Vault-13

WORKIVA INC WK 1.25 08.15.28

NOTE 1.250% 8/1 · US DOMESTIC · CUSIP 98139AAD7

44 institutional holders -9 vs Q4 2025
22,860,00022.9m shares reported held*
$617.6mreported value*
9 new 12 added 11 reduced 18 sold out net sold ≈ $4.4m (-475.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.01.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 24: 47Q4 24: 54Q1 25: 61Q2 25: 58Q3 25: 50Q4 25: 53Q1 26: 4444Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q3 202447
Q4 202454
Q1 202561
Q2 202558
Q3 202550
Q4 202553
Q1 202644

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 24: 24 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 26 bought or addedQ1 25: 25 cut or sold outQ1 25Q2 25: 30 bought or addedQ2 25: 25 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 27 cut or sold outQ3 25Q4 25: 19 bought or addedQ4 25: 18 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 29 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q4 20242418
Q1 20252625
Q2 20253025
Q3 20252427
Q4 20251918
Q1 20262129

Biggest buyers

STEELHEAD PARTNERS LLC New +57,500,000+57.5m
Jain Global LLC New +23,421,000+23.4m
Linden Advisors LP Added +20,045,000+20.0m
BlackRock, Inc. Added +11,525,000+11.5m
Point72 Asset Management, L.P. Added +8,675,000+8.7m
Walleye Capital LLC New +8,461,000+8.5m
LAZARD ASSET MANAGEMENT LLC Added +7,583,000+7.6m
BNP PARIBAS FINANCIAL MARKETS Added +3,971,000+4.0m
Opti Capital Management, LP Added +3,945,000+3.9m
CITIGROUP INC New +3,646,000+3.6m

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Sold out -35,404,000-35.4m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -21,435,000-21.4m
AQR Arbitrage LLC Sold out -19,580,000-19.6m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -18,500,000-18.5m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -14,000,000-14.0m
Amundi Sold out -10,302,000-10.3m
SHENKMAN CAPITAL MANAGEMENT INC Sold out -7,357,000-7.4m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Sold out -6,700,000-6.7m
ROYAL BANK OF CANADA Sold out -3,896,000-3.9m
Lombard Odier Asset Management (Europe) Ltd Sold out -3,002,000-3.0m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.48% of their portfolio New York, NY 92,320,00092.3m $86.6m $86.6m 0.48% Added +20.0m +20,045,000
2 DeepCurrents Investment Group LLC 2.72% of their portfolio NEW YORK, NY 70,700,00070.7m $66.2m $66.2m 2.72% Unchanged
3 WOLVERINE ASSET MANAGEMENT LLC 1.02% of their portfolio CHICAGO, IL 69,682,00069.7m $65.2m $65.2m 1.02% Added +2.1m +2,150,000
4 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 65,950,00066.0m $61.9m $61.9m 0.02% Unchanged
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 57,930,00057.9m $54.2m $54.2m 0.00% Added +11.5m +11,525,000
6 STEELHEAD PARTNERS LLC 3.88% of their portfolio SEATTLE, WA 57,500,00057.5m $53.9m $53.9m 3.88% New
7 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 38,652,00038.7m $362.8k $362.8k 0.00% Added +7.6m +7,583,000
8 Opti Capital Management, LP 2.58% of their portfolio New York, NY 37,945,00037.9m $35.8m $35.8m 2.58% Added +3.9m +3,945,000
9 Calamos Advisors LLC 0.12% of their portfolio NAPERVILLE, IL 33,626,00033.6m $31.5m $31.5m 0.12% Reduced -110.0k -110,000
10 Jain Global LLC 0.28% of their portfolio NEW YORK, NY 23,421,00023.4m $22.0m $22.0m 0.28% New
11 MacKay Shields LLC 0.58% of their portfolio New York, NY 16,850,00016.9m $15.8m $15.8m 0.58% Unchanged
12 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.90% of their portfolio NEW YORK, NY 15,234,00015.2m $14.2m $14.2m 0.90% Reduced -14.0m -14,000,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,615,00014.6m $13.7m $13.7m 0.00% Reduced -1.0m -1,000,000
14 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 13,675,00013.7m $12.8m $12.8m 0.02% Added +8.7m +8,675,000
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,638,0009.6m $9.0m $9.0m 0.00% Reduced -1.8m -1,800,000
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 8,963,0009.0m $8.4m $8.4m 0.01% Added +4.0m +3,971,000
17 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 8,461,0008.5m $7.9m $7.9m 0.05% New
18 TENOR CAPITAL MANAGEMENT Co., L.P. 0.11% of their portfolio NEW YORK, NY 7,626,0007.6m $7.2m $7.2m 0.11% Reduced -18.5m -18,500,000
19 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 7,400,0007.4m $6.9m $6.9m 0.01% Reduced -2.5m -2,500,000
20 ABSOLUTE INVESTMENT ADVISERS, LLC 0.77% of their portfolio ROSEMARY BEACH, FL 7,000,0007.0m $6.6m $6.6m 0.77% Unchanged
21 CSS LLC/IL 0.25% of their portfolio CHICAGO, IL 4,787,0004.8m $4.5m $4.5m 0.25% Added +1.8m +1,809,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,301,0004.3m $4.0m $4.0m 0.00% Added +2.3m +2,267,000
23 FMR LLC 0.00% of their portfolio BOSTON, MA 4,215,0004.2m $3.9m $3.9m 0.00% Unchanged
24 PALISADE CAPITAL MANAGEMENT, LP 0.13% of their portfolio FORT LEE, NJ 4,205,0004.2m $3.9m $3.9m 0.13% Added +111.0k +111,000
25 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,646,0003.6m $3.4m $3.4m 0.00% New
26 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $2.8m $2.8m 0.01% Unchanged
27 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 3,000,0003.0m $2.8m $2.8m 0.01% New
28 Ares Systematic Credit Ltd 1.84% of their portfolio LONDON, X0 2,500,0002.5m $2.3m $2.3m 1.84% Reduced -1.7m -1,700,000
29 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 2,000,0002.0m $1.9m $1.9m 0.00% Unchanged
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,802,0001.8m $1.7m $1.7m 0.00% New
31 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 1,274,0001.3m $1.2m $1.2m 0.00% Reduced -1.2m -1,226,000
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,187,0001.2m $1.1m $1.1m 0.00% New
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,111,0001.1m $1.0m $1.0m 0.00% Added +1.0m +1,017,000
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 602,000602.0k $563.6k $563.6k 0.00% New
35 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 523,000523.0k $489.0k $489.0k 0.03% New
36 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 500,000500.0k $469.6k $469.6k 0.00% Reduced -1.2m -1,183,000
37 INGALLS & SNYDER LLC 0.01% of their portfolio NEW YORK, NY 380,000380.0k $356.0k $356.0k 0.01% Unchanged
38 Kohlberg Kravis Roberts & Co. L.P. 0.00% of their portfolio NEW YORK, NY 261,000261.0k $245.0k $245.0k 0.00% Reduced -450.0k -450,000
39 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 236,000236.0k $220.9k $220.9k 0.00% Reduced -2.8m -2,822,000
40 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 135,000135.0k $126.2k $126.2k 0.00% Unchanged
41 Calamos Wealth Management LLC 0.00% of their portfolio NAPERVILLE, IL 134,000134.0k $125.6k $125.6k 0.00% Added +24.0k +24,000
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 65,00065.0k $61.5k $61.5k 0.00% Unchanged
43 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,00012.0k $11.2k $11.2k 0.00% Unchanged
44 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% Unchanged