Vault-13

WINNEBAGO INDS INC WGO 1.5 04.01.25

NOTE 1.500% 4/0 · US DOMESTIC · CUSIP 974637AB6

38 institutional holders -3 vs Q1 2023
29,743,42729.7m shares reported held*
$344.2mreported value*
3 new 11 added 12 reduced 5 sold out net sold ≈ $4.1m (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.57.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 44Q4 22: 42Q1 23: 41Q2 23: 3838Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202244
Q4 202242
Q1 202341
Q2 202338

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 10 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 17 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221016
Q1 20231820
Q2 20231417

Biggest buyers

III Capital Management Added +11,861,000+11.9m
Point72 Asset Management, L.P. New +9,100,000+9.1m
STEELHEAD PARTNERS LLC Added +6,000,000+6.0m
Polar Capital Holdings Plc Added +4,500,000+4.5m
CAMDEN ASSET MANAGEMENT L P /CA Added +3,500,000+3.5m
Empyrean Capital Partners, LP Added +2,900,000+2.9m
Man Group plc Added +1,750,000+1.8m
BANK OF AMERICA CORP /DE/ Added +1,501,000+1.5m
Thrivent Financial for Lutherans Added +710,000+710.0k
JPMORGAN CHASE & CO Added +686,000+686.0k

Biggest sellers

BlackRock Inc. Reduced -10,630,000-10.6m
LAZARD ASSET MANAGEMENT LLC Reduced -10,281,000-10.3m
READYSTATE ASSET MANAGEMENT LP Sold out -6,000,000-6.0m
FMR LLC Reduced -5,000,000-5.0m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -4,303,000-4.3m
DLD Asset Management, LP Reduced -3,001,000-3.0m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -2,100,000-2.1m
WELLS FARGO & COMPANY/MN Reduced -1,500,000-1.5m
BOOTHBAY FUND MANAGEMENT, LLC Reduced -1,018,000-1.0m
Jefferies Financial Group Inc. Sold out -1,000,000-1.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEELHEAD PARTNERS LLC 3.81% of their portfolio SEATTLE, WA 50,000,00050.0m $60.1m $60.1m 3.81% Added +6.0m +6,000,000
2 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 36,123,00036.1m $43.3m $43.3m 0.05% Reduced -10.3m -10,281,000
3 III Capital Management 2.34% of their portfolio BOCA RATON, FL 24,912,00024.9m $30.0m $30.0m 2.34% Added +11.9m +11,861,000
4 CAPSTONE INVESTMENT ADVISORS, LLC 0.63% of their portfolio NEW YORK, NY 17,750,00017.8m $21.3m $21.3m 0.63% Unchanged
5 Empyrean Capital Partners, LP 1.06% of their portfolio LOS ANGELES, CA 16,900,00016.9m $20.3m $20.3m 1.06% Added +2.9m +2,900,000
6 Calamos Advisors LLC 0.08% of their portfolio NAPERVILLE, IL 12,500,00012.5m $15.0m $15.0m 0.08% Unchanged
7 Parallax Volatility Advisers, L.P. 0.51% of their portfolio San Francisco, CA 12,500,00012.5m $14.9m $14.9m 0.51% Unchanged
8 CAMDEN ASSET MANAGEMENT L P /CA 0.50% of their portfolio Los Angeles, CA 12,050,00012.1m $14.4m $14.4m 0.50% Added +3.5m +3,500,000
9 Man Group plc 0.04% of their portfolio LONDON, X0 11,750,00011.8m $14.2m $14.2m 0.04% Added +1.8m +1,750,000
10 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 10,602,00010.6m $12.7m $12.7m 0.03% Added +710.0k +710,000
11 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 9,100,0009.1m $10.9m $10.9m 0.04% New
12 ABSOLUTE INVESTMENT ADVISERS, LLC 1.54% of their portfolio ROSEMARY BEACH, FL 9,096,0009.1m $10.9m $10.9m 1.54% Unchanged
13 Polar Capital Holdings Plc 0.07% of their portfolio London, X0 9,000,0009.0m $10.4m $10.4m 0.07% Added +4.5m +4,500,000
14 Davidson Kempner Capital Management LP 0.22% of their portfolio New York, NY 8,758,0008.8m $10.5m $10.5m 0.22% Unchanged
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,683,0008.7m $10.4m $10.4m 0.00% Reduced -1.5m -1,500,000
16 SHENKMAN CAPITAL MANAGEMENT INC 0.64% of their portfolio NEW YORK, NY 6,819,0006.8m $8.2m $8.2m 0.64% Reduced -4.3m -4,303,000
17 DLD Asset Management, LP 1.01% of their portfolio NEW YORK, NY 6,249,0006.2m $7.5m $7.5m 1.01% Reduced -3.0m -3,001,000
18 FMR LLC 0.00% of their portfolio BOSTON, MA 5,000,0005.0m $6.0m $6.0m 0.00% Reduced -5.0m -5,000,000
19 BOOTHBAY FUND MANAGEMENT, LLC 0.11% of their portfolio NEW YORK, NY 2,874,0002.9m $3.5m $3.5m 0.11% Reduced -1.0m -1,018,000
20 ADVENT CAPITAL MANAGEMENT /DE/ 0.07% of their portfolio NEW YORK, NY 2,800,0002.8m $3.4m $3.4m 0.07% Reduced -2.1m -2,100,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,290,0002.3m $2.7m $2.7m 0.00% Added +1.5m +1,501,000
22 JUPITER ASSET MANAGEMENT LTD 0.03% of their portfolio London, X0 2,000,0002.0m $2.4m $2.4m 0.03% Unchanged
23 BlackRock Inc. 0.00% of their portfolio New York, NY 1,975,0002.0m $2.4m $2.4m 0.00% Reduced -10.6m -10,630,000
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,536,0001.5m $1.8m $1.8m 0.00% Added +527.0k +527,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 904,000904.0k $985.5k $985.5k 0.00% Added +686.0k +686,000
26 Worth Venture Partners, LLC 0.56% of their portfolio FORT LEE, NJ 850,000850.0k $1.0m $1.0m 0.56% Reduced -48.0k -48,000
27 North Star Investment Management Corp. 0.07% of their portfolio CHICAGO, IL 700,000700.0k $836.5k $836.5k 0.07% Unchanged
28 Quaero Capital S.A. 0.46% of their portfolio GENEVE, V8 500,000500.0k $601.2k $601.2k 0.46% New
29 Wellesley Asset Management 0.03% of their portfolio PORTSMOUTH, NH 341,000341.0k $410.1k $410.1k 0.03% Reduced -540.0k -540,000
30 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 215,000215.0k $256.9k $256.9k 0.00% Added +40.0k +40,000
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 200,000200.0k $240.3k $240.3k 0.00% Unchanged
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $121.5k $121.5k 0.00% New
33 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 31,00031.0k $37.0k $37.0k 0.00% Unchanged
34 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $16.7k $16.7k 0.00% Unchanged
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,00013.0k $15.5k $15.5k 0.00% Unchanged
36 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 5,0005.0k $608.0k $608.0k 0.01% Reduced -2.6k -2,630
37 LAFFER TENGLER INVESTMENTS, INC. 0.46% of their portfolio Scottsdale, AZ 1,4271.4k $1.7m $1.7m 0.46% Reduced -63 -63
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged