Vault-13

WORKIVA INC WK 1.125 08.15.26

NOTE 1.125% 8/1 · US DOMESTIC · CUSIP 98139AAB1

11 institutional holders +0 vs Q1 2026
13,931,00013.9m shares reported held*
$83.4mreported value*
3 new 2 added 1 reduced 3 sold out net bought ≈ $12.7m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.98.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 40Q1 23: 41Q2 23: 32Q3 23: 14Q4 23: 15Q1 24: 14Q2 24: 14Q3 24: 14Q4 24: 14Q1 25: 14Q2 25: 15Q3 25: 13Q4 25: 14Q1 26: 11Q2 26: 1111Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202243
Q4 202240
Q1 202341
Q2 202332
Q3 202314
Q4 202315
Q1 202414
Q2 202414
Q3 202414
Q4 202414
Q1 202514
Q2 202515
Q3 202513
Q4 202514
Q1 202611
Q2 202611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 1 bought or addedQ3 24: 2 cut or sold outQ4 24: 1 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 7 cut or sold outQ2 25: 7 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 6 cut or sold outQ4 25: 7 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 7 cut or sold outQ2 26: 5 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202412
Q4 202415
Q1 202537
Q2 202575
Q3 202536
Q4 202575
Q1 202647
Q2 202654

Biggest buyers

OSTERWEIS CAPITAL MANAGEMENT INC New +13,436,000+13.4m
OAKTREE CAPITAL MANAGEMENT LP New +7,100,000+7.1m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. New +5,200,000+5.2m
CITIGROUP INC Added +115,000+115.0k
JPMORGAN CHASE & CO Added +10,000+10.0k

Biggest sellers

ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -6,000,000-6.0m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -2,996,000-3.0m
Warberg Asset Management LLC Sold out -2,121,000-2.1m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -2,000,000-2.0m

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MIZUHO SECURITIES USA LLC 0.13% of their portfolio NEW YORK, NY 13,931,00013.9m $13.7m $13.7m 0.13% Unchanged
2 OSTERWEIS CAPITAL MANAGEMENT INC 0.63% of their portfolio SAN FRANCISCO, CA 13,436,00013.4m $13.4m $13.4m 0.63% New
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.16% of their portfolio NEW YORK, NY 11,000,00011.0m $11.0m $11.0m 0.16% Reduced -2.0m -2,000,000
4 LMR Partners LLP 0.07% of their portfolio LONDON, X0 8,940,0008.9m $8.9m $8.9m 0.07% Unchanged
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,130,0008.1m $8.1m $8.1m 0.00% Added +10.0k +10,000
6 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 8,032,0008.0m $8.0m $8.0m 0.03% Unchanged
7 OAKTREE CAPITAL MANAGEMENT LP 0.13% of their portfolio LOS ANGELES, CA 7,100,0007.1m $7.1m $7.1m 0.13% New
8 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,000,0007.0m $7.0m $7.0m 0.00% Unchanged
9 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 5,200,0005.2m $5.2m $5.2m 0.01% New
10 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 991,000991.0k $982.4k $982.4k 0.00% Added +115.0k +115,000
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 36,00036.0k $35.8k $35.8k 0.00% Unchanged