4k |
| MORGAN STANLEY | Reduced | -188.7k |
| Ergoteles LLC | Sold out | -161.3k |
| XTX Topco Ltd | Sold out | -155.5k |
| Marquette Asset Management, LLC | Sold out | -125.7k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $184.0k200.2k shares |
| WOLVERINE TRADING, LLC | Reduced | $32.0k34.3k shares |
| SIMPLEX TRADING, LLC | Added | $26.0k29.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $16.8k18.3k shares |
| GROUP ONE TRADING LLC | Added | $16.1k17.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| HAP Trading, LLC | Reduced | $024.0k shares |
| Cutler Group LLC / CA | Unchanged | $03.3k shares |
Biggest puts
| GROUP ONE TRADING LLC | Added | $69.5k75.6k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $52.8k57.4k shares |
| CITADEL ADVISORS LLC | Reduced | $49.0k53.3k shares |
| WOLVERINE TRADING, LLC | New | $14.0k15.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $5.0k6.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.2m $5.7m | Added +8.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 4.7m $4.3m | Added +97.6k |
| MGG Investment Group LP 2.97% of their portfolio | 3.5m $3.2m | Unchanged |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 3.0m $2.7m | New |
| BlackRock Inc. 0.00% of their portfolio | 2.0m $1.8m | Added +19.8k |
| J. Goldman & Co LP 0.11% of their portfolio | 1.7m $1.5m | Added +1.5m |
| Cresset Asset Management, LLC 0.02% of their portfolio | 1.3m $1.2m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $986.0k | Added +71.7k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 1.0m $962.0k | Reduced -434.9k |
| ARDSLEY ADVISORY PARTNERS LP 0.23% of their portfolio | 1.0m $919.1k | New |
| EJF Capital LP 0.22% of their portfolio | 774.0k $711.4k | New |
| MORGAN STANLEY 0.00% of their portfolio | 644.3k $592.2k | Reduced -188.7k |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 464.4k $427.0k | Added +141.1k |
| STATE STREET CORP 0.00% of their portfolio | 371.1k $341.1k | Reduced -1.4m |
| ETF MANAGERS GROUP, LLC 0.02% of their portfolio | 357.3k $328.4k | Added +13.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 308.3k $283.4k | Added +188.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 261.1k $240.0k | Added +75.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 226.6k $208.0k | Reduced -91.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 219.3k $201.6k | Added +55.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 215.4k $198.0k | Reduced -15.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 193.7k $178.0k | Reduced -17.0k |
| HighTower Advisors, LLC 0.00% of their portfolio | 184.0k $169.0k | Reduced -1.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 163.1k $149.9k | New |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 149.8k $137.6k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 149.2k $137.1k | Reduced -490.4k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 112.6k $103.5k | Added +13.0k |
| Marathon Trading Investment Management LLC 0.04% of their portfolio | 72.6k $66.7k | Unchanged |
| EMFO, LLC 0.07% of their portfolio | 72.4k $66.5k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 69.5k $63.8k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 63.3k $58.0k | Added +50.0k |
| Vontobel Holding Ltd. 0.00% of their portfolio | 63.1k $58.0k | Reduced -3.5k |
| New Capital Management LP 0.02% of their portfolio | 59.8k $54.9k | Unchanged |
| Jump Financial, LLC 0.00% of their portfolio | 59.2k $54.4k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 48.3k $44.4k | Unchanged |
| RPG Investment Advisory, LLC 0.01% of their portfolio | 45.5k $42.0k | Reduced -13.4k |
| UBS Group AG 0.00% of their portfolio | 35.4k $32.5k | Added +11.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 34.9k $32.0k | Added +9.2k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 30.6k $28.1k | Unchanged |
| Arete Wealth Advisors, LLC 0.00% of their portfolio | 25.7k $23.6k | Added +700 |
| Mariner, LLC 0.00% of their portfolio | 24.9k $23.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 23.2k $21.0k | New |
| Montis Financial, LLC 0.02% of their portfolio | 21.8k $20.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 20.0k $18.4k | Unchanged |
| Jade Capital Advisors, LLC 0.05% of their portfolio | 20.0k $18.4k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 18.4k $16.9k | Added +7.5k |
| VERUS CAPITAL PARTNERS, LLC 0.00% of their portfolio | 17.0k $15.6k | Reduced -1.2k |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 17.0k $16.0k | New |
| Engineers Gate Manager LP 0.00% of their portfolio | 16.5k $15.2k | Reduced -4.6k |
| TFC Financial Management, Inc. 0.00% of their portfolio | 15.0k $13.8k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.6k $13.0k | Reduced -6.9k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 14.4k $13.3k | Reduced -36.1k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 14.1k $13.0k | Added +100 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 12.0k $11.0k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.5k $11.0k | Unchanged |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 11.2k $10.3k | Reduced -3 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.0k $951 | Added +30 |
| NFSG Corp 0.00% of their portfolio | 1.0k $919 | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 1.0k $1.4k | Unchanged |
| FMR LLC 0.00% of their portfolio | 681 $626 | New |
| SouthState Bank Corp 0.00% of their portfolio | 590 $542 | New |
| ROMANO BROTHERS AND COMPANY 0.00% of their portfolio | 500 $460 | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 470 $432 | New |
| EWG Elevate Inc. 0.00% of their portfolio | 464 $426 | New |
| Belpointe Asset Management LLC 0.00% of their portfolio | 400 $368 | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 350 $322 | New |
| Focused Wealth Management, Inc 0.00% of their portfolio | 250 $230 | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 200 $183 | Unchanged |
| Avion Wealth 0.00% of their portfolio | 200 $0 | Unchanged |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 110 $101 | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 100 $92 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |