Vault-13

WORKIVA INC WK 1.25 08.15.28

NOTE 1.250% 8/1 · US DOMESTIC · CUSIP 98139AAD7

58 institutional holders -3 vs Q1 2025
21,281,12821.3m shares reported held*
$649.6mreported value*
10 new 20 added 13 reduced 12 sold out net sold ≈ $31.5m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.53.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 24: 47Q4 24: 54Q1 25: 61Q2 25: 5858Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q3 202447
Q4 202454
Q1 202561
Q2 202558

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 24: 24 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 26 bought or addedQ1 25: 25 cut or sold outQ1 25Q2 25: 30 bought or addedQ2 25: 25 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q4 20242418
Q1 20252625
Q2 20253025

Biggest buyers

HIGHBRIDGE CAPITAL MANAGEMENT LLC New +39,274,000+39.3m
ADVENT CAPITAL MANAGEMENT /DE/ Added +23,513,000+23.5m
TENOR CAPITAL MANAGEMENT Co., L.P. New +13,531,000+13.5m
LAZARD ASSET MANAGEMENT LLC Added +6,234,000+6.2m
DeepCurrents Investment Group LLC Added +6,000,000+6.0m
Linden Advisors LP Added +4,750,000+4.8m
NEW YORK STATE COMMON RETIREMENT FUND Added +4,124,000+4.1m
BANK OF MONTREAL /CAN/ Added +3,255,000+3.3m
TRUIST FINANCIAL CORP New +2,803,000+2.8m
WOLVERINE ASSET MANAGEMENT LLC Added +2,300,000+2.3m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -33,220,000-33.2m
READYSTATE ASSET MANAGEMENT LP Sold out -21,000,000-21.0m
CITADEL ADVISORS LLC Sold out -20,333,000-20.3m
Nuveen, LLC Sold out -18,000,000-18.0m
JANE STREET GROUP, LLC Sold out -13,000,000-13.0m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -8,854,000-8.9m
Calamos Advisors LLC Reduced -8,549,000-8.5m
Mirabaud Asset Management (France) SAS Sold out -8,200,000-8.2m
SSI INVESTMENT MANAGEMENT LLC Reduced -7,600,999-7.6m
Jump Financial, LLC Sold out -2,500,000-2.5m

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.58% of their portfolio New York, NY 100,775,000100.8m $93.7m $93.7m 0.58% Added +4.8m +4,750,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.08% of their portfolio ATLANTA, GA 85,220,00085.2m $79.1m $79.1m 0.08% Reduced -33.2m -33,220,000
3 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 66,475,00066.5m $61.7m $61.7m 0.02% Unchanged
4 WOLVERINE ASSET MANAGEMENT LLC 1.03% of their portfolio CHICAGO, IL 66,233,00066.2m $61.6m $61.6m 1.03% Added +2.3m +2,300,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.97% of their portfolio NEW YORK, NY 47,716,00047.7m $44.3m $44.3m 0.97% Added +23.5m +23,513,000
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.89% of their portfolio NEW YORK, NY 39,274,00039.3m $36.5m $36.5m 1.89% New
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 38,865,00038.9m $36.0m $36.0m 0.00% Reduced -400.0k -400,000
8 Calamos Advisors LLC 0.14% of their portfolio NAPERVILLE, IL 34,011,00034.0m $31.6m $31.6m 0.14% Reduced -8.5m -8,549,000
9 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 29,035,00029.0m $27.0m $27.0m 0.04% Added +6.2m +6,234,000
10 CAMDEN ASSET MANAGEMENT L P /CA 0.53% of their portfolio Los Angeles, CA 24,435,00024.4m $22.6m $22.6m 0.53% Added +1.0m +1,000,000
11 MacKay Shields LLC 0.51% of their portfolio New York, NY 17,070,00017.1m $15.9m $15.9m 0.51% Unchanged
12 DeepCurrents Investment Group LLC 0.49% of their portfolio NEW YORK, NY 14,500,00014.5m $13.5m $13.5m 0.49% Added +6.0m +6,000,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,150,00014.2m $13.2m $13.2m 0.00% Reduced -1.0m -1,000,000
14 TENOR CAPITAL MANAGEMENT Co., L.P. 0.17% of their portfolio NEW YORK, NY 13,531,00013.5m $12.7m $12.7m 0.17% New
15 FMR LLC 0.00% of their portfolio BOSTON, MA 11,319,00011.3m $10.5m $10.5m 0.00% Added +649.0k +649,000
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,008,00010.0m $9.3m $9.3m 0.00% Added +1.0m +1,031,000
17 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 8,626,0008.6m $8.0m $8.0m 0.01% Added +4.1m +4,124,000
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,500,0008.5m $7.9m $7.9m 0.00% Added +1.5m +1,500,000
19 ABSOLUTE INVESTMENT ADVISERS, LLC 0.80% of their portfolio ROSEMARY BEACH, FL 7,000,0007.0m $6.5m $6.5m 0.80% Reduced -1.0m -1,000,000
20 OAKTREE CAPITAL MANAGEMENT LP 0.12% of their portfolio LOS ANGELES, CA 6,248,0006.2m $5.8m $5.8m 0.12% Added +351.0k +351,000
21 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 6,200,0006.2m $5.8m $5.8m 0.01% Unchanged
22 AXA S.A. 0.01% of their portfolio PARIS, I0 5,200,0005.2m $4.8m $4.8m 0.01% Added +600.0k +600,000
23 Amundi 0.00% of their portfolio Paris, I0 5,140,0005.1m $4.7m $4.7m 0.00% Unchanged
24 Man Group plc 0.01% of their portfolio LONDON, X0 3,730,0003.7m $3.5m $3.5m 0.01% Added +1.2m +1,200,000
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,365,0003.4m $3.1m $3.1m 0.00% Added +72.0k +72,000
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,257,0003.3m $3.0m $3.0m 0.00% Added +3.3m +3,255,000
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,803,0002.8m $2.6m $2.6m 0.00% New
28 RWC Asset Management LLP 0.13% of their portfolio LONDON, X0 2,700,0002.7m $2.5m $2.5m 0.13% Reduced -500.0k -500,000
29 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,400,0002.4m $2.2m $2.2m 0.01% Added +1.0m +1,000,000
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,283,0002.3m $2.1m $2.1m 0.00% Added +1.2m +1,244,000
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,134,0002.1m $2.0m $2.0m 0.00% Added +1.1m +1,067,000
32 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,000,0002.0m $1.9m $1.9m 0.00% New
33 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,683,0001.7m $1.6m $1.6m 0.00% Unchanged
34 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,568,0001.6m $1.5m $1.5m 0.00% Reduced -2.4m -2,429,000
35 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 1,500,0001.5m $1.5m $1.5m 0.01% Unchanged
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 656,000656.0k $608.2k $608.2k 0.00% Reduced -1.3m -1,263,000
37 DNCA FINANCE 0.05% of their portfolio PARIS, I0 650,000650.0k $607.3k $607.3k 0.05% Unchanged
38 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 641,000641.0k $598.6k $598.6k 0.01% New
39 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 600,000600.0k $554.7k $554.7k 0.00% Added +600.0k +600,000
40 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 523,000523.0k $483.8k $483.8k 0.03% Reduced -7.6m -7,600,999
41 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 501,000501.0k $465.3k $465.3k 0.01% Unchanged
42 SHENKMAN CAPITAL MANAGEMENT INC 0.04% of their portfolio NEW YORK, NY 401,000401.0k $370.9k $370.9k 0.04% Reduced -8.9m -8,854,000
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 374,000374.0k $347.4k $347.4k 0.00% Unchanged
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 310,000310.0k $286.8k $286.8k 0.00% Reduced -1.0m -1,000,000
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 300,000300.0k $278.9k $278.9k 0.00% Unchanged
46 ABN AMRO INVESTMENT SOLUTIONS 0.00% of their portfolio PARIS CEDEX 008, I0 200,000200.0k $185.8k $185.8k 0.00% Unchanged
47 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 135,000135.0k $124.9k $124.9k 0.00% Unchanged
48 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 130,000130.0k $120.7k $120.7k 0.01% Reduced -31.0k -31,000
49 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 126,000126.0k $117.6k $117.6k 0.00% Unchanged
50 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 94,00094.0k $87.0k $87.0k 0.00% New
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 65,00065.0k $60.1k $60.1k 0.00% Unchanged
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 29,00029.0k $27.0k $27.0k 0.00% Reduced -907.0k -907,000
53 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 24,00024.0k $2.2m $2.2m 0.01% New
54 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 17,12817.1k $1.2m $1.2m 0.01% New
55 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 17,00017.0k $15.7k $15.7k 0.00% Added +1.0k +1,000
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,00012.0k $11.2k $11.2k 0.00% New
57 Context Capital Management, LLC 0.03% of their portfolio LAJOLLA, CA 1,0001.0k $928.8k $928.8k 0.03% New
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged